Back to filter
Original filing (PDF)20251014185051NAL0007186578001
DOKKEN ENGINEERING
Form 5500
FILING_RECEIVED
DOKKEN ENGINEERING 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
145
Accounts w/ balance
189
Plan assets (EOY)
$38.9M
Net assets (EOY)
$38.9M
How this plan invests
This plan
1 pooled trust
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (18 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DOKKEN ENGINEERING.
Plan sponsor
Name
DOKKEN ENGINEERING
EIN
68-0099664
Address
110 BLUE RAVINE ROAD · SUITE 200 · FOLSOM, CA · 956304713
Phone
(916) 858-0642
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CAMPBELL TAYLOR WASHBURN
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HIGHTOWER SECURITIES LLC | 36-4454225 | — | NONE | $40K | — |
| NWPS | 91-1526584 | — | NONE | $21K | — |
| CHARLES SCHWAB TRUST BANK | 82-3967259 | — | NONE | $11K | — |
Investments
22 direct securities · 1 pooled fund· $38.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$37.2M
22 holdings
Common Collective Trust
$1.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2050 Target Date R6 Mutual Fund $ - | — | — | — | $5.2M | 13.5% | |
| American Funds 2035 Target Date R6 Mutual Fund - | — | — | — | $3.9M | 10.1% | |
| Vanguard 500 Index Adm Mutual Fund - | — | — | — | $3.5M | 9.1% | |
| American Funds 2060 Target Date R6 Mutual Fund - | — | — | — | $3.5M | 9.0% | |
| American Funds 2045 Target Date R6 Mutual Fund - | — | — | — | $2.9M | 7.4% | |
| American Funds 2040 Target Date R6 Mutual Fund - | — | — | — | $2.8M | 7.2% | |
| Fidelity Blue Chip Growth Mutual Fund - | — | — | — | $2.5M | 6.3% | |
| American Funds 2055 Target Date R6 Mutual Fund - | — | — | — | $2.5M | 6.3% | |
| Invesco Comstock Select R6 Mutual Fund - | — | — | — | $1.8M | 4.7% | |
| RELIANCE TRUST SVF METLIFE 25053 METLIFE · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $1.7M | 4.3% | |
| American Funds 2030 Target Date R6 Mutual Fund - | — | — | — | $1.5M | 3.9% | |
| Federated Hermes Intl Leaders R6 Mutual Fund - | — | — | — | $1.3M | 3.4% | |
| American Funds 2020 Target Date R6 Mutual Fund - | — | — | — | $925K | 2.4% | |
| Oberweis Small-Cap Opportunities Instl Mutual Fund - | — | — | — | $904K | 2.3% | |
| Royce Small-Cap Opportunity Instl Mutual Fund - | — | — | — | $821K | 2.1% | |
| American Funds 2065 Target Date R6 Mutual Fund - | — | — | — | $598K | 1.5% | |
| Baron Real Estate R6 Mutual Fund - | — | — | — | $586K | 1.5% | |
| Eaton Vance Short Duration Strat Inc I Mutual Fund - | — | — | — | $572K | 1.5% | |
| American Funds 2025 Target Date R6 Mutual Fund - | — | — | — | $505K | 1.3% | |
| MFS Income R6 Mutual Fund - | — | — | — | $411K | 1.1% | |
| Non-interest Bearing Cash - | — | — | — | $239K | 0.6% | |
| Participant loans Interest from 5.25% to 10.50% - | — | — | — | $157K | 0.4% | |
| American Funds 2010 Target Date R6 Mutual Fund - | — | — | — | $19K | <0.1% |
Related plans
Other plans using HIGHTOWER SECURITIES LLC
PREFERRED TRAVEL GROUP
PREFERRED TRAVEL GROUP 401(K) PROFIT SHARING PLAN
$36.1M · 225 participants
BUSCH GROUP, LLC
THE BUSCH GROUP 401(K) PLAN
$32.7M · 3,155 participants
THE ARIZONA HUMANE SOCIETY
THE ARIZONA HUMANE SOCIETY 401(K) PLAN
$10.0M · 363 participants
UV LOGISTICS, LLC DBA UNITED VISION LOGISTICS
UNITED VISION LOGISTICS 401(K) PLAN
$8.9M · 163 participants
MIKE SHAW MANAGEMENT, INC.
MIKE SHAW AUTOMOTIVE 401(K) PLAN
$7.9M · 158 participants
MURGADO MOTOR WERKS LLC
MOTOR WERKS 401(K) PLAN
$1.9M · 278 participants
Similar-size Engineering Services plans
JEDSON ENGINEERING, INC.
JEDSON ENGINEERING, INC. 401(K) PLAN
$38.9M · 327 participants
TEP HOLDINGS, LLC
TEP HOLDINGS 401(K) PLAN
$38.9M · 979 participants
ARORA AND ASSOCIATES, P.C.
ARORA AND ASSOCIATES, P.C. PENSION PLAN
$38.8M · 115 participants
SIGNATURE SCIENCE, LLC
SIGNATURE SCIENCE, LLC 401(K) PLAN
$38.8M · 198 participants
TEAGUE NALL AND PERKINS, INC
TEAGUE NALL AND PERKINS, INC 401(K) RETIREMENT PLAN
$38.9M · 236 participants
SANBORN, HEAD & ASSOCIATES, INC.
SANBORN, HEAD & ASSOCIATES, INC. 401(K) RETIREMENT PLAN
$38.8M · 168 participants
Large plans in California
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND
$215.1B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND E
$190.9B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND F
$188.1B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
RUSSELL 1000 INDEX FUND
$187.7B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
CASH EQUIVALENT FUND II
$125.0B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
BLACKROCK MSCI ACWI EX-US IMI INDEX FUND E
$88.3B