Original filing (PDF)20240715093417NAL0000633699001

NEWBASIS, LLC

Name: NEWBASIS, LLC — NEWBASIS, LLC SAVINGS AND RETIREMENT PLAN AND TRUST, Form 5500 (2023)
Creator: NEWBASIS, LLC

Form 5500

FILING_RECEIVED

NEWBASIS, LLC SAVINGS AND RETIREMENT PLAN AND TRUST

401(k) retirement plan

Signals · 2

Late filing · 32.0 moNo recordkeeper disclosed

Active participants

118

Accounts w/ balance

130

Plan assets (EOY)

$3.7M

Net assets (EOY)

$3.7M

How this plan invests

This plan

2 collective trusts

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

Concentration risk

Total plan cost

100

Vendor stack

Participation health

100

Knocking points off

Filed 32.0 months past the 10.5-month grace window.
No recordkeeper disclosed on Schedule C.

Helping the score

Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Below-peer total fees (2 bps vs 52 bps peer median).

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NEWBASIS, LLC.

Plan sponsor

Name

NEWBASIS, LLC

EIN

68-0448508

Address

2626 KANSAS AVENUE · RIVERSIDE, CA · 92507

Phone

(830) 606-6200

Industry

Management of Companies / Holdingssee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2023

Plan year begin

2020-01-01

Tax period

2020-12-31

Filed

2024-07-15

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

Audit & trust (Schedule H)

Auditor

PROPP CHRISTENSEN CANIGLIA LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

1 rows

Other

Name	EIN	Location	Relation	Direct comp	Indirect comp
VOYA RETIREMENT INSURANCE & ANNUITY	71-0294708	—	SERVICE PROVIDER	$864	—

Investments

2 pooled funds· $3.4M(93% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.

Pooled Separate Account

$3.4M

1 holding

Common Collective Trust

1 holding

Investment	Type	Current value	% of plan
VARIABLE ANNUITY ACCOUNT D VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 000	Pooled Separate Account	$3.4M	92.6%
METLIFE STABLE VALUE FUND WILLMINGTON TRUST RETIREMENT AND INSTITUTIONAL SERVICES CO. · EIN 13-3439945 / PN 094	Common Collective Trust	$0	<0.1%