Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASCENSUS LLC | 11-3665754 | — | NONE | $33K | — |
| WEALTH ENHANCEMENT ADVISORY SERVICE | 65-0505084 | — | NONE | $33K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard LifeStrategy Growth Inv Mutual Fund | — | — | — | $1.4M | 14.5% | |
| Vanguard LifeStrategy Moderate Growth Inv Mutual Fund | — | — | — | $1.2M | 11.9% | |
| Vanguard Target Retirement 2055 Fund Mutual Fund | — | — |
| — |
| $922K |
| 9.5% |
| Vanguard Target Retirement 2035 Fund Mutual Fund | — | — | — | $840K | 8.7% |
| Vanguard Total World Stock Index Adm Mutual Fund | — | — | — | $620K | 6.4% |
| Vanguard LifeStrategy Consv Growth Inv Mutual Fund | — | — | — | $581K | 6.0% |
| Vanguard Target Retirement 2045 Fund Mutual Fund | — | — | — | $513K | 5.3% |
| DFA U.S. Large Company Portfolio Inst Mutual Fund | — | — | — | $501K | 5.2% |
| Vanguard Cash Reserves Federal MM Adm Money market fund | — | — | — | $410K | 4.2% |
| DFA U.S. Large Cap Value Portfolio I Mutual Fund | — | — | — | $333K | 3.4% |
| SPDR Portfolio S&P 500 ETF Mutual Fund | — | — | — | $322K | 3.3% |
| Vanguard Target Retirement 2030 Fund Mutual Fund | — | — | — | $264K | 2.7% |
| DFA U.S. Small Cap Portfolio I Mutual Fund | — | — | — | $243K | 2.5% |
| Various Rates and Maturities Participant's Loan Account 0 | Participant loans | — | — | $235K | 2.4% |
| SPDR S&P 500 Growth ETF Mutual Fund | — | — | — | $191K | 2.0% |
| Vanguard LifeStrategy Income Inv Mutual Fund | — | — | — | $165K | 1.7% |
| Vanguard Target Retirement 2040 Fund Mutual Fund | — | — | — | $123K | 1.3% |
| Vanguard Target Retirement 2020 Fund Mutual Fund | — | — | — | $119K | 1.2% |
| DFA U.S. Large Cap Growth Inst'l Mutual Fund | — | — | — | $93K | 1.0% |
| Vanguard Target Retirement 2025 Fund Mutual Fund | — | — | — | $78K | 0.8% |
| Dodge & Cox Global Bond Fund I Mutual Fund | — | — | — | $68K | 0.7% |
| DFA International Value Portfolio Mutual Fund | — | — | — | $67K | 0.7% |
| DFA Emerging Markets Core Eqty 2 Port Mutual Fund | — | — | — | $55K | 0.6% |
| iShares Core S&P Small-Cap ETF Mutual Fund ** 457 Vanguard Small-Cap Value Index Adm Mutual Fund | — | — | — | $52K | 0.5% |
| DFA Int'l Small Company Port Inst'l Mutual Fund | — | — | — | $44K | 0.5% |
| DFA Int'l Small Cap Value Portfolio I Mutual Fund | — | — | — | $40K | 0.4% |
| Vanguard Target Retirement 2050 Fund Mutual Fund | — | — | — | $39K | 0.4% |
| Vanguard Small-Cap Index Adm Mutual Fund | — | — | — | $36K | 0.4% |
| Vanguard Real Estate Index Adm Mutual Fund | — | — | — | $27K | 0.3% |
| Vanguard Short-Term Invest Grade Adm Mutual Fund | — | — | — | $27K | 0.3% |
| DFA U.S. Targeted Value Portfolio I Mutual Fund | — | — | — | $26K | 0.3% |
| DFA Large Cap International Port Inst Mutual Fund | — | — | — | $22K | 0.2% |
| SPDR S&P 500 Value ETF Mutual Fund | — | — | — | $20K | 0.2% |
| Schwab Fundamental Int'l Equity ETF Mutual Fund | — | — | — | $19K | 0.2% |
| DFA International Large Cap Growth Mutual Fund | — | — | — | $13K | 0.1% |
| Vanguard Global ex-US Real Estate ETF Mutual Fund | — | — | — | $10K | 0.1% |
| Fidelity International Index Mutual Fund | — | — | — | $10K | 0.1% |
| Vanguard Target Retirement 2065 Fund Mutual Fund | — | — | — | $8K | <0.1% |
| Vanguard Target Retirement 2060 Fund Mutual Fund | — | — | — | $6K | <0.1% |
| Vanguard Target Retirement Income Fund Mutual Fund | — | — | — | $6K | <0.1% |
| (1) X This form is filed for a CCT, PSA, or MTIA. | — | — | — | $3K | <0.1% |
| performed pursuant to both 29 CFR 2520.103-8 and 29 CFR 2520.103-12(d). Check box (3) if pursuant to neither. | — | — | $3K | $3K | <0.1% |
| Yes No Amount a | — | — | — | $3K | <0.1% |
| DFA U.S. Micro Cap Portfolio Inst'l Mutual Fund | — | — | — | $2K | <0.1% |
