Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP | — | SAN DIEGO, CA | INVESTMENT ADVISOR | $16K | — |
| Name | EIN | Location | Relation |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| KEY GUARANTEED PORTFOLIO FUND | — | — | $888K | $960K | 13.6% | |
| MFS Growth R4 Mutual funds | — | — | $574K | $906K | 12.8% | |
| Vanguard 500 Index Admiral Mutual funds | — | — | $313K | $615K | 8.7% | |
| Delaware Ivy International Core Equity Mutual funds | — | — | $533K | $589K | 8.3% |
| Direct comp |
|---|
| Indirect comp |
|---|
| A & A EMPLOYEE BENEFITS CONSULTING | — | SAN JUAN, PR | CONTRACT ADMIN | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MARSH SALDANA INC | — | GUAYNABO, PR | OTHER | $11K | — |
| Loomis Sayles Investment Grade Bond Y Mutual funds | — | — | $594K | $532K | 7.5% |
| Vanguard Target Retirement 2040 Mutual funds | — | — | $479K | $500K | 7.1% |
| PIMCO Income Institutional Mutual funds | — | — | $458K | $421K | 5.9% |
| similar party or maturity value Cost (2) Value (3) Vanguard Value Index Admiral Mutual funds | — | — | $322K | $408K | 5.8% |
| Vanguard Strategic Equity Inv Mutual funds | — | — | $341K | $354K | 5.0% |
| Vanguard Target Retirement 2045 Mutual funds | — | — | $301K | $351K | 5.0% |
| Vanguard Target Retirement 2055 Mutual funds | — | — | $245K | $282K | 4.0% |
| Vanguard Target Retirement 2035 Mutual funds | — | — | $210K | $230K | 3.2% |
| Vanguard Target Retirement 2030 Mutual funds | — | — | $195K | $203K | 2.9% |
| MassMutual Mid-Cap Growth R5 Mutual funds | — | — | $138K | $125K | 1.8% |
| PIMCO Real Estate Real Return Strategy Mutual funds | — | — | $85K | $99K | 1.4% |
| Vanguard Target Retirement Income Mutual funds | — | — | $97K | $90K | 1.3% |
| Vanguard Target Retirement 2020 Mutual funds | — | — | $99K | $88K | 1.2% |
| Key Guaranteed Portfolio Fund 1.60% fixed annuity | — | — | $75K | $86K | 1.2% |
| Vanguard Target Retirement 2025 Mutual funds | — | — | $80K | $82K | 1.2% |
| American Funds American Balanced R6 Mutual funds | — | — | $53K | $66K | 0.9% |
| DFA Inflation-Protected Securities I Mutual funds | — | — | $51K | $45K | 0.6% |
| Thornburg Global Opportunities Mutual funds | — | — | $27K | $32K | 0.4% |
| Vanguard Target Retirement 2050 Mutual funds | — | — | $25K | $29K | 0.4% |
| Vanguard Mid-Cap Value Index Admiral Mutual funds | — | — | $19K | $23K | 0.3% |
| JPMorgan US Research Enhanced Equity R6 Mutual funds | — | — | $15K | $19K | 0.3% |
| Vanguard Small Cap Growth Index Admiral Mutual funds | — | — | $8K | $10K | 0.1% |
| Vanguard Small-Cap Value Index Admiral Mutual funds | — | — | $7K | $9K | 0.1% |
| (1) X This form is filed for a CCT, PSA, or MTIA. | — | — | — | $3K | <0.1% |
| performed pursuant to both 29 CFR 2520.103-8 and 29 CFR 2520.103-12(d). Check box (3) if pursuant to neither. | — | — | $3K | $3K | <0.1% |
| Yes No Amount a | — | — | — | $3K | <0.1% |
| interest (including forfeitures account with cost of $1,538 and | — | — | — | $2K | <0.1% |
