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Original filing (PDF)20251009103004NAL0006445809001
MITCHELL WILLIAMS SELIG GATES & WOODYARD PLLC
Form 5500
FILING_RECEIVED
MITCHELL WILLIAMS SELIG GATES & WOODYARD PLLC EMPLOYEES' 401(K) PLAN AND TRUST
401(k) retirement plan
Signals · 1
6 service providers
Active participants
124
Accounts w/ balance
179
Plan assets (EOY)
$14.6M
Net assets (EOY)
$14.6M
How this plan invests
This plan
67 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 64 bps in Schedule C fees — 121% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MITCHELL WILLIAMS SELIG GATES & WOODYARD PLLC.
Plan sponsor
Name
MITCHELL WILLIAMS SELIG GATES & WOODYARD PLLC
EIN
71-0261429
Address
425 WEST CAPITOL SUITE 1800 · LITTLE ROCK, AR · 722013525
Phone
(501) 688-8800
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2K · 401(m) arrangement
2F · ERISA section 404(c)
2A · Age/service weighted or new comparability
Audit & trust (Schedule H)
Auditor
HCJ CPAS & ADVISORS PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS CO OF AMERICA | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $17K | — |
Advisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIRST SECURITY BANK | 71-0159420 | — | INVESTMENT ADVISOR | $36K | — |
| MONK MITCHELL WILLIAMS & VINCENT | — | LITTLE ROCK, AR | INVESTMENT ADVISOR | $20K | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MANAGEMENT | $3K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER FINANCIAL SERVICES | — | GREENWOOD VILLAGE, CO | BROKER/DEALER | $200 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DEFINITI LLC | — | THE WOODLANDS, TX | CONTRACT ADMINISTRATOR | $17K | — |
Investments
67 direct securities· $31.4M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Participant - Directed Brokerage Accounts Other | — | — | — | $4.6M | 31.9% | |
| BlackRock LifePath Index Retirement Value of interest in registered investment companies | — | — | — | $1.7M | 11.5% | |
| BlackRock LifePath Index Retirement Value of interest in registered investment companies | — | — | — | $1.5M | 10.1% | |
| EI Fixed Account - Series Class I Value of interest in registered investment companies | — | — | — | $1.4M | 9.7% | |
| EI Fixed Account - Series Class I Value of interest in registered investment companies | — | — | — | $1.4M | 9.6% | |
| BlackRock LifePath Index 2030 Value of interest in registered investment companies | — | — | — | $1.2M | 8.3% | |
| JPMorgan Large Cap Growth R6 Value of interest in registered investment companies | — | — | — | $1.2M | 7.9% | |
| Vanguard Windsor II Fund - Admiral Value of interest in registered investment companies | — | — | — | $1.1M | 7.6% | |
| BlackRock LifePath Index 2040 Value of interest in registered investment companies | — | — | — | $1.1M | 7.3% | |
| Participant - Directed Brokerage Accounts Other | — | — | — | $941K | 6.4% | |
| Vanguard Windsor II Fund - Admiral Value of interest in registered investment companies | — | — | — | $919K | 6.3% | |
| Fidelity 500 Index Value of interest in registered investment companies | — | — | — | $906K | 6.2% | |
| JPMorgan Large Cap Growth R6 Value of interest in registered investment companies | — | — | — | $842K | 5.8% | |
| BlackRock LifePath Index 2030 Value of interest in registered investment companies | — | — | — | $822K | 5.6% | |
| BlackRock LifePath Index 2055 Value of interest in registered investment companies | — | — | — | $727K | 5.0% | |
| Fidelity 500 Index Value of interest in registered investment companies | — | — | — | $693K | 4.7% | |
| Fidelity Small Cap Index Value of interest in registered investment companies | — | — | — | $623K | 4.3% | |
| BlackRock LifePath Index 2040 Value of interest in registered investment companies | — | — | — | $600K | 4.1% | |
| Fidelity Small Cap Index Value of interest in registered investment companies | — | — | — | $594K | 4.1% | |
| BlackRock LifePath Index 2035 Value of interest in registered investment companies | — | — | — | $554K | 3.8% | |
| BlackRock LifePath Index 2050 Value of interest in registered investment companies | — | — | — | $535K | 3.7% | |
| BlackRock LifePath Index 2035 Value of interest in registered investment companies | — | — | — | $509K | 3.5% | |
| BlackRock LifePath Index 2025 Value of interest in registered investment companies | — | — | — | $464K | 3.2% | |
| BlackRock LifePath Index 2055 Value of interest in registered investment companies | — | — | — | $451K | 3.1% | |
| BlackRock LifePath Index 2050 Value of interest in registered investment companies | — | — | — | $385K | 2.6% | |
| BlackRock LifePath Index 2045 Value of interest in registered investment companies | — | — | — | $364K | 2.5% | |
