Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP LLC | — | SAN DIEGO, CA | INVESTMENT ADVISOR | $50K | — |
| Name | EIN | Location | Relation |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD TARGET RETIREMENT 2040 INV | — | — | — | $1.7M | 14.4% | |
| VANGUARD TARGET RETIREMENT 2035 INV | — | — | — | $1.4M | 11.6% | |
| VANGUARD 500 INDEX ADM | — | — | — | $1.0M | 8.5% | |
| ANNUITY CONTRACT * KEY GUARANTEED PORTFOLIO FUND | — | — | — | $941K | 7.8% |
| Direct comp |
|---|
| Indirect comp |
|---|
| A & A EMPLOYEE BENEFITS CONSULTING | — | SAN JUAN, PR | CONTRACT ADMIN | $9K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FALCON SANCHEZ & ASSOC PSC | — | GUAYNABO, PR | AUDITOR | $14K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWERADVISORY GROUP LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MNGT | $18K | — |
| FIDELITY EXTENDED MARKET INDEX | — | — | — | $837K | 6.9% |
| FIDELITY TOTAL INTERNATIONAL INDEX | — | — | — | $726K | 6.0% |
| MFS GROWTH R4 | — | — | — | $679K | 5.6% |
| VANGUARD TARGET RETIREMENT 2045 INV | — | — | — | $598K | 5.0% |
| TCWMETWEST TOTAL RETURN BOND | — | — | — | $595K | 4.9% |
| DFA INFLATION PROTECTED SECURITIES | — | — | — | $532K | 4.4% |
| VANGUARD TARGET RETIREMENT 2050 INV | — | — | — | $489K | 4.1% |
| PGIM SHORT TERM CORPORATE BD Z | — | — | — | $265K | 2.2% |
| JP MORGAN US RESEARCH ENHANCED EQUI | — | — | — | $235K | 1.9% |
| FIDELITY SMALL CAP INDEX | — | — | — | $232K | 1.9% |
| VANGUARD TARGET RETIREMENT 2055 INV | — | — | — | $214K | 1.8% |
| VANGUARD SMALL CAP VALUE INDEX ADM | — | — | — | $169K | 1.4% |
| VANGUARD VALUE INDEX ADM | — | — | — | $155K | 1.3% |
| VANGUARD SMALL CAP GROWTH INDEX ADM | — | — | — | $152K | 1.3% |
| BLACKROCK MID-CAP GROWTH EQUITY | — | — | — | $138K | 1.1% |
| PIMCO INCOME INTL | — | — | — | $114K | 0.9% |
| VANGUARD TARGET RETIREMENT 2030 INV | — | — | — | $109K | 0.9% |
| VANGUARD TARGET RETIREMENT 2060 INV | — | — | — | $105K | 0.9% |
| AMERICAN FUNDS AMERICAN BALANCED R6 | — | — | — | $104K | 0.9% |
| BLACKROCK HIGH YIELD BOND INSTL | — | — | — | $94K | 0.8% |
| VANGUARD MIDCAP VALUE INDEX ADM | — | — | — | $89K | 0.7% |
| AMERICAN FUNDS NEW PERSPECTIVE R6 | — | — | — | $86K | 0.7% |
| VANGUARD TARGET RETIREMENT 2030 INV | — | — | — | $64K | 0.5% |
| VANGUARD TARGET RETIREMENT 2025 INV | — | — | — | $36K | 0.3% |
| ANNUITY FORFEITURES | — | — | — | $6K | <0.1% |
| (1) X This form is filed for a CCT, PSA, or MTIA. | — | — | — | $3K | <0.1% |
| performed pursuant to both 29 CFR 2520.103-8 and 29 CFR 2520.103-12(d). Check box (3) if pursuant to neither. | — | — | $3K | $3K | <0.1% |
| Yes No Amount a | — | — | — | $3K | <0.1% |
| AMERICAN CENTURY EMERGING MKTS R6 | — | — | — | $2K | <0.1% |
