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Original filing (PDF)20260114105328NAL0020694944001
SUIZA DAIRY CORP.
Form 5500
FILING_RECEIVED
PLAN DE PARTICIPACION DE GANANCIAS PARA LOS EMPLEADOS DE SUIZA DAIRY Y SUS AFILIADAS
401(k) retirement plan
Signals · 1
Late filing · 1.9 mo
Active participants
284
Accounts w/ balance
617
Plan assets (EOY)
$18.0M
Net assets (EOY)
$18.0M
How this plan invests
This plan
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
92
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Filed 1.9 months past the 10.5-month grace window.
- 70 bps in Schedule C fees — 142% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SUIZA DAIRY CORP..
Plan sponsor
Name
SUIZA DAIRY CORP.
EIN
66-0617827
Address
PO BOX 363207 · SAN JUAN, PR · 009363207
Phone
(787) 792-7300
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-01-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3C · Not intended to be qualified
2J · 401(k) feature
Audit & trust (Schedule H)
Auditor
RODRIGUEZ-SANABRIA & CO
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY F | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $26K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP LLC | — | SAN DIEGO, CA | INVESTMENT ADVISOR | $56K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| A & A EMPLOYEE BENEFITS CONSULTING | — | SAN JUAN, PR | CONTRACT ADMIN | $0 | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LUIS RODRIGUEZ SANABRIA | — | HATO REY, PR | AUDITOR | $44K | — |
Investments
29 direct securities· $18.0M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FULLY BENEFIT-RESPONSIVE INVESTMENT CONTRACT * KEY GUARANTEED PORTFOLIO FUND | — | — | — | $3.5M | 19.7% | |
| VALUE OF INTEREST IN REGISTERED INVESTMENT COMPANIES DODGE & COX INTERNATIONAL STOCK | — | — | — | $2.4M | 13.6% | |
| VALUE OF INTEREST IN REGISTERED INVESTMENT COMPANIES VANGUARD 500 INDEX ADMIRAL | — | — | — | $2.4M | 13.5% | |
| VALUE OF INTEREST IN REGISTERED INVESTMENT COMPANIES PIMCO INCOME INSTL | — | — | — | $1.9M | 10.6% | |
| VALUE OF INTEREST IN REGISTERED INVESTMENT COMPANIES VANGUARD VALUE INDEX | — | — | — | $1.5M | 8.4% | |
| VALUE OF INTEREST IN REGISTERED INVESTMENT COMPANIES VANGUARD STRATEGIC EQUITY INV | — | — | — | $1.1M | 6.1% | |
| VALUE OF INTEREST IN REGISTERED INVESTMENT COMPANIES NUVEEN CORE BOND PREMIER | — | — | — | $932K | 5.2% | |
| VALUE OF INTEREST IN REGISTERED INVESTMENT COMPANIES VANGUARD STRATEGIC SMALL CAP EQUITY | — | — | — | $787K | 4.4% | |
| VALUE OF INTEREST IN REGISTERED INVESTMENT COMPANIES JP MORGAN RESEARCH ENHANCED EQ | — | — | — | $602K | 3.3% | |
| LOANS NOTES RECEIVABLE FROM PARTICIPANTS | — | — | — | $495K | 2.8% | |
| ALUE OF INTEREST IN REGISTERED INVESTMENT COMPANIES NUVEEN REAL ESTATE SEC SELECT PREM | — | — | — | $365K | 2.0% | |
| VALUE OF INTEREST IN REGISTERED INVESTMENT COMPANIES VANGUARD TARGET RETIREMENT INCOME | — | — | — | $315K | 1.8% | |
| VALUE OF INTEREST IN REGISTERED INVESTMENT COMPANIES VANGUARD TARGET RETIREMENT 2045 | — | — | — | $250K | 1.4% | |
| VALUE OF INTEREST IN REGISTERED INVESTMENT COMPANIES MASS MUTUAL SELECT MID CAP GR EQ II | — | — | — | $231K | 1.3% | |
| VALUE OF INTEREST IN REGISTERED INVESTMENT COMPANIES AMERICAN FUNDS MODERATE GI PORTFOLI | — | — | — | $181K | 1.0% | |
| VALUE OF INTEREST IN REGISTERED INVESTMENT COMPANIES VANGUARD TARGET RETIREMENT 2040 | — | — | — | $164K | 0.9% | |
| VALUE OF INTEREST IN REGISTERED INVESTMENT COMPANIES BLACKROCK HIGH YIELD BOND INSTL 824 VALUE OF INTEREST IN REGISTERED INVESTMENT COMPANIES AB LARGE CAP GROWTH I | — | — | — | $156K | 0.9% | |
| VALUE OF INTEREST IN REGISTERED INVESTMENT COMPANIES VANGUARD TARGET RETIREMENT 2025 | — | — | — | $139K | 0.8% | |
| VALUE OF INTEREST IN REGISTERED INVESTMENT COMPANIES VANGUARD TARGET RETIREMENT 2050 | — | — | — | $129K | 0.7% | |
| VALUE OF INTEREST IN REGISTERED INVESTMENT COMPANIES VANGUARD TARGET RETIREMENT 2035 | — | — | — | $117K | 0.6% | |
| VALUE OF INTEREST IN REGISTERED INVESTMENT COMPANIES DFA INFLATION-PROTECTED SECURITIES | — | — | — | $72K | 0.4% | |
| VALUE OF INTEREST IN REGISTERED INVESTMENT COMPANIES VANGUARD TARGET RETIREMENT 2030 | — | — | — | $56K | 0.3% | |
| VALUE OF INTEREST IN REGISTERED INVESTMENT COMPANIES VANGUARD TARGET RETIREMENT 2055 | — | — | — | $44K | 0.2% | |
| FORFEITURES | — | — | — | $6K | <0.1% | |
| VALUE OF INTEREST IN REGISTERED INVESTMENT COMPANIES VANGUARD SMALL CAP GROWTH INDEX | — | — | — | $3K | <0.1% | |
| (1) X This form is filed for a CCT, PSA, or MTIA. | — | — | — | $3K | <0.1% | |
| performed pursuant to both 29 CFR 2520.103-8 and 29 CFR 2520.103-12(d). Check box (3) if pursuant to neither. | — | — | $3K | $3K | <0.1% | |
| Yes No Amount a | — | — | — | $3K | <0.1% | |
| VALUE OF INTEREST IN REGISTERED INVESTMENT COMPANIES VANGUARD TARGET RETIREMENT 2060 | — | — | — | $2K | <0.1% |