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Original filing (PDF)20251015192655NAL0011207186001
PHARMA-BIO SERV PR, INC.
Form 5500
FILING_RECEIVED
PHARMA-BIO SERV PR, INC. RETIREMENT PLAN
401(k) retirement plan
Active participants
52
Accounts w/ balance
74
Plan assets (EOY)
$4.8M
Net assets (EOY)
$4.7M
How this plan invests
This plan
15 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 70 bps in Schedule C fees — modestly above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PHARMA-BIO SERV PR, INC..
Plan sponsor
Name
PHARMA-BIO SERV PR, INC.
EIN
66-0549685
Address
PO BOX 1049 · DORADO, PR · 00646
Phone
(787) 278-2709
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
3J · U.S. plan covering Puerto Rico residents
Audit & trust (Schedule H)
Auditor
CROWE PR, PSC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS. CO. OF AMERICA | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $11K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STONECREST ADVISORS, INC. | — | AUSTIN, TX | INVESTMENT ADVISOR | $20K | — |
| LEAF HOUSE FINANCIAL ADVISORS LLC | — | AUSTIN, TX | INV. ADVISOR | $2K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $1K | — |
Investments
14 direct securities · 15 pooled funds· $4.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$3.2M
15 holdings
Uncategorized
$1.5M
13 holdings
Mutual Funds
$61K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MID CAP GROWTH FUND II CLASS R1 GREAT GRAY · EIN 38-7304118 / PN 183 | Common Collective Trust | — | — | $475K | 10.0% | |
| AMERICAN INNOVATION ALTA TRUST · EIN 88-1455698 / PN 001 | Common Collective Trust | — | — | $475K | 10.0% | |
| LARGE CAP VALUE FUND CLASS R1 GREAT GRAY · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $445K | 9.3% | |
| MFS MID CAP VALUE FUND CL 2W GREAT GRAY · EIN 38-4139822 / PN 000 | Common Collective Trust | — | — | $393K | 8.2% | |
| CORE PLUS BOND FUND FEE CLASS R1 GREAT GRAY · EIN 38-4116854 / PN 515 | Common Collective Trust | — | — | $310K | 6.5% | |
| INTL GROWTH FD II R1 GREAT GRAY · EIN 38-4139842 / PN 000 | Common Collective Trust | — | — | $308K | 6.5% | |
| Fidelity Mid Cap Index | — | — | — | $301K | 6.3% | |
| Janus Henderson Balanced N | — | — | — | $288K | 6.0% | |
| American Funds Gr and Inc Port R-6 | — | — | — | $272K | 5.7% | |
| GREAT GRAY BLENDED RESCORE EQUITY GREAT GRAY · EIN 99-3500679 / PN 001 | Common Collective Trust | — | — | $269K | 5.6% | |
| FRANKLIN SMALL CAP VAL GG TRT CIT R GREAT GRAY · EIN 38-4126289 / PN 594 | Common Collective Trust | — | — | $218K | 4.6% | |
| VALUED OF FUNDS HELD IN INSURANCE COMPANY GENERAL ACCOUNT * Key Guaranteed Portfolio Fund | — | — | — | $199K | 4.2% | |
| Blackrock 40/60 Target Allocation K | — | — | — | $197K | 4.1% | |
| PUTNAM SMALL CAP GROWTH CL R GREAT GRAY · EIN 86-1846156 / PN 677 | Common Collective Trust | — | — | $172K | 3.6% | |
| PUTNAM RET ADVANTAGE 2055 FD XA PUTNAM INVESTMENTS · EIN 27-3616920 / PN 272 | Common Collective Trust | — | — | $77K | 1.6% | |
| S American Funds New World R6 | Mutual Funds | — | — | $61K | 1.3% | |
| PUTNAM RET ADVANTAGE 2045 FD XA PUTNAM INVESTMENTS · EIN 26-1208510 / PN 259 | Common Collective Trust | — | — | $59K | 1.2% | |
| Fidelity International Index | — | — | — | $56K | 1.2% | |
| Fidelity 500 Index | — | — | — | $45K | 1.0% | |
| Fidelity Inflation Protected Bond Index | — | — | — | $35K | 0.7% | |
| DFA Real Estate Securities I | — | — | — | $26K | 0.6% | |
| PUTNAM RET ADVANTAGE 2060 FD XA PUTNAM INVESTMENTS · EIN 47-5459433 / PN 273 | Common Collective Trust | — | — | $22K | 0.5% | |
| accrued benefits as collateral. N/A | — | — | — | $21K | 0.4% | |
| PGM Global Total Return R6 | — | — | — | $18K | 0.4% | |
| PIMCO Income Instl | — | — | — | $10K | 0.2% | |
| Fidelity Small Cap Index | — | — | — | $9K | 0.2% | |
| ALTA FEDERATED MDT SMALL CAP CORE ALTA TRUST · EIN 99-2666297 / PN 001 | Common Collective Trust | — | — | $9K | 0.2% | |
| INTL GROWTH FD C1 R GREAT GRAY · EIN 26-3783561 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| LORD ABBETT SMALL CAP GRTH II LH GREAT GRAY · EIN 38-4139856 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% |
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