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Original filing (PDF)20251015060403NAL0007940338001
PHILLIPS FARMS, LLC
Form 5500
FILING_RECEIVED
PHILLIPS FARMS, LLC 401(K) PLAN
401(k) retirement plan
Active participants
171
Accounts w/ balance
124
Plan assets (EOY)
$14.5M
Net assets (EOY)
$14.5M
How this plan invests
This plan
43 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (1 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PHILLIPS FARMS, LLC.
Plan sponsor
Name
PHILLIPS FARMS, LLC
EIN
68-0466748
Address
4580 WEST HIGHWAY 12 · LODI, CA · 95242
Phone
(209) 368-7384
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BOWMAN AND COMPANY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $1K | — |
Investments
40 direct securities· $14.5M(100% of reported assets)
Uncategorized
$13.5M
39 holdings
Registered Investment Companies
$1.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Fund - Adm Mutual fund | — | — | — | $1.4M | 9.6% | |
| Vang Tot Stk Mkt Idx - Admiral Mutual fund | — | — | — | $1.3M | 8.6% | |
| Van Target Retire 2035 Mutual fund | — | — | — | $1.1M | 7.4% | |
| Van Target Retire 2025 Mutual fund | — | — | — | $1.0M | 7.2% | |
| Van Target Retire 2045 Mutual fund | — | — | — | $1.0M | 7.1% | |
| Vanguard Federal Mm Inv Mutual fund | — | — | — | $1.0M | 7.0% | |
| VANGUARD INFO TECH IDX ADMIRAL | Registered Investment Companies | — | — | $1.0M | 6.9% | |
| Van Target Retire 2040 Mutual fund | — | — | — | $836K | 5.8% | |
| Van Target Retire 2050 Mutual fund | — | — | — | $798K | 5.5% | |
| Vanguard Tot Intl Stk Ind }-.cL'Il Mutual fund | — | — | — | $733K | 5.0% | |
| Van Target Retire 2055 Mutual fund | — | — | — | $505K | 3.5% | |
| Van Target Retire 2030 Mutual fund | — | — | — | $390K | 2.7% | |
| Vanguard Tot Bnd Mkt Ind - Adm Mutual fund | — | — | — | $334K | 2.3% | |
| Vanguard Midcap Growth Idx Adm Mutual fund | — | — | — | $318K | 2.2% | |
| Vanguard Bal Idx-Adm Mutual fund | — | — | — | $284K | 2.0% | |
| Vanguard Industrials Indx Adm Mutual fund | — | — | — | $240K | 1.7% | |
| Vanguard Small Cap Index Admrl Mutual fund | — | — | — | $231K | 1.6% | |
| Vanguard Growth Index Fund Adm Mutual fund | — | — | — | $223K | 1.5% | |
| Vanguard Emg Mkts Stk Idx Adm Mutual fund | — | — | — | $217K | 1.5% | |
| Vanguard Health Care Index Adm Mutual fund | — | — | — | $215K | 1.5% | |
| Vanguard Real Estate Index Adm Mutual fund | — | — | — | $184K | 1.3% | |
| Vanguard Sm Cp Gr Idx -Admiral Mutual fund | — | — | — | $152K | 1.0% | |
| Van Target Retire Inc Mutual fund | — | — | — | $152K | 1.0% | |
| Vanguard Sm Cap Val Index Adm Mutual fund | — | — | — | $133K | 0.9% | |
| Van Targ Retire 2060 Mutual fund | — | — | — | $104K | 0.7% | |
| Vanguard Mid Cap Value Ind Adm Mutual fund | — | — | — | $99K | 0.7% | |
| Vanguard Value Index Fund Admr Mutual fund | — | — | — | $98K | 0.7% | |
| Vanguard Total Intl Bd Idx Adm Mutual fund | — | — | — | $87K | 0.6% | |
| Vanguard Materials Index Adm Mutual fund | — | — | — | $66K | 0.5% | |
| Vanguard Util Idx Adm Mutual fund | — | — | — | $65K | 0.4% | |
| Vanguard Energy Index Fund Adm Mutual fund | — | — | — | $60K | 0.4% | |
| Vanguard Long Term Inv Gr Adm Mutual fund | — | — | — | $48K | 0.3% | |
| Vanguard Financials Index Adm Mutual fund | — | — | — | $47K | 0.3% | |
| Vanguard Mid Cap Index -Adm Mutual fund | — | — | — | $37K | 0.3% | |
| Vanguard Sh Term Bd Index Adm Mutual fund | — | — | — | $27K | 0.2% | |
| Vanguard Comm Svc Idx Adm Mutual fund | — | — | — | $25K | 0.2% | |
| Van Target Retire 2020 Mutual fund | — | — | — | $8K | <0.1% | |
| (1) X This form is filed for a CCT, PSA, or MTIA. | — | — | — | $3K | <0.1% | |
| performed pursuant to both 29 CFR 2520.103-8 and 29 CFR 2520.103-12(d). Check box (3) if pursuant to neither. | — | — | $3K | $3K | <0.1% | |
| Yes No Amount a | — | — | — | $3K | <0.1% |
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