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Original filing (PDF)20251008081003NAL0003113539001
SUPERIOR, INC.
Form 5500
FILING_RECEIVED
SUPERIOR INC & AFFILIATES 401(K) PLAN
401(k) retirement plan
Active participants
827
Accounts w/ balance
512
Plan assets (EOY)
$31.1M
Net assets (EOY)
$30.9M
How this plan invests
This plan
1 pooled trust
Schedule D
69 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
80
Knocking points off
- 39 bps in Schedule C fees — modestly above peer band of 29 bps.
- 62% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SUPERIOR, INC..
Plan sponsor
Name
SUPERIOR, INC.
EIN
71-0568778
Address
4476 WATERSIDE COURT · FAYETTEVILLE, AR · 72703
Phone
(479) 442-4476
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2X · Other multiple-employer DC plan
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CARON & BLETZER, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE INSURANCE | 31-4156830 | COLUMBUS, OH | RECORDKEEPER | $71K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PROACCOUNT | 73-0988442 | COLUMBUS, OH | INVESTMENT ADVISOR | $42K | — |
| ARVEST WEALTH MANAGEMENT | 71-0794602 | LOWELL, AR | INVESTMENT ADVISOR | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DEFINITI, LLC | 85-0833363 | THE WOODLANDS, TX | TPA | $10K | — |
Investments
68 direct securities · 1 pooled fund· $27.7M(89% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$27.7M
68 holdings
Pooled Separate Account
$3K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Fund " | — | — | — | $4.0M | 12.9% | |
| JPMorgan Large Cap Growth Fund " | — | — | — | $2.1M | 6.8% | |
| Vanguard Target Retirement 2050 Fund " | — | — | — | $1.7M | 5.5% | |
| Vanguard Target Retirement 2030 Fund " | — | — | — | $1.7M | 5.3% | |
| Vanguard Target Retirement 2045 Fund " | — | — | — | $1.6M | 5.1% | |
| Vanguard Target Retirement 2040 Fund " | — | — | — | $1.5M | 4.7% | |
| Vanguard Target Retirement 2055 Fund " | — | — | — | $1.3M | 4.3% | |
| Nationwide Investor Destinations Moderately Aggressive Fund " | — | — | — | $1.2M | 4.0% | |
| Vanguard Target Retirement 2035 Fund " | — | — | — | $1.1M | 3.4% | |
| Fidelity 500 Index Fund " | — | — | — | $689K | 2.2% | |
| DFA U.S. Targeted Value Portfolio " | — | — | — | $542K | 1.7% | |
| Vanguard Target Retirement 2060 Fund " | — | — | — | $482K | 1.5% | |
| JPMorgan Core Plus Bond Fund " | — | — | — | $477K | 1.5% | |
| Vanguard Mid-Cap Index Fund " | — | — | — | $447K | 1.4% | |
| Nationwide Loomis All Cap Growth Fund " | — | — | — | $402K | 1.3% | |
| Goldman Sachs GQG Partners International Opportunities Fund " | — | — | — | $396K | 1.3% | |
| Dodge & Cox International Stock Fund " | — | — | — | $387K | 1.2% | |
| Fidelity International Index Fund " | — | — | — | $381K | 1.2% | |
| Nationwide Investor Destinations Aggressive Fund " | — | — | — | $365K | 1.2% | |
| Avantis U.S. Large Cap Value Fund " | — | — | — | $347K | 1.1% | |
| Oakmark International Fund " | — | — | — | $342K | 1.1% | |
| Nationwide Investor Destinations Moderate Fund " | — | — | — | $339K | 1.1% | |
| Vanguard Small Cap Index Fund " | — | — | — | $331K | 1.1% | |
| JPMorgan Equity Income Fund " | — | — | — | $326K | 1.0% | |
| American Funds Capital World Growth and Income Fund " | — | — | — | $312K | 1.0% | |
