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Original filing (PDF)20251013153840NAL0003407170001
FEE, SMITH & SHARP, LLP
Form 5500
FILING_RECEIVED
FEE, SMITH & SHARP, LLP 401(K) PLAN
401(k) retirement plan
Signals · 1
49% in single holding
Active participants
113
Accounts w/ balance
185
Plan assets (EOY)
$19.1M
Net assets (EOY)
$19.1M
How this plan invests
This plan
26 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Empower Annuity Insurance Co Common Collective Trusts" is 49% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FEE, SMITH & SHARP, LLP.
Plan sponsor
Name
FEE, SMITH & SHARP, LLP
EIN
68-0502076
Address
13155 NOEL ROAD, SUITE 1000 · THREE GALLERIA TOWER · DALLAS, TX · 75240
Phone
(972) 934-9100
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BROWN ROGERS & CO LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $1K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRINITY PORTFOLIO ADVISORS, LLC | — | SOUTHLAKE, TX | INVESTMENT ADVISOR | $48K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RETIREMENTPLANS.COM, LLC | 80-0968774 | ADDISON, TX | CONTRACT ADMIN | $2K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FLEXPATH STRATEGIES, LLC | — | ALISO VEIJO, CA | OTHER | $9K | — |
Investments
3 direct securities · 26 pooled funds· $37.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$19.1M
3 holdings
Common Collective Trust
$18.6M
26 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Empower Annuity Insurance Co Common Collective Trusts | — | — | $17.3M | $18.6M | 97.5% | |
| BLACKROCK RUSSELL 1000 1 GREAT GRAY · EIN 20-3802223 / PN 002 | Common Collective Trust | — | — | $5.8M | 30.3% | |
| FIXED INCOME ALLOCATION I1 GREAT GRAY · EIN 38-4126269 / PN 573 | Common Collective Trust | — | — | $5.0M | 25.9% | |
| BLACKROCK MSCI ACWI EX-U.S. INDEX 1 GREAT GRAY · EIN 81-1950980 / PN 013 | Common Collective Trust | — | — | $3.0M | 15.6% | |
| BLACKROCK EQUITY INDEX 1 GREAT GRAY · EIN 20-3802168 / PN 001 | Common Collective Trust | — | — | $1.6M | 8.4% | |
| BLACKROCK DEVELOPED REAL ESTATE 1 GREAT GRAY · EIN 38-4065314 / PN 411 | Common Collective Trust | — | — | $672K | 3.5% | |
| BLACKROCK EAFE EQUITY INDEX 1 GREAT GRAY · EIN 20-3802495 / PN 007 | Common Collective Trust | — | — | $616K | 3.2% | |
| BLACKROCK RUSSELL 2000 INDEX FUND R GREAT GRAY · EIN 20-3802587 / PN 004 | Common Collective Trust | — | — | $507K | 2.7% | |
| BLACKROCK U.S. TIPS INDEX 1 GREAT GRAY · EIN 38-4116835 / PN 510 | Common Collective Trust | — | — | $486K | 2.5% | |
| EI FIXED ACCOUNT - SERIES CLASS V General Account | — | — | — | $396K | 2.1% | |
| SMALL CAP VALUE FUND III CL I1 GREAT GRAY · EIN 38-7289846 / PN 001 | Common Collective Trust | — | — | $143K | 0.7% | |
| LARGE CAP GROWTH I1 GREAT GRAY · EIN 82-4435820 / PN 375 | Common Collective Trust | — | — | $139K | 0.7% | |
| LARGE CAP VALUE I1 GREAT GRAY · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $120K | 0.6% | |
| INDEXSELECT MODERATE 2035 FD CL F GREAT GRAY · EIN 81-4457845 / PN 307 | Common Collective Trust | — | — | $113K | 0.6% | |
| INDEXSELECT MODERATE RET FUND CL F GREAT GRAY · EIN 81-4430771 / PN 305 | Common Collective Trust | — | — | $91K | 0.5% | |
| CORE BOND I1 GREAT GRAY · EIN 82-1986152 / PN 000 | Common Collective Trust | — | — | $91K | 0.5% | |
| Participant Loans Interest Rate 5.25 – 10.50% | — | — | — | $82K | 0.4% | |
| INDEXSELECT CONSERVATIVE 2055 FD CF GREAT GRAY · EIN 81-4543855 / PN 314 | Common Collective Trust | — | — | $76K | 0.4% | |
| SMALL CAP GROWTH FUND I1 FEE CL I1 GREAT GRAY · EIN 38-4126288 / PN 592 | Common Collective Trust | — | — | $74K | 0.4% | |
| INDEXSELECT AGGRESSIVE 2035 FD CL F GREAT GRAY · EIN 81-4393238 / PN 302 | Common Collective Trust | — | — | $49K | 0.3% | |
| INDEXSELECT MODERATE 2055 FUND CL F GREAT GRAY · EIN 81-4484368 / PN 309 | Common Collective Trust | — | — | $24K | 0.1% | |
| INDEXSELECT AGGRESSIVE 2045 FD CL F GREAT GRAY · EIN 81-4403657 / PN 303 | Common Collective Trust | — | — | $24K | 0.1% | |
| INTERNATIONAL STOCK I1 GREAT GRAY · EIN 82-2436292 / PN 000 | Common Collective Trust | — | — | $20K | 0.1% | |
| INDEXSELECT AGGRESSIVE 2055 FD CL F GREAT GRAY · EIN 81-4418048 / PN 304 | Common Collective Trust | — | — | $19K | 0.1% | |
| INDEXSELECT MODERATE 2045 FUND CL F GREAT GRAY · EIN 81-4470950 / PN 308 | Common Collective Trust | — | — | $14K | <0.1% | |
| INDEXSELECT AGGRESSIVE RET FD CL F GREAT GRAY · EIN 81-4374798 / PN 300 | Common Collective Trust | — | — | $13K | <0.1% | |
| BLACKROCK U.S. DEBT INDEX 1 GREAT GRAY · EIN 20-3802445 / PN 010 | Common Collective Trust | — | — | $12K | <0.1% | |
| INDEXSELECT MODERATE 2025 FD CL F GREAT GRAY · EIN 81-4447624 / PN 306 | Common Collective Trust | — | — | $0 | <0.1% | |
| INDEXSELECT CONSERVATIVE 2035 FD CF GREAT GRAY · EIN 81-4515825 / PN 312 | Common Collective Trust | — | — | $0 | <0.1% |