Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $62K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | — | NEW YORK, FL | BROKER/ADVISER | $0 | — |
| MORGAN STANLEY INSURANCE SERVICES I | — | NEW YORK, FL | BROKER/ADVISER | $0 | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fully Benefit-Responsive Investment Contracts * Empower Investments Fixed Annuities - Guaranteed Interest Fund (contract value) | — | — | — | $8.2M | 17.0% | |
| Registered Investment Companies Franklin Growth R6 | — | — | — | $6.5M | 13.5% | |
| Vanguard Mid Cap Index Fund - Admiral | — | — | — | $5.7M | 12.0% | |
| Vanguard 500 Index Admiral | — | — | — | $3.3M |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $15K | — |
| 6.9% |
| Putnam Large Cap Value R6 | — | — | — | $2.7M | 5.6% |
| Putnam Dynamic Asset Alloc Growth R6 | — | — | — | $2.2M | 4.7% |
| Vanguard Interm-Term Bond Index Adm | — | — | — | $2.0M | 4.2% |
| MFS International Intrinsic Value R6 | — | — | — | $1.9M | 3.9% |
| Putnam Dynamic Asset Allocation Bal R6 | — | — | — | $1.7M | 3.6% |
| Vanguard Growth & Income Adm | — | — | — | $1.7M | 3.5% |
| American Funds New World R6 | — | — | — | $1.2M | 2.5% |
| American Funds 2040 Trgt Date Retire R6 | — | — | — | $815K | 1.7% |
| Franklin Income R6 | — | — | — | $694K | 1.4% |
| Thornburg Investment Income Builder R5 | — | — | — | $671K | 1.4% |
| American Funds Capital Inc Bldr R6 | — | — | — | $661K | 1.4% |
| American Funds 2060 Trgt Date Retire R6 | — | — | — | $589K | 1.2% |
| Putnam Dynamic Asset Allocation Con R6 | — | — | — | $588K | 1.2% |
| Pioneer Fundamental Growth K | — | — | — | $555K | 1.2% |
| Undiscovered Mgrs Behavioral Value R6 | — | — | — | $546K | 1.1% |
| Vanguard Small Cap Growth Index Admiral | — | — | — | $502K | 1.0% |
| Blackrock Health Sciences Opps Instl | — | — | — | $500K | 1.0% |
| DFA Emerging Markets Core Equity I | — | — | — | $414K | 0.9% |
| Columbia Small Cap Index Instl 2 | — | — | — | $377K | 0.8% |
| American Funds 2035 Trgt Date Retire R6 | — | — | — | $371K | 0.8% |
| American Funds 2030 Trgt Date Retire R6 | — | — | — | $363K | 0.8% |
| American Funds 2045 Trgt Date Retire R6 | — | — | — | $359K | 0.7% |
| PIMCO Global Bond Opps (USD-Hedged) Inst | — | — | — | $356K | 0.7% |
| Vanguard Mid-Cap Value Index Admiral | — | — | — | $352K | 0.7% |
| Vanguard Inflation-Protected Secs Adm | — | — | — | $312K | 0.7% |
| American Funds 2015 Trgt Date Retire R6 | — | — | — | $304K | 0.6% |
| American Funds 2055 Trgt Date Retire R6 | — | — | — | $288K | 0.6% |
| Vanguard Windsor Adm | — | — | — | $286K | 0.6% |
| American Funds 2050 Trgt Date Retire R6 | — | — | — | $240K | 0.5% |
| American Funds 2010 Trgt Date Retire R6 | — | — | — | $229K | 0.5% |
| Nuveen Real Asset Income R6 | — | — | — | $159K | 0.3% |
| Janus Henderson Triton N | — | — | — | $149K | 0.3% |
| Vanguard Total Intl Bd Idx Admiral | — | — | — | $134K | 0.3% |
| American Funds 2020 Trgt Date Retire R6 | — | — | — | $45K | <0.1% |
| American Funds 2025 Trgt Date Retire R6 | — | — | — | $42K | <0.1% |
