Original filing (PDF)20251009081626NAL0003735123001

SOUTHEAST MECHANICAL

Name: SOUTHEAST MECHANICAL — SOUTHEAST MECHANICAL CONTRACTORS 401(K) PLAN, Form 5500 (2024)
Creator: SOUTHEAST MECHANICAL

Form 5500

FILING_RECEIVED

SOUTHEAST MECHANICAL CONTRACTORS 401(K) PLAN

401(k) retirement plan

Signals · 1

36% in single holding

Active participants

176

Accounts w/ balance

142

Plan assets (EOY)

$7.0M

Net assets (EOY)

$7.0M

How this plan invests

This plan

29 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

100

Knocking points off

Top holding "Transamerica Life Insurance Company Transamerica Stable Value Core Option" is 36% of plan.
72 bps in Schedule C fees — modestly above peer band of 52 bps.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SOUTHEAST MECHANICAL.

Plan sponsor

Name

SOUTHEAST MECHANICAL

EIN

65-1153325

Address

2120 SW 57TH TERRACE · HOLLYWOOD, FL · 33023

Phone

(954) 965-5860

Industry

Plumbing, Heating, AC Contractors· Constructionsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-09

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

FORVIS MAZARS, LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
TRANSAMERICA RETIREMENT SOLUTIONS	13-3689044	—	RECORDKEEPER	$12K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
KESTRA ADVISORY SERVICES, LLC	35-2552359	—	INVESTMENT ADVISORY	$38K	—

Investments

29 direct securities· $7.0M(100% of reported assets)

Uncategorized

$4.4M

27 holdings

Guaranteed Income / GIC

$2.5M

1 holding

Mutual Funds

$63K

1 holding

Investment	Type	Shares / units	Cost	Current value	% of plan
* Transamerica Life Insurance Company Transamerica Stable Value Core Option	Guaranteed Income / GIC	—	—	$2.5M	35.7%
MFS Investment Management MFS Growth R6	—	—	—	$927K	13.3%
BlackRock Index Funds, Inc iShares S&P 500 Index K	—	—	—	$771K	11.1%
Capital Group American Funds New Perspective R6	—	—	—	$577K	8.3%
BlackRock Mid Cap Growth Equity K	—	—	—	$362K	5.2%
Franklin Templeton Investments ClearBridge Small Cap Growth IS	—	—	—	$234K	3.4%
American Century Investments American Century One Choice 2045 R6	—	—	—	$203K	2.9%
American Century Investments American Century One Choice 2040 R6	—	—	—	$164K	2.4%
The Vanguard Group, Inc. Vanguard Total Intl Stock Index Admiral	—	—	—	$152K	2.2%
American Century Investments American Century One Choice 2055 R6	—	—	—	$151K	2.2%
JPMorgan Trust I JPMorgan U.S. GARP Equity R6	—	—	—	$140K	2.0%
BlackRock Index Funds, Inc iShares MSCI EAFE International Index K	—	—	—	$102K	1.5%
American Century Investments American Century One Choice 2060 R6	—	—	—	$99K	1.4%
maturing through May 2052	—	—	—	$94K	1.4%
American Century Investments American Century One Choice 2035 R6	—	—	—	$79K	1.1%
s * American Century Investments American Century One Choice 2025 R6	Mutual Funds	—	—	$63K	0.9%
Capital Group American Funds American Mutual R6	—	—	—	$62K	0.9%
American Century Investments American Century One Choice 2050 R6	—	—	—	$61K	0.9%
American Century Investments American Century One Choice 2030 R6	—	—	—	$45K	0.6%
American Century Investments American Century One Choice 2065 R6	—	—	—	$33K	0.5%
BlackRock Mid-Cap Value Instl	—	—	—	$32K	0.5%
Columbia Management Investment Distributors, Inc Columbia Mid Cap Index A	—	—	—	$30K	0.4%
American Century Investments American Century One Choice In Retire R6	—	—	—	$30K	0.4%
BlackRock Index Funds, Inc iShares Russell 2000 Small Cap Index K	—	—	—	$27K	0.4%
Goldman Sachs Trust Goldman Sachs Intl Sm Cap Insights R6	—	—	—	$14K	0.2%
BlackRock Index Funds, Inc iShares U.S. Aggregate Bond Index K	—	—	—	$6K	<0.1%
Pimco Real Return Instl	—	—	—	$5K	<0.1%
Franklin Templeton Investments Western Asset Core Plus Bond IS	—	—	—	$4K	<0.1%
MFS Investment Management MFS Value R6	—	—	—	$1K	<0.1%