Original filing (PDF)20251013143945NAL0000728659001

BROADBASE INC

Name: BROADBASE INC — BROADBASE INC 401(K) PROFIT SHARING PLAN & TRUST, Form 5500 (2024)
Creator: BROADBASE INC

Form 5500

FILING_RECEIVED

BROADBASE INC 401(K) PROFIT SHARING PLAN & TRUST

401(k) retirement plan

Signals · 2

25% in single holding~81 bps in Sched C fees

Active participants

278

Accounts w/ balance

552

Plan assets (EOY)

$2.9M

Net assets (EOY)

$2.9M

How this plan invests

This plan

27 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

100

Knocking points off

Top holding "T. Rowe Price U.S. Equity Research Fund R Class Mutual fund" is 25% of plan.
81 bps in Schedule C fees — 56% above peer band of 52 bps.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BROADBASE INC.

Plan sponsor

Name

BROADBASE INC

EIN

68-0067886

Address

1471 SHORE ST · WEST SACRAMENTO, CA · 956913512

Phone

(916) 375-1155

Industry

Other Services (ex. Public Admin)see all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-13

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

BFBA, LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
PAYCHEX, INC.	16-1124166	ROCHESTER, NY	RECORDKEEPER	$11K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
LEVELIZED COMPENSATION ADVISOR	—	—	INVESTMENT ADVISORY	$13K	—

Investments

27 direct securities· $2.9M(100% of reported assets)

Investment	Type	Shares / units	Cost	Current value	% of plan
T. Rowe Price U.S. Equity Research Fund R Class Mutual fund	—	—	—	$739K	25.2%
JP Morgan U.S. GARP Equity Fund Class R2 Mutual fund	—	—	—	$391K	13.3%
Federated Hermes U.S. Treasury Cash Reserves Fund Interest-bearing cash	—	—	—	$363K	12.4%
Voya Corporate Leaders 100 Fund Class A Mutual fund	—	—	—	$340K	11.6%
Fidelity Advisor Stock Select Mid Cap M Mutual fund	—	—	—	$168K	5.7%
Goldman Sachs Small Cap Value Insights Fund Class R Mutual fund	—	—	—	$154K	5.2%
Notes receivable from participants Loans (4.25% - 9.50%)	—	—	—	$141K	4.8%
BlackRock Advantage International Fund R Mutual fund	—	—	—	$104K	3.5%
T. Rowe Price International Stock Fund Class R Mutual fund	—	—	—	$99K	3.4%
Voya Intermediate Bond Fund Class R Mutual fund	—	—	—	$76K	2.6%
Invesco Main Street Small Cap Fund Class R Mutual fund	—	—	—	$67K	2.3%
Goldman Sachs Inflation Protected Securities Fund Mutual fund	—	—	—	$57K	1.9%
Carillon Eagle Mid Cap Growth Fund Class R3 Mutual fund	—	—	—	$57K	1.9%
Templeton Developing Markets Trust Class Retirement Mutual fund	—	—	—	$47K	1.6%
Putnam International Value Fund Class R Mutual fund	—	—	—	$34K	1.2%
American Funds Mortgage Fund Class R3 Mutual fund	—	—	—	$28K	1.0%
American Funds 2045 Target Date Retirement Fund Class R-3 Mutual fund	—	—	—	$20K	0.7%
American Funds American High-Income Trust Class R-3 Mutual fund	—	—	—	$19K	0.6%
Columbia Large Cap Enhanced Core Fund Class R Mutual fund	—	—	—	$15K	0.5%
American Funds 2050 Target Date Retirement Fund Class R-3 Mutual fund	—	—	—	$4K	0.1%
American Funds 2055 Target Date Retirement Fund Class R-3 Mutual fund	—	—	—	$4K	0.1%
American Funds 2040 Target Date Retirement Fund Class R-3 Mutual fund	—	—	—	$2K	<0.1%
American Funds 2035 Target Date Retirement Fund Class R-3 Mutual fund	—	—	—	$2K	<0.1%
American Funds 2030 Target Date Retirement Fund Class R-3 Mutual fund	—	—	—	$2K	<0.1%
American Funds 2025 Target Date Retirement Fund Class R-3 Mutual fund	—	—	—	$2K	<0.1%
American Funds 2020 Target Date Retirement Fund Class R-3 Mutual fund	—	—	—	$2K	<0.1%
American Funds 2010 Target Date Retirement Fund Class R-3 Mutual fund	—	—	—	$2K	<0.1%