| BlackRock LifePath Index 2045 Value of interest in registered investment companies | — | — | — | $356K | 2.4% | |
| Hartford Schroders International Stk Value of interest in registered investment companies | — | — | — | $330K | 2.3% | |
| BlackRock LifePath Index 2060 Value of interest in registered investment companies | — | — | — | $303K | 2.1% | |
| Fidelity International Index Value of interest in registered investment companies | — | — | — | $296K | 2.0% | |
| JPMorgan Core Plus Bond R6 Value of interest in registered investment companies | — | — | — | $295K | 2.0% | |
| JPMorgan Core Plus Bond R6 Value of interest in registered investment companies | — | — | — | $282K | 1.9% | |
| JPMorgan Government Bond R6 Value of interest in registered investment companies | — | — | — | $250K | 1.7% | |
| Hartford Schroders International Stk Value of interest in registered investment companies | — | — | — | $235K | 1.6% | |
| Fidelity International Index Value of interest in registered investment companies | — | — | — | $228K | 1.6% | |
| Fidelity US Bond Index Value of interest in registered investment companies | — | — | — | $226K | 1.6% | |
| BlackRock LifePath Index 2060 Value of interest in registered investment companies | — | — | — | $213K | 1.5% | |
| JPMorgan Mid Cap Growth R6 Value of interest in registered investment companies | — | — | — | $178K | 1.2% | |
| JPMorgan Government Bond R6 Value of interest in registered investment companies | — | — | — | $172K | 1.2% | |
| MFS Mid Cap Growth R6 Value of interest in registered investment companies | — | — | — | $157K | 1.1% | |
| Participant Loans Secured by vested benefits with interest rates of 5.25% - 10.50% - | — | — | — | $141K | 1.0% | |
| Fidelity US Bond Index Value of interest in registered investment companies | — | — | — | $137K | 0.9% | |
| MFS Mid Cap Growth R6 Value of interest in registered investment companies | — | — | — | $123K | 0.8% | |
| Allspring Special Mid Cap Value R6 Value of interest in registered investment companies | — | — | — | $118K | 0.8% | |
| Allspring Special Mid Cap Value R6 Value of interest in registered investment companies | — | — | — | $103K | 0.7% | |
| Fidelity Mid Cap Index Value of interest in registered investment companies | — | — | — | $103K | 0.7% | |
| Fidelity Mid Cap Index Value of interest in registered investment companies | — | — | — | $95K | 0.6% | |
| American Century Small Cap Value R6 Value of interest in registered investment companies | — | — | — | $88K | 0.6% | |
| JPMorgan Emerging Markets Equity R6 Value of interest in registered investment companies | — | — | — | $88K | 0.6% | |
| Cohen & Steers Instl Realty Shares Value of interest in registered investment companies | — | — | — | $87K | 0.6% | |
| Participant Loans Secured by vested benefits with interest rates of 5.25% - 10.25% - | — | — | — | $84K | 0.6% | |
| JPMorgan Small Cap Growth R6 Value of interest in registered investment companies | — | — | — | $74K | 0.5% | |
| JPMorgan Small Cap Growth R6 Value of interest in registered investment companies | — | — | — | $60K | 0.4% | |
| BlackRock LifePath Index 2065 Value of interest in registered investment companies | — | — | — | $54K | 0.4% | |
| American Century Small Cap Value R6 Value of interest in registered investment companies | — | — | — | $51K | 0.3% | |
| Principal Spectrum Pref Cap Sec Inc Inst Value of interest in registered investment companies | — | — | — | $50K | 0.3% | |
| Cohen & Steers Instl Realty Shares Value of interest in registered investment companies | — | — | — | $49K | 0.3% | |
| Principal Spectrum Pref Cap Sec Inc Inst Value of interest in registered investment companies | — | — | — | $42K | 0.3% | |
| Vanguard FTSE All-Wld Ex-Us Small Cap Value of interest in registered investment companies | — | — | — | $36K | 0.2% | |
| BlackRock LifePath Index 2065 Value of interest in registered investment companies | — | — | — | $34K | 0.2% | |
| Vanguard FTSE All-Wld Ex-Us Small Cap Value of interest in registered investment companies | — | — | — | $34K | 0.2% | |
| Fidelity Capital & Income Value of interest in registered investment companies | — | — | — | $30K | 0.2% | |
| Guggenheim Macro Opportunities Instl Value of interest in registered investment companies | — | — | — | $28K | 0.2% | |
| Guggenheim Macro Opportunities Instl Value of interest in registered investment companies | — | — | — | $25K | 0.2% | |
| Fidelity Capital & Income Value of interest in registered investment companies | — | — | — | $14K | <0.1% | |
| Eaton Vance Floating Rate I Value of interest in registered investment companies | — | — | — | $14K | <0.1% | |
| Eaton Vance Floating Rate I Value of interest in registered investment companies | — | — | — | $13K | <0.1% |