Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWERANNUITY ANNUITY INSURANCE CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $24K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP LLC | — | SAN DIEGO, CA | INVESTMENT ADVISOR | $21K | — |
| Name | EIN | Location |
|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $2.0M | 23.0% | |
| EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $1.4M | 15.9% | |
| Relation |
|---|
| Direct comp |
|---|
| Indirect comp |
|---|
| CRS CPA PSC | — | SAN JUAN, PR | CONTRACT ADMIN | $4K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GALINDEZ LLC | — | SAN JUAN, PR | OTHER | $10K | — |
| EMPOWER ADVISORY GROUP LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $700 | — |
| EMPOWER ANNUITY INSURANCE CO OF AME 0 |
| — |
| — |
| — |
| $1.1M |
| 12.7% |
| EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $887K | 10.1% |
| EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $831K | 9.5% |
| EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $592K | 6.7% |
| EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $568K | 6.5% |
| EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $364K | 4.1% |
| EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $300K | 3.4% |
| EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $254K | 2.9% |
| KEY GUARANTEED PORTFOLIO FUND * EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $103K | 1.2% |
| EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $92K | 1.0% |
| EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $42K | 0.5% |
| AMERICAN FUNDS WASHINGTON MUTUAL FUND 653 SHARES * EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $40K | 0.5% |
| EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $36K | 0.4% |
| JPMORGAN LARGE CAP GROWTH FUND 422 SHARES * EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $35K | 0.4% |
| FRANKLIN MUTUAL GLOBAL DISCOVERY FUND 880 SHARES * EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $25K | 0.3% |
| EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $15K | 0.2% |
| LORD ABBETT INTERNATIONAL OPP FUND 0 SHARES * EMPOWER ANNUITY INSURANCE CO OF AME 0 MFS INTL DIVERSIFICATION FUND 504 SHARES * EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $12K | 0.1% |
| INVESCO OPPENHEIMER INTERNATIONAL GROWTH FUND; 362 SHARES * EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $11K | 0.1% |
| ALGER SMALL CAP FOCUS FUND 409 SHARES * EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $9K | <0.1% |
| T ROWE PRICE BLUE CHIP GROWTH 1 38 SHARES * EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $7K | <0.1% |
| AB DISCOVERY VALUE FUND 309 SHARES * EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $6K | <0.1% |
| ALLSPRING COMMON STOCK FUND 304 SHARES * EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $6K | <0.1% |
| LORD ABBETT TOTAL RETURN FUND 547 SHARES * EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $5K | <0.1% |
| MFS RESEARCH FUND 47 SHARES * EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $3K | <0.1% |
| BLACKROCK MID-CAP GROWTH EQUITY FUND 57 SHARES * EMPOWER ANNUITY INSURANCE CO OF AME 0 | — | — | — | $2K | <0.1% |
| EMPOWER RETIREMENT EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |
