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Original filing (PDF)20251015123829NAL0006101200001
PT-1 INTERMEDIATE HOLDINGS, LLC
Form 5500
FILING_RECEIVED
PT-1 INTERMEDIATE HOLDINGS, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
971
Accounts w/ balance
393
Plan assets (EOY)
$13.2M
Net assets (EOY)
$13.2M
How this plan invests
This plan
4 pooled trusts
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
65
Knocking points off
- 38 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
- Only 40% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PT-1 INTERMEDIATE HOLDINGS, LLC.
Plan sponsor
Name
PT-1 INTERMEDIATE HOLDINGS, LLC
EIN
68-0461114
Address
PO BOX 7260 · COTATI, CA · 949317260
Phone
(707) 665-4289
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
KOSMATKA DONNELLY & CO., LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $50K | — |
Investments
27 direct securities · 4 pooled funds· $13.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$12.7M
27 holdings
Common Collective Trust
$465K
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2050 ** $ | — | — | — | $2.4M | 18.3% | |
| Vanguard Target Retirement 2030 | — | — | — | $2.1M | 15.8% | |
| Vanguard Target Retirement 2045 | — | — | — | $1.6M | 12.4% | |
| Vanguard Target Retirement 2035 | — | — | — | $969K | 7.3% | |
| Vanguard Target Retirement 2055 | — | — | — | $912K | 6.9% | |
| Vanguard Target Retirement 2025 | — | — | — | $727K | 5.5% | |
| Vanguard Target Retirement 2040 | — | — | — | $718K | 5.4% | |
| Vanguard Target Retirement 2060 | — | — | — | $559K | 4.2% | |
| MFS Growth Fund | — | — | — | $462K | 3.5% | |
| Vanguard Target Retirement 2020 | — | — | — | $348K | 2.6% | |
| GALLIARD STABLE RETURN PN SEI TRUST COMPANY · EIN 41-6202499 / PN 001 | Common Collective Trust | — | — | $319K | 2.4% | |
| Fidelity 500 Index Fund | — | — | — | $315K | 2.4% | |
| Notes receivable from participants Interest rates range from 5.25% - 10.50% | — | — | — | $305K | 2.3% | |
| Vanguard Target Retirement Income | — | — | — | $241K | 1.8% | |
| PIMCO Income Fund | — | — | — | $190K | 1.4% | |
| PGIM TOTAL RTRN BND CIT CL LP GREAT GRAY TRUST COMPANY · EIN 38-4097323 / PN 471 | Common Collective Trust | — | — | $147K | 1.1% | |
| American Century Mid Cap Value Fund | — | — | — | $125K | 0.9% | |
| Fidelity International Index | — | — | — | $89K | 0.7% | |
| Fidelity Mid Cap Index | — | — | — | $85K | 0.6% | |
| T. Rowe Price Value Fund | — | — | — | $85K | 0.6% | |
| Janus Henderson Enterprise Fund | — | — | — | $79K | 0.6% | |
| Janus Henderson Triton Fund | — | — | — | $78K | 0.6% | |
| Vanguard Target Retirement 2065 | — | — | — | $74K | 0.6% | |
| Fidelity U.S. Bond Index Fund | — | — | — | $71K | 0.5% | |
| American Funds EuroPacific Growth R6 | — | — | — | $63K | 0.5% | |
| Fidelity Small Cap Index | — | — | — | $48K | 0.4% | |
| Vanguard Federal Money Market | — | — | — | $27K | 0.2% | |
| Vanguard Target Retirement 2070 | — | — | — | $13K | <0.1% | |
| American Beacon Small Cap Value Fund | — | — | — | $8K | <0.1% | |
| BLACKROCK EQTY INDEX CL R FD GREAT GRAY TRUST COMPANY · EIN 20-3802168 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| BLACKROCK US DEBT INDEX R FD GREAT GRAY TRUST COMPANY · EIN 20-3802445 / PN 010 | Common Collective Trust | — | — | $0 | <0.1% |
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