Original filing (PDF)20251015123011NAL0009594578001

HBA Health Systems, LLC

Name: HBA Health Systems, LLC — HBA Health Systems, LLC, Form 5500 (2024)
Creator: HBA Health Systems, LLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

HBA Health Systems, LLC 401(k) Retirement Savings Plan

401(k) retirement plan · HBA Health Systems, LLC's HBA Health Systems, LLC 401(k) Retirement Savings Plan held $47.9M in plan assets for 946 participants in 2024, with Empower as recordkeeper.

Active participants

946

Accounts w/ balance

797

Plan assets (EOY)

$47.9M

Net assets (EOY)

$47.9M

How this plan invests

This plan

39 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (17th percentile).
Bottom-decile employer contributions per participant (7th percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for HBA HEALTH SYSTEMS, LLC.

Plan sponsor

Name

HBA HEALTH SYSTEMS, LLC

EIN

65-1033991all filings

Address

5310 NW 33 AVENUE SUITE 211 · FORT LAUDERDALE, FL · 33309

Phone

(954) 731-3350

Industry

Health Care & Social Assistance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-15

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3B · Covers self-employed individuals

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

4 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
EMPOWER ANNUITY INSURANCE COMPANY	—	GREENWOOD VILLAGE, CO	RECORDKEEPER	$62K	—
EMPOWER ADVISORY GROUP, LLC	—	GREENWOOD VILLAGE, CO	INVESTMENT MGMT	$15K	—

Broker

Name	EIN	Location	Relation	Direct comp	Indirect comp
MORGAN STANLEY SMITH BARNEY LLC

Investments

39 direct securities· $47.9M(100% of reported assets)

Mutual Funds

$28.0M

30 holdings

Other securities

$10.8M

6 holdings

Common Collective Trusts

$9.2M

3 holdings

					% of plan
Fully Benefit-Responsive Investment Contracts * Empower Investments Fixed Annuities - Guaranteed Interest Fund (contract value)	Other securities	—	—	$8.2M	17.0%
Registered Investment Companies Franklin Growth R6	Mutual Funds	—	—	$6.5M	13.5%
Vanguard Mid Cap Index Fund - Admiral	Common Collective Trusts	—	—	$5.7M	12.0%
Vanguard 500 Index Admiral	Common Collective Trusts	—	—	$3.3M	6.9%
Putnam Large Cap Value R6	Mutual Funds	—	—	$2.7M	5.6%
Putnam Dynamic Asset Alloc Growth R6	Mutual Funds	—	—	$2.2M	4.7%
Vanguard Interm-Term Bond Index Adm	Mutual Funds	—	—	$2.0M	4.2%
MFS International Intrinsic Value R6	Mutual Funds	—	—	$1.9M	3.9%
Putnam Dynamic Asset Allocation Bal R6	Mutual Funds	—	—	$1.7M	3.6%
Vanguard Growth & Income Adm	Mutual Funds	—	—	$1.7M	3.5%
American Funds New World R6	Mutual Funds	—	—	$1.2M	2.5%
American Funds 2040 Trgt Date Retire R6	Mutual Funds	—	—	$815K	1.7%
Franklin Income R6	Mutual Funds	—	—	$694K	1.4%
Thornburg Investment Income Builder R5	Other securities	—	—	$671K	1.4%
American Funds Capital Inc Bldr R6	Mutual Funds	—	—	$661K	1.4%
American Funds 2060 Trgt Date Retire R6	Mutual Funds	—	—	$589K	1.2%
Putnam Dynamic Asset Allocation Con R6	Mutual Funds	—	—	$588K	1.2%
Pioneer Fundamental Growth K	Other securities	—	—	$555K	1.2%
Undiscovered Mgrs Behavioral Value R6	Other securities	—	—	$546K	1.1%
Vanguard Small Cap Growth Index Admiral	Mutual Funds	—	—	$502K	1.0%
Blackrock Health Sciences Opps Instl	Other securities	—	—	$500K	1.0%
DFA Emerging Markets Core Equity I	Mutual Funds	—	—	$414K	0.9%
Columbia Small Cap Index Instl 2	Other securities	—	—	$377K	0.8%
American Funds 2035 Trgt Date Retire R6	Mutual Funds	—	—	$371K	0.8%
American Funds 2030 Trgt Date Retire R6	Mutual Funds	—	—	$363K	0.8%
American Funds 2045 Trgt Date Retire R6	Mutual Funds	—	—	$359K	0.7%
PIMCO Global Bond Opps (USD-Hedged) Inst	Mutual Funds	—	—	$356K	0.7%
Vanguard Mid-Cap Value Index Admiral	Mutual Funds	—	—	$352K	0.7%
Vanguard Inflation-Protected Secs Adm	Mutual Funds	—	—	$312K	0.7%
American Funds 2015 Trgt Date Retire R6	Mutual Funds	—	—	$304K	0.6%
American Funds 2055 Trgt Date Retire R6	Mutual Funds	—	—	$288K	0.6%
Vanguard Windsor Adm	Mutual Funds	—	—	$286K	0.6%
American Funds 2050 Trgt Date Retire R6	Mutual Funds	—	—	$240K	0.5%
American Funds 2010 Trgt Date Retire R6	Mutual Funds	—	—	$229K	0.5%
Nuveen Real Asset Income R6	Mutual Funds	—	—	$159K	0.3%
Janus Henderson Triton N	Mutual Funds	—	—	$149K	0.3%
Vanguard Total Intl Bd Idx Admiral	Common Collective Trusts	—	—	$134K	0.3%
American Funds 2020 Trgt Date Retire R6	Mutual Funds	—	—	$45K	<0.1%
American Funds 2025 Trgt Date Retire R6	Mutual Funds	—	—	$42K	<0.1%