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Original filing (PDF)20251007133507NAL0002506083001
CITY WINERY, LLC
Form 5500
FILING_RECEIVED
CITY WINERY 401(K) PS PLAN
401(k) retirement plan
Signals · 2
26% in single holding~145 bps in Sched C fees
Active participants
453
Accounts w/ balance
158
Plan assets (EOY)
$3.2M
Net assets (EOY)
$3.2M
How this plan invests
This plan
9 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
83
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
65
Vendor stack
100
Participation health
65
Knocking points off
- Top holding "Putnam Retirement Advantage 2045 V n/a" is 26% of plan.
- 145 bps in Schedule C fees — 179% above peer band of 52 bps.
- Only 35% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CITY WINERY, LLC.
Plan sponsor
Name
CITY WINERY, LLC
EIN
68-0644994
Address
25 11TH AVENUE · NEW YORK, NY · 10011
Phone
(646) 751-6031
Industry
Accommodation & Food Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WITHUM SMITH BROWN, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $44K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PARK AVENUE SECURITIES LLC | — | BETHLEHEM, PA | BROKER/ADVISER | $0 | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $2K | — |
| MORNINGSTAR INC DBA MORNINGSTAR | — | CHICAGO, IL | OTHER | $595 | — |
Investments
18 direct securities · 9 pooled funds· $2.9M(91% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$2.0M
9 holdings
Uncategorized
$952K
17 holdings
Mutual Funds
$45K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PUTNAM RETIREMENT ADVANTAGE 2045 V PUTNAM INVESTMENTS · EIN 26-1208510 / PN 259 | Common Collective Trust | — | — | $770K | 23.7% | |
| PUTNAM RETIREMENT ADVANTAGE 2050 V PUTNAM INVESTMENTS · EIN 26-0787670 / PN 258 | Common Collective Trust | — | — | $630K | 19.4% | |
| PUTNAM RETIREMENT ADVANTAGE 2055 V PUTNAM INVESTMENTS · EIN 27-3616920 / PN 275 | Common Collective Trust | — | — | $252K | 7.8% | |
| Empower S&P 500 Index Fund Inv n/a | — | — | — | $235K | 7.3% | |
| PUTNAM RETIREMENT ADVANTAGE 2040 V PUTNAM INVESTMENTS · EIN 26-1384398 / PN 260 | Common Collective Trust | — | — | $176K | 5.4% | |
| Blackrock Inflation Protection Bond Inv. A n/a | — | — | — | $144K | 4.4% | |
| Empower Bond Index Fund Inv n/a | — | — | — | $94K | 2.9% | |
| Empower International Index Fund Inv n/a | — | — | — | $94K | 2.9% | |
| American Funds New World Fund - R3 n/a | — | — | — | $74K | 2.3% | |
| Empower T. Rowe Price MDCP GR Fund Inv n/a | — | — | — | $60K | 1.8% | |
| Victory Sycamore Established Value A n/a | — | — | — | $53K | 1.6% | |
| Pimco Income A n/a | — | — | — | $52K | 1.6% | |
| PUTNAM RETIREMENT ADVANTAGE 2035 V PUTNAM INVESTMENTS · EIN 26-0787945 / PN 261 | Common Collective Trust | — | — | $51K | 1.6% | |
| PUTNAM RETIREMENT ADVANTAGE 2030 V PUTNAM INVESTMENTS · EIN 26-0788040 / PN 262 | Common Collective Trust | — | — | $46K | 1.4% | |
| American Funds New Perspective R3 n/a | Mutual Funds | — | — | $45K | 1.4% | |
| Empower Real Estate Index Fund Inv n/a | — | — | — | $32K | 1.0% | |
| T. Rowe Price International Value Equity Adv n/a | — | — | — | $28K | 0.9% | |
| PUTNAM RETIREMENT ADVANTAGE TRST 20 PUTNAM INVESTMENTS · EIN 27-3616920 / PN 273 | Common Collective Trust | — | — | $23K | 0.7% | |
| Invesco Diversified Dividend A n/a | — | — | — | $17K | 0.5% | |
| Clearbridge Small Cap Growth A n/a | — | — | — | $16K | 0.5% | |
| Macquire Small Cap Value A n/a | — | — | — | $15K | 0.5% | |
| PGIM High-Yield A n/a | — | — | — | $14K | 0.4% | |
| DWS Enhanced Commodity Strategy A n/a | — | — | — | $14K | 0.4% | |
| Pimco International Bond (USD-Hedged) A n/a | — | — | — | $9K | 0.3% | |
| PUTNAM RETIREMENT ADVANTAGE 2025 V PUTNAM INVESTMENTS · EIN 26-1384344 / PN 263 | Common Collective Trust | — | — | $3K | 0.1% | |
| MFS Growth R3 n/a | — | — | — | $1K | <0.1% | |
| PUTNAM RETIREMENT ADVANTAGE TRST MA PUTNAM INVESTMENTS · EIN 26-0788428 / PN 268 | Common Collective Trust | — | — | $196 | <0.1% |
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