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Original filing (PDF)20251007204436NAL0004979617001
SIGMA ELECTRIC MANUFACTURING CORPORATION
Form 5500
FILING_RECEIVED
SIGMA ENGINEERED SOLUTIONS RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
376
Accounts w/ balance
306
Plan assets (EOY)
$24.0M
Net assets (EOY)
$24.0M
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 42 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SIGMA ELECTRIC MANUFACTURING CORPORATION.
Plan sponsor
Name
SIGMA ELECTRIC MANUFACTURING CORPORATION
EIN
72-0926749
Address
120 SIGMA DRIVE · GARNER, NC · 27529
Phone
(919) 773-0011
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
RKL LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VALLEY FORGE INVESTMENT CONSULTANTS | 23-2748550 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $89K | — |
| THE MANDMARBLESTONE GROUP LLC | 20-4780677 | — | CONTRACT ADMINISTRATOR | $12K | — |
Investments
30 direct securities · 1 pooled fund· $24.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$23.8M
30 holdings
Common Collective Trust
$154K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Registered Investment Companies Vanguard Group Vanguard Target Retirement 2035 Inv Fund | — | — | — | $4.5M | 18.8% | |
| Vanguard Group Vanguard Target Retirement 2030 Inv Fund | — | — | — | $3.8M | 15.8% | |
| Vanguard Group Vanguard Target Retirement 2025 Inv Fund | — | — | — | $3.1M | 13.0% | |
| Vanguard Group Vanguard Target Retirement 2040 Inv Fund | — | — | — | $2.0M | 8.5% | |
| Vanguard Group Vanguard Target Retirement 2045 Inv Fund | — | — | — | $1.7M | 7.0% | |
| Fidelity Investments Fidelity 500 Index Fund | — | — | — | $1.7M | 6.9% | |
| Vanguard Group Vanguard Target Retirement 2050 Inv Fund | — | — | — | $1.2M | 5.2% | |
| Vanguard Group Vanguard Target Retirement 2055 Inv Fund | — | — | — | $1.1M | 4.4% | |
| Fidelity Investments Fidelity Blue Chip Growth K6 Fund | — | — | — | $845K | 3.5% | |
| Vanguard Group Vanguard Target Retirement 2020 Inv Fund | — | — | — | $765K | 3.2% | |
| Vanguard Group Vanguard Target Retirement 2060 Inv Fund | — | — | — | $602K | 2.5% | |
| Vanguard Group Vanguard Target Retirement Inc Inv Fund | — | — | — | $456K | 1.9% | |
| Fidelity Investments Fidelity Mid Cap Index Fund | — | — | — | $354K | 1.5% | |
| SEI Trust Company Allspring Special Mid Cap Value R6 | — | — | — | $330K | 1.4% | |
| Fidelity Investments Fidelity Small Cap Index Fund | — | — | — | $298K | 1.2% | |
| Participant Loans 3.25% to 9.50% | — | — | — | $284K | 1.2% | |
| PUTNAM STABLE VALUE FUND (25) PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $154K | 0.6% | |
| JP Morgan Funds JP Morgan Equity Income R6 Fund | — | — | — | $149K | 0.6% | |
| PGIM Investments PGIM Total Return Bond R6 Fund | — | — | — | $139K | 0.6% | |
| Legg Mason ClearBridge Small Cap Growth IS Fund | — | — | — | $112K | 0.5% | |
| Neuberger Berman Management NB Mid Cap Growth R6 Fund | — | — | — | $82K | 0.3% | |
| Dimensional Fund Advisors DFA US Targeted Value I Fund | — | — | — | $66K | 0.3% | |
| Fidelity Investments Fidelity Balanced K6 Fund | — | — | — | $63K | 0.3% | |
| Dimensional Fund Advisors DFA Real Estate Securities I Fund | — | — | — | $50K | 0.2% | |
| JP Morgan Funds JP Morgan Intl Equity R6 Fund | — | — | — | $47K | 0.2% | |
| Fidelity Investments Fidelity International Index Fund | — | — | — | $43K | 0.2% | |
| Vanguard Group Vanguard Target Retirement 2065 Inv Fund | — | — | — | $29K | 0.1% | |
| American Funds American Funds New World R6 | — | — | — | $22K | <0.1% | |
| PIMCO Funds PIMCO Income Institutional Fund | — | — | — | $7K | <0.1% | |
| Vanguard Group Vanguard Target Retirement 2070 Inv Fund | — | — | — | $5K | <0.1% | |
| Vanguard Group Vanguard Total Bond Market Index Admiral Fund | — | — | — | $2K | <0.1% |