Back to filter
Original filing (PDF)20251007203132NAL0008468256002
BOARD OF TRUSTEES OF THE SOUTHERN DISTRICT UBC DEFINED CONTRIBUTION F
Form 5500
FILING_RECEIVED
SOUTHERN DISTRICT UBC DEFINED CONTRIBUTION FUND
401(k) retirement plan
Signals · 3
66% in single holdingNo recordkeeper disclosed29 service providers
Active participants
51,643
Accounts w/ balance
51,643
Plan assets (EOY)
$1.2B
Net assets (EOY)
$1.2B
How this plan invests
This plan
5 pooled trusts
Schedule D
5 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "[DFE: UBC RUSSELL 3000 INDEX TRUST (share>100%, pinned)]" is 66% of plan.
- 16 bps in Schedule C fees — 215% above peer band of 5 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOARD OF TRUSTEES OF THE SOUTHERN DISTRICT UBC DEFINED CONTRIBUTION F.
Plan sponsor
Name
BOARD OF TRUSTEES OF THE SOUTHERN DISTRICT UBC DEFINED CONTRIBUTION F
EIN
71-0851216
Address
2001 CALDWELL DR. · GOODLETTSVILLE, TN · 370723589
Phone
(615) 859-0131
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2J · 401(k) feature
Audit & trust (Schedule H)
Auditor
CALIBRE CPA GROUP PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
29 rowsOther
29| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SOUTHERN BENEFIT ADMINISTRATORS | 62-1116095 | GOODLETTSVILLE, TN | NONE | $528K | — |
| THE YOUNGDAHL LAW FIRM, P.C. | 75-3110632 | HOUSTON, TX | NONE | $318K | — |
| ULLICO INVESTMENT ADVISORS | 13-1423090 | — | NONE | $230K | — |
| CRESCENT CREDIT SOLUTIONS | 85-1529826 | — | NONE | $111K | — |
| AMALGAMATED BANK | 13-4920330 | NEW YORK, NY | NONE | $109K | — |
| LOOMIS, SAYLES & COMPANY, L.P. | 20-8080381 | — | NONE | $100K | — |
| CALIBRE CPA GROUP PLLC | 44-0642126 | BETHESDA, MD | NONE | $73K | — |
| BLACKSTONE INFRASTRUCTURE | — | NEW YORK, NY | NONE | $57K | — |
| AMERICAN REALTY ADVISORS | 33-0123114 | — | NONE | $52K | — |
| ALAN D BILLER ASSOCIATES, INC. | 94-2854958 | MENLO PARK, CA | NONE | $50K | — |
| REYNOLDS CONSULTING, LLC | — | HICKSVILLE, NY | NONE | $37K | — |
| DANIELS, IRWIN & AYLOR | — | MADISON, TN | NONE | $32K | — |
| ASB CAPITAL MANAGEMENT, LLC | 80-0618452 | — | NONE | $31K | — |
| PRUDENTIAL FINANCIAL | 06-1050034 | — | NONE | $25K | — |
| EAGLE ASSET MANAGEMENT | 59-2385219 | — | NONE | $22K | — |
| PACIFIC INCOME ADVISORS | 95-4067974 | — | NONE | $18K | — |
| WILMINGTON TRUST | 16-1486454 | — | NONE | $18K | — |
| PNC WEALTH MANAGEMENT | 22-3952636 | — | NONE | $18K | — |
| LAPADULA CARLSON & CO. | 65-0292391 | — | NONE | $17K | — |
| OSBORN CARREIRO & ASSOCIATES | 71-0631123 | — | NONE | $17K | — |
| INVESCO TRUST COMPANY | 46-3793325 | HOUSTON, TX | NONE | $17K | — |
| MACKAY SHIELDS | 13-4080466 | — | NONE | $11K | — |
| JP MORGAN CHASE BANK | 13-4994650 | — | NONE | $11K | — |
| ATLANTA CAPITAL MANAGEMENT | 58-2236910 | — | NONE | $11K | — |
| WEDGE CAPITAL MANAGEMENT, LLP | — | CHARLOTTE, NC | NONE | $10K | — |
| DANA INVESTMENT ADVISORS, INC | 39-1512278 | — | NONE | $9K | — |
| FOUNDRY PARTNERS, LLC | 46-1184506 | — | NONE | $8K | — |
| BNY MELLON | 25-6078093 | — | NONE | $8K | — |
| ZENITH AMERICAN SOLUTIONS | 52-1590516 | — | NONE | $7K | — |
Investments
5 pooled funds· $1.1B(88% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| UBC RUSSELL 3000 INDEX TRUST INVESCO TRUST COMPANY · EIN 20-2583973 / PN 306 | Common Collective Trust | — | — | $720.0M | 58.1% | |
| LONGVIEW CORE BOND INDEX FUND AMALGAMATED BANK · EIN 13-4920330 / PN 005 | Common Collective Trust | — | — | $230.0M | 18.6% | |
| MASSMUTUAL DIVERSIFIED STABLE VALUE MASSMUTUAL · EIN 90-0779286 / PN 448 | Common Collective Trust | — | — | $133.8M | 10.8% | |
| ASB ALLEGIANCE REAL ESTATE FUND ASB CAPITAL MANAGEMENT, LLC · EIN 80-0618452 / PN 001 | Common Collective Trust | — | — | $6.1M | 0.5% | |
| MULTI-EMPLOYER PROPERTY TRUST NEWTOWER TRUST COMPANY · EIN 52-6218800 / PN 001 | Common Collective Trust | — | — | $2.0M | 0.2% |