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Original filing (PDF)20250922124020NAL0005660320001
CODEXIS, INC.
Form 5500
FILING_RECEIVED
CODEXIS, INC. 401(K) PLAN
401(k) retirement plan
Active participants
193
Accounts w/ balance
399
Plan assets (EOY)
$56.1M
Net assets (EOY)
$56.1M
How this plan invests
This plan
1 pooled trust
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 23 bps in Schedule C fees — modestly above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CODEXIS, INC..
Plan sponsor
Name
CODEXIS, INC.
EIN
71-0872999
Address
200 PENOBSCOT DRIVE · REDWOOD CITY, CA · 94063
Phone
(650) 421-8146
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-22
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
LEE CPA AUDIT GROUP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $38K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEDIGITAL INVESTMENT ADVISORS LLC | 43-1451524 | — | ADVISOR | $74K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $15K | — |
Investments
32 direct securities · 1 pooled fund· $56.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$55.3M
32 holdings
Common Collective Trust
$789K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FID 500 INDEX Registered Investment Company | — | — | — | $13.2M | 23.6% | |
| FID CONTRAFUND K6 Registered Investment Company | — | — | — | $8.0M | 14.3% | |
| FID FDM IDX 2040 IPR Registered Investment Company | — | — | — | $4.1M | 7.3% | |
| FID FDM IDX 2035 IPR Registered Investment Company | — | — | — | $2.9M | 5.2% | |
| FID FDM IDX 2045 IPR Registered Investment Company | — | — | — | $2.5M | 4.5% | |
| CRLN E MID CAP GR R6 Registered Investment Company | — | — | — | $2.3M | 4.2% | |
| FID BALANCED K6 Registered Investment Company | — | — | — | $2.2M | 3.9% | |
| FID FDM IDX 2030 IPR Registered Investment Company | — | — | — | $2.1M | 3.7% | |
| FID FDM IDX 2025 IPR Registered Investment Company | — | — | — | $2.1M | 3.7% | |
| FID SM CAP IDX Registered Investment Company | — | — | — | $2.0M | 3.6% | |
| FID FDM IDX 2055 IPR Registered Investment Company | — | — | — | $1.8M | 3.2% | |
| FID MID CAP IDX Registered Investment Company | — | — | — | $1.6M | 2.9% | |
| MFS INTL GROWTH R6 Registered Investment Company | — | — | — | $1.6M | 2.8% | |
| FID FDM IDX 2050 IPR Registered Investment Company | — | — | — | $1.5M | 2.7% | |
| FID EQUITY INCOME K6 Registered Investment Company | — | — | — | $1.4M | 2.6% | |
| VICT CP INTM BD R6 Registered Investment Company | — | — | — | $1.3M | 2.3% | |
| FID FDM IDX 2060 IPR Registered Investment Company | — | — | — | $979K | 1.7% | |
| MIP CL 2 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 024 | Common Collective Trust | — | — | $789K | 1.4% | |
| FID INTL INDEX Registered Investment Company | — | — | — | $724K | 1.3% | |
| FID FDM IDX 2065 IPR Registered Investment Company | — | — | — | $551K | 1.0% | |
| VICTORY S EST VAL R6 Registered Investment Company | — | — | — | $455K | 0.8% | |
| FID EMRG MKTS IDX Registered Investment Company | — | — | — | $437K | 0.8% | |
| FID US BOND IDX Registered Investment Company | — | — | — | $387K | 0.7% | |
| FID FDM IDX 2020 IPR Registered Investment Company | — | — | — | $338K | 0.6% | |
| Interest-bearing cash * FID GOVT MMKT K6 Interest-Bearing Cash ** $ | — | — | — | $276K | 0.5% | |
| Participant Loans Interest rates at (5.25% ~ 10.50%) $0 | — | — | — | $183K | 0.3% | |
| FID FDM IDX 2015 IPR Registered Investment Company | — | — | — | $144K | 0.3% | |
| FID FDM IDX INC IPR Registered Investment Company | — | — | — | $80K | 0.1% | |
| NB STRATEGIC INC R6 Registered Investment Company | — | — | — | $52K | <0.1% | |
| Registred Investment Companies AB SM CAP GRTH Z Registered Investment Company | — | — | — | $14K | <0.1% | |
| FID FDM IDX 2010 IPR Registered Investment Company | — | — | — | $11K | <0.1% | |
| C&S INST REALTY SHS Registered Investment Company | — | — | — | $11K | <0.1% | |
| DFA US TARGET VAL I Registered Investment Company | — | — | — | $7K | <0.1% |