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Original filing (PDF)20251014152900NAL0006582322001
CLINE CELLARS, INC.
Form 5500
FILING_RECEIVED
CLINE CELLARS 401(K) SAVINGS PLAN
401(k) retirement plan
Active participants
175
Accounts w/ balance
111
Plan assets (EOY)
$10.0M
Net assets (EOY)
$10.0M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
80
Knocking points off
- 63% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CLINE CELLARS, INC..
Plan sponsor
Name
CLINE CELLARS, INC.
EIN
68-0247575
Address
24737 ARNOLD DRIVE · SONOMA, CA · 95476
Phone
(707) 940-4031
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BFBA, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $21K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | — | SAN RAFAEL, CA | INVESTMENT ADVISOR | $11K | — |
| WELLTH ADVISORY SERVICES LLC | — | JOLIET, IL | INVESTMENT ADVISOR | $8K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $4K | — |
Investments
26 direct securities · 1 pooled fund· $10.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$9.8M
26 holdings
Common Collective Trust
$233K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2035 Target Date Retire R6 Mutual fund | — | — | — | $1.0M | 10.2% | |
| American Funds 2030 Target Date Retire R6 Mutual fund | — | — | — | $824K | 8.2% | |
| Vanguard Total Stock Market Index Admiral Mutual fund | — | — | — | $725K | 7.3% | |
| Vanguard Federal Money Market Investor Fund Mutual fund | — | — | — | $673K | 6.7% | |
| Vanguard Total Bond Market Index Admiral Mutual fund | — | — | — | $662K | 6.6% | |
| Pioneer Fundamental Growth K Mutual fund | — | — | — | $610K | 6.1% | |
| American Funds New Perspective R6 Mutual fund | — | — | — | $571K | 5.7% | |
| American Funds 2025 Target Date Retire R6 Mutual fund | — | — | — | $503K | 5.0% | |
| American Funds 2020 Target Date Retire R6 Mutual fund | — | — | — | $501K | 5.0% | |
| American Funds 2050 Target Date Retire R6 Mutual fund | — | — | — | $431K | 4.3% | |
| American Funds 2055 Target Date Retire R6 Mutual fund | — | — | — | $398K | 4.0% | |
| DFA U.S. Targeted Value I Mutual fund | — | — | — | $386K | 3.9% | |
| American Funds Moderate G/I Portfolio R6 Mutual fund | — | — | — | $383K | 3.8% | |
| Allspring Special Mid Cap Value R6 Mutual fund | — | — | — | $297K | 3.0% | |
| American Funds 2045 Target Date Retire R6 Mutual fund | — | — | — | $291K | 2.9% | |
| Vanguard Mid-Cap Growth Index Admiral Mutual fund | — | — | — | $263K | 2.6% | |
| American Funds Europacific Growth R6 Mutual fund | — | — | — | $259K | 2.6% | |
| Fidelity Mid Cap Index Mutual fund | — | — | — | $259K | 2.6% | |
| SMALL CAP GROWTH FUND CLASS R1 GREAT GRAY · EIN 38-4097324 / PN 487 | Common Collective Trust | — | — | $233K | 2.3% | |
| JPMorgan Equity Income R6 Mutual fund | — | — | — | $213K | 2.1% | |
| American Funds 2040 Target Date Retire R6 Mutual fund | — | — | — | $209K | 2.1% | |
| Fidelity International Index Mutual fund | — | — | — | $113K | 1.1% | |
| JPMorgan U.S. Small Company R6 Mutual fund | — | — | — | $70K | 0.7% | |
| Notes receivable from participants Loans (4.25% - 9.50%) | — | — | — | $35K | 0.4% | |
| PGIM Total Return Bond R6 Mutual fund | — | — | — | $35K | 0.4% | |
| American Funds 2015 Target Date Retire R6 Mutual fund | — | — | — | $25K | 0.3% | |
| American Funds 2010 Target Date Retire R6 Mutual fund | — | — | — | $10K | 0.1% |
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