| Nationwide Investor Destinations Moderately Conservative Fund " | — | — | — | $297K | 1.0% | |
| Fidelity U.S. Bond Index Fund " | — | — | — | $294K | 0.9% | |
| Vanguard Target Retirement 2025 Fund " | — | — | — | $285K | 0.9% | |
| Avantis Emerging Markets Equity Fund " | — | — | — | $278K | 0.9% | |
| Federated Hermes Government Obligations Fund " | — | — | — | $264K | 0.8% | |
| PGIM Total Return Bond Fund " | — | — | — | $251K | 0.8% | |
| American Funds Fundamental Investors Fund " | — | — | — | $249K | 0.8% | |
| American Funds Europacific Fund " | — | — | — | $231K | 0.7% | |
| Eaton Vance Atlanta Capital SMID-Cap Fund " | — | — | — | $193K | 0.6% | |
| Blackrock High Yield Portfolio " | — | — | — | $191K | 0.6% | |
| Diamond Hill Mid Cap Fund " | — | — | — | $190K | 0.6% | |
| MFS Mid Cap Growth Fund " | — | — | — | $189K | 0.6% | |
| American Century Mid Cap Value Fund " | — | — | — | $186K | 0.6% | |
| Invesco Diversified Dividend Fund " | — | — | — | $181K | 0.6% | |
| Principal Global Real Estate Securities Fund " | — | — | — | $168K | 0.5% | |
| PIMCO Real Return Fund " | — | — | — | $157K | 0.5% | |
| PGIM High Yield Fund " | — | — | — | $153K | 0.5% | |
| DFA Intermediate Government Fixed Income Fund " | — | — | — | $146K | 0.5% | |
| Vanguard Target Retirement 2070 Fund " ** 726 Legal & General Commodity Strategy Fund " | — | — | — | $139K | 0.4% | |
| Vanguard Explorer Fund " | — | — | — | $109K | 0.3% | |
| Avantis U.S. Small Cap Value Fund " | — | — | — | $106K | 0.3% | |
| BlackRock Strategic Income Opportunities Portfolio " ** 179 BlackRock Total Return Fund " | — | — | — | $106K | 0.3% | |
| Invesco Small Cap Growth Fund " | — | — | — | $91K | 0.3% | |
| AB Global Bond Fund " | — | — | — | $88K | 0.3% | |
| Vanguard Target Retirement 2020 Fund " | — | — | — | $68K | 0.2% | |
| Fidelity Government Money Market Fund " | — | — | — | $53K | 0.2% | |
| Invesco Equity and Income Fund " | — | — | — | $49K | 0.2% | |
| Fidelity Nasdaq Composite Index Fund " | — | — | — | $39K | 0.1% | |
| Fidelity Inflation-Protected Bond Index Fund " | — | — | — | $27K | <0.1% | |
| Vanguard Target Retirement 2065 Fund " | — | — | — | $25K | <0.1% | |
| DFA Emerging Markets Core Equity 2 Portfolio " | — | — | — | $23K | <0.1% | |
| AB Global Bond I Fund " | — | — | — | $15K | <0.1% | |
| Vanguard Target Retirement Income Fund " | — | — | — | $13K | <0.1% | |
| VanEck Emerging Markets Fund " | — | — | — | $10K | <0.1% | |
| DFA U.S. Large Cap Value Portfolio " | — | — | — | $9K | <0.1% | |
| Columbia Select Large Cap Growth Fund " | — | — | — | $7K | <0.1% | |
| Goldman Sachs Mid Cap Value Fund " | — | — | — | $7K | <0.1% | |
| AB Discovery Growth Fund Mutual fund | — | — | — | $5K | <0.1% | |
| DFA Global Real Estate Securities Portfolio " | — | — | — | $5K | <0.1% | |
| BlackRock Mid-Cap Growth Equity Portfolio " | — | — | — | $3K | <0.1% | |
| JPMorgan SmartRetirement 2030 Fund " | — | — | — | $3K | <0.1% | |
| PRINCIPAL US PROPERTY SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 027 | Pooled Separate Account | — | — | $3K | <0.1% | |
| PIMCO Commodity Real Return Fund " | — | — | — | $3K | <0.1% | |
| Nationwide Investor Destinations Conservative Fund " | — | — | — | $3K | <0.1% |