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Original filing (PDF)20251013122251NAL0000597379001
LUMEN TECHNOLOGIES, INC.
Form 5500
FILING_RECEIVED
LUMEN RETIREE AND INACTIVE HEALTH PLAN
Health & welfare plan
Signals · 2
37% in single holding~322 bps in Sched C fees
Active participants
0
Accounts w/ balance
—
Plan assets (EOY)
$1.2M
Net assets (EOY)
$1.1M
How this plan invests
This plan
1 pooled trust
Schedule D
12 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
82
Total plan cost
65
Vendor stack
100
Participation health
90
Knocking points off
- Top holding "PEGASUS PARTNERS III, LP" is 37% of plan.
- 322 bps in Schedule C fees — 520% above peer band of 52 bps.
- No active participants reported but plan still holds assets.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LUMEN TECHNOLOGIES, INC..
Plan sponsor
Name
LUMEN TECHNOLOGIES, INC.
DBA
FINANCE DEPT. 2 NE700
EIN
72-0651161
Address
100 CENTURYLINK DR · P. O. BOX 4065 · MONROE, LA · 71203
Phone
(318) 388-9000
Industry
Information / Tech / Mediasee all
Plan administrator
Name
LUMEN EMPLOYEE BENEFITS COMMITTEE
EIN
72-0651161
City
VANCOUVER, WA
Phone
(360) 905-7972
Plan characteristics
Plan number
511
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Welfare benefit codes
4A · Health (other than dental or vision)
4B · Life Insurance
4D · Dental
4E · Vision
4U · Dependent Care
Audit & trust (Schedule H)
Auditor
EISNERAMPER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsCustodian
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHERN TRUST COMPANY | 36-1561860 | — | CUSTODY & FEES | $16K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRICEWATERHOUSECOOPERS LLP | 13-4008324 | — | ACCOUNTING | $25K | — |
Investments
11 direct securities · 1 pooled fund· $1.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$813K
11 holdings
Common Collective Trust
$435K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PEGASUS PARTNERS III, LP | — | 3,858,852 | — | $461K | 36.9% | |
| COM SHORT TERM INVT FUND NORTHERN TRUST · EIN 36-6452394 / PN 001 | Common Collective Trust | 435,451 | — | $435K | 34.9% | |
| PACVEN WALDEN VENTURES V | — | 264,711 | — | $215K | 17.2% | |
| HARBOURVEST PTRS VII - VENT PSHP FD | — | 2,255,984 | — | $52K | 4.2% | |
| BC EUROPEAN CAPITAL VII | — | 862,647 | — | $31K | 2.5% | |
| POLARIS VENTURE PTRS IV | — | 748,790 | — | $29K | 2.3% | |
| HARBOURVEST PTRS VI - DIRECT | — | 568,424 | — | $20K | 1.6% | |
| ADVANCED TECHNOLOGY VENTURES VII | — | 495,572 | — | $3K | 0.2% | |
| APOLLO INVESTMENT FUND IV | — | 1,399,282 | — | $2K | 0.2% | |
| POMONA CAPITAL V | — | 2,870,471 | — | $507 | <0.1% | |
| US AIRWAYS GROUP INC PFD SER A NEW | — | 214 | — | $214 | <0.1% | |
| POLARIS VENTURE PTRS III | — | 2,606,355 | — | $1 | <0.1% |
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