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Original filing (PDF)20250908121736NAL0019305201001
SOUTHWEST POWER POOL, INC.
Form 5500
FILING_RECEIVED
SOUTHWEST POWER POOL 401(K) SAVINGS PLAN
401(k) retirement plan
Active participants
823
Accounts w/ balance
972
Plan assets (EOY)
$224.5M
Net assets (EOY)
$224.5M
How this plan invests
This plan
1 pooled trust
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (6 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SOUTHWEST POWER POOL, INC..
Plan sponsor
Name
SOUTHWEST POWER POOL, INC.
EIN
71-0748158
Address
201 WORTHEN DRIVE · LITTLE ROCK, AR · 722234936
Phone
(501) 614-3200
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-08
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
LANDMARK, PLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORD KEEPER | $104K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIRST SECURITY BANK | 71-0159420 | — | INVESTMENT ADVISORY | $35K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
Investments
34 direct securities · 1 pooled fund· $226.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$217.9M
34 holdings
Common Collective Trust
$8.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index - | — | — | — | $53.7M | 23.9% | |
| JPMorgan Lg Cap Gr R6 - | — | — | — | $24.6M | 11.0% | |
| Vanguard Mid Cap Index Instl - | — | — | — | $23.7M | 10.6% | |
| JP Morgan JPMorgan Core Plus Bd R6 - | — | — | — | $17.2M | 7.6% | |
| Vanguard Small Cap Index Inst - | — | — | — | $14.8M | 6.6% | |
| John Hancock JHancock3 Disciplined Val R6 - | — | — | — | $10.8M | 4.8% | |
| Hartford Schroders Intl Stk SDR - | — | — | — | $9.5M | 4.2% | |
| FEDERATED HERMES CAPITAL PRESERV R6 FEDERATED · EIN 22-2712854 / PN 001 | Common Collective Trust | — | — | $8.1M | 3.6% | |
| Allspring Spec Mid Cap Val R6 - | — | — | — | $7.1M | 3.2% | |
| Blackrock Lifepath Index 2055 K - | — | — | — | $5.7M | 2.5% | |
| Janus Henderson Enterprise N - | — | — | — | $4.3M | 1.9% | |
| Blackrock Lifepath Index 2035 K - | — | — | — | $4.1M | 1.8% | |
| Blackrock Lifepath Index 2050 K - | — | — | — | $3.4M | 1.5% | |
| Lord Abbett Lord Abbett Short Duration Inc R6 - | — | — | — | $3.4M | 1.5% | |
| JPMorgan Govt Bd R6 - | — | — | — | $3.2M | 1.4% | |
| Blackrock Lifepath Index 2045 K - | — | — | — | $2.8M | 1.2% | |
| American Century American Century Small Cap Val R6 - | — | — | — | $2.6M | 1.2% | |
| Janus Henderson Venture N - | — | — | — | $2.6M | 1.1% | |
| Fidelity Intl Small Cap Opp - | — | — | — | $2.5M | 1.1% | |
| Blackrock Lifepath Index 2040 K - | — | — | — | $2.4M | 1.1% | |
| Blackrock Lifepath Index 2030 K - | — | — | — | $2.3M | 1.0% | |
| Vanguard Total Bd Mkt Index Adm - | — | — | — | $2.1M | 0.9% | |
| Vanguard Total Stock Mkt Index Adm - | — | — | — | $2.0M | 0.9% | |
| Vanguard Developed Mkt Index Adm - | — | — | — | $1.9M | 0.8% | |
| GQG Partners Emerging Markets Equity R6 - | — | — | — | $1.8M | 0.8% | |
| Participants Notes Receivable with interest rates of 4.25% to 9.50% | — | — | — | $1.7M | 0.8% | |
| various maturity dates; secured by participants' vested balances - | — | — | — | $1.7M | 0.8% | |
| Blackrock Lifepath Index Retment K - | — | — | — | $1.6M | 0.7% | |
| Vanguard Gr Index Adm - | — | — | — | $1.6M | 0.7% | |
| Cohen & Steers Cohen & Steers Instl Realty Shares - | — | — | — | $1.2M | 0.5% | |
| Vanguard Val Index Adm | — | — | — | $573K | 0.3% | |
| Guggenheim Macro Opp Instl - | — | — | — | $507K | 0.2% | |
| Blackrock iShares Russell Small/Mid-Cap Idx K - | — | — | — | $347K | 0.2% | |
| Cohen & Steers Cohen & Steers Pre Sec & Inc Z - | — | — | — | $251K | 0.1% | |
| State Street Bank & Trust Co. Cash Reserve Account - | — | — | — | $7K | <0.1% |