Back to filter
Original filing (PDF)20250911050846NAL0000043427001
C.G. ROXANE
Form 5500
FILING_RECEIVED
C.G. ROXANE 401(K) PLAN
401(k) retirement plan
Active participants
388
Accounts w/ balance
307
Plan assets (EOY)
$31.6M
Net assets (EOY)
$31.6M
How this plan invests
This plan
1 pooled trust
Schedule D
22 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for C.G. ROXANE.
Plan sponsor
Name
C.G. ROXANE
EIN
68-0207100
Address
PO DRAWER A · OLANCHA, CA · 93549
Phone
(760) 764-1823
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-11
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WITHUMSMITHBROWN PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $39K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WITHUMSMITHBROWN, PC | 22-2027092 | — | ACCOUNTANT | $17K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERCER INVESTMENT MANAGEMENT, INC. | 30-0282430 | — | INVESTMENT/FINANCIAL ADVI | $52K | — |
Investments
21 direct securities · 1 pooled fund· $30.8M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$27.0M
21 holdings
Common Collective Trust
$3.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FID 500 IND | Registered Investment Companies | — | — | $5.7M | 18.2% | |
| INVESCO STABLE ASSET - ADPZ INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $3.7M | 11.8% | |
| BLACKROCK LIFEPATH 2030 FUND K | Registered Investment Companies | — | — | $2.8M | 8.8% | |
| BLACKROCK LIFEPATH 2035 K | Registered Investment Companies | — | — | $2.4M | 7.6% | |
| PGIM TOTAL RETURN BOND R6 | Registered Investment Companies | — | — | $2.2M | 6.9% | |
| DIAMOND HILL LARGE CAP FUND Y | Registered Investment Companies | — | — | $2.1M | 6.6% | |
| HARDING LOEVNER INTL EQ INST | Registered Investment Companies | — | — | $1.7M | 5.4% | |
| FID MID CAP INDEX | Registered Investment Companies | — | — | $1.6M | 5.0% | |
| JPMORGAN LARGE CAP GROWTH R6 | Registered Investment Companies | — | — | $1.4M | 4.6% | |
| BLACKROCK LIFEPATH 2040 FUND K | Registered Investment Companies | — | — | $1.2M | 3.8% | |
| BLACKROCK LIFEPATH 2045 FUND K | Registered Investment Companies | — | — | $1.2M | 3.8% | |
| BLACKROCK LIFEPATH RET FUND K | Registered Investment Companies | — | — | $891K | 2.8% | |
| BLACKROCK LIFEPATH 2050 FUND K | Registered Investment Companies | — | — | $619K | 2.0% | |
| FID SMALL CAP INDEX | Registered Investment Companies | — | — | $617K | 2.0% | |
| BLACKROCK LIFEPATH 2055 FUND K | Registered Investment Companies | — | — | $588K | 1.9% | |
| FID TOTAL INTERNATIONAL INDEX | Registered Investment Companies | — | — | $476K | 1.5% | |
| WILLIAM BLAIR SM MID CAP GR I | Registered Investment Companies | — | — | $411K | 1.3% | |
| VICTORY INTG SM M-CAP VAL R6 | Registered Investment Companies | — | — | $392K | 1.2% | |
| BLACKROCK LIFEPATH 2060 K | Registered Investment Companies | — | — | $318K | 1.0% | |
| VAN INFL PROTECTED SEC - ADMR | Registered Investment Companies | — | — | $220K | 0.7% | |
| FID US BOND IND | Registered Investment Companies | — | — | $173K | 0.5% | |
| DWS REAL ASSETS R6 | Registered Investment Companies | — | — | $18K | <0.1% |
Related plans
Other plans using MERCER INVESTMENT MANAGEMENT, INC.
CATERPILLAR INC.
CATERPILLAR INC. MASTER RETIREMENT TRUST
$12.0B
CORTEVA AGRISCIENCE, LLC
RETIREMENT SAVINGS PLAN
$7.0B · 9,508 participants
FLUOR CORPORATION MASTER RETIREMENT TRUST (DC)
FLUOR CORPORATION MASTER RETIREMENT TRUST (DC)
$3.5B
ENVISION HEALTHCARE OPERATING INC.
ENVISION HEALTHCARE OPERATING INC. 401(K) PLAN
$3.1B · 11,890 participants
NORTHWELL HEALTH, INC.
NORTHWELL HEALTH PENSION PLAN
$2.8B · 26,078 participants
BLUE CROSS AND BLUE SHIELD ASSOCIATION
NATIONAL RETIREMENT TRUST
$2.4B
Similar-size Manufacturing plans
COCA-COLA BEVERAGES NORTHEAST, INC.
PENSION PLAN FOR EMPLOYEES OF COCA-COLA BEVERAGES NORTHEAST, INC.
$31.6M · 722 participants
MAYER BROS. APPLE PRODUCTS INC.
MAYER BROS. APPLE PRODUCTS INC. 401(K) RETIREMENT PLAN
$29.5M · 308 participants
CCBCC OPERATIONS LLC
COCA-COLA CONSOLIDATED, INC. BARGAINING EMPLOYEES 401(K) PLAN
$33.8M · 2,114 participants
SALIENT CORPORATION
SALIENT CORPORATION 401(K) PROFIT SHARING PLAN
$28.3M · 113 participants
THE NOEL CORPORATION
THE NOEL CORPORATION 401(K) RETIREMENT PLAN
$27.9M · 334 participants
EPIC ENTERPRISES INC
EPIC CPF 401(K) PLAN
$35.7M · 425 participants
Large plans in California
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND
$215.1B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND E
$190.9B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND F
$188.1B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
RUSSELL 1000 INDEX FUND
$187.7B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
CASH EQUIVALENT FUND II
$125.0B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
BLACKROCK MSCI ACWI EX-US IMI INDEX FUND E
$88.3B