Original filing (PDF)20251009150025NAL0006771025001

THE YATES COMPANIES, INC.

Name: THE YATES COMPANIES, INC. — THE YATES COMPANIES, INC. 401(K) PLAN, Form 5500 (2024)
Creator: THE YATES COMPANIES, INC.

Form 5500

FILING_RECEIVED

THE YATES COMPANIES, INC. 401(K) PLAN

401(k) retirement plan

Signals · 1

6 service providers

Active participants

3,755

Accounts w/ balance

1,767

Plan assets (EOY)

$154.1M

Net assets (EOY)

$154.1M

How this plan invests

This plan

46 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

/ 100

Grade C

Average plan with room to improve

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE YATES COMPANIES, INC..

Plan sponsor

Name

THE YATES COMPANIES, INC.

EIN

64-0893270

Address

P.O. BOX 291 · JACKSON, MS · 39205

Phone

(601) 656-5411

Industry

Constructionsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-09

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

Service providers (Schedule C)

6 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
EMPOWER ANNUITY INSURANCE COMPANY	—	GREENWOOD VILLAGE, CO	NONE	$278K	—
EMPOWER ADVISORY GROUP, LLC	—	GREENWOOD VILLAGE, CO	NONE	$81K	—
EMPOWER FINANCIAL SERVICES, INC.	—	GREENWOOD VILLAGE, CO	NONE	$40	—

Other service providers

Investments

46 direct securities· $148.7M(96% of reported assets)

Other securities

$142.0M

41 holdings

Common Stock

$3.7M

3 holdings

Cash / Money Market

$2.7M

1 holding

Bonds / Notes

$188K

1 holding

					% of plan
Vanguard Target Retirement 2035 Inv Mutual Fund	Other securities	—	—	$13.9M	9.0%
Vanguard Growth Index - Admiral Mutual Fund	Other securities	—	—	$13.5M	8.7%
Vanguard 500 Index Admiral Mutual Fund	Other securities	—	—	$13.0M	8.4%
Key Guaranteed Portfolio Fund Fixed Annuities	Other securities	—	—	$12.6M	8.2%
Vanguard Target Retirement 2030 Inv Mutual Fund	Other securities	—	—	$9.0M	5.8%
Vanguard Target Retirement 2045 Inv Mutual Fund	Other securities	—	—	$8.4M	5.4%
Vanguard Target Retirement 2025 Inv Mutual Fund	Other securities	—	—	$7.9M	5.1%
Vanguard Equity - Income Admiral Mutual Fund	Other securities	—	—	$5.0M	3.3%
Vanguard Developed Markets Index Admiral Mutual Fund	Other securities	—	—	$5.0M	3.2%
Vanguard Target Retirement 2040 Inv Mutual Fund	Other securities	—	—	$4.8M	3.1%
Vanguard Balanced Index Fund - Admiral Mutual Fund	Other securities	—	—	$4.4M	2.9%
Vanguard Mid-Cap Value Index Admiral Mutual Fund	Other securities	—	—	$3.8M	2.5%
Invesco Global R6 Mutual Fund	Other securities	—	—	$3.7M	2.4%
PIMCO Income Instl Mutual Fund	Other securities	—	—	$3.5M	2.3%
Vanguard Target Retirement 2050 Inv Mutual Fund	Other securities	—	—	$3.1M	2.0%
Vanguard Interm - Term Bond Index Admiral Mutual Fund	Other securities	—	—	$2.8M	1.8%
Putnam Government Money Market A Mutual Fund	Cash / Money Market	—	—	$2.7M	1.8%
Vanguard Target Retirement 2055 Inv Mutual Fund	Other securities	—	—	$2.5M	1.6%
Vanguard Short Term Corporate Bond Index Admiral Mutual Fund	Other securities	—	—	$2.5M	1.6%
Vanguard Small Cap Index Admiral Mutual Fund	Other securities	—	—	$2.2M	1.4%
Vanguard Wellesley Income Admiral Mutual Fund	Other securities	—	—	$2.1M	1.4%
Neuberger Berman Genesis R6 Mutual Fund	Other securities	—	—	$2.0M	1.3%
Vanguard Small Cap Value Index Admiral Mutual Fund	Other securities	—	—	$2.0M	1.3%
Self-directed brokerage accounts (Empower) Common Stocks	Common Stock	—	—	$1.8M	1.2%
Vanguard Mid-Cap Index Admiral Mutual Fund	Other securities	—	—	$1.6M	1.1%
Vanguard Inflation - Protected Secs Admiral Mutual Fund	Other securities	—	—	$1.6M	1.0%
Vanguard Target Retirement Inc Inv Mutual Fund	Common Stock	—	—	$1.4M	0.9%
John Hancock International Growth R6 Mutual Fund	Other securities	—	—	$1.4M	0.9%
Thornburg Developing World R6 Mutual Fund	Other securities	—	—	$1.4M	0.9%
Vanguard Target Retirement 2060 Inv Mutual Fund	Other securities	—	—	$1.3M	0.9%
Vanguard Mid-Cap Growth Index Admiral Mutual Fund	Other securities	—	—	$1.2M	0.8%
Vanguard Target Retirement 2020 Inv Mutual Fund	Other securities	—	—	$1.1M	0.7%
Vanguard Small Cap Growth Index Admiral Mutual Fund	Other securities	—	—	$1.1M	0.7%
Vanguard Target Retirement 2065 Inv Mutual Fund	Other securities	—	—	$732K	0.5%
Cohen & Steers Real Estate Securities Z Mutual Fund	Other securities	—	—	$705K	0.5%
Vanguard High Yield Corporate Admiral Mutual Fund	Other securities	—	—	$507K	0.3%
Self-directed brokerage accounts (Schwab) Common Stocks	Common Stock	—	—	$487K	0.3%
Applied Finance Select Institutional Mutual Fund	Other securities	—	—	$485K	0.3%
Invesco International Small-Mid Company R6 Mutual Fund	Other securities	—	—	$444K	0.3%
MFS Emerging Markets Debt R6 Mutual Fund	Other securities	—	—	$389K	0.3%
Participant loans (4.25% - 8.00%)	Bonds / Notes	—	—	$188K	0.1%
John Hancock Alternative Asset Allocation R6 Mutual Fund	Other securities	—	—	$121K	<0.1%
Calamos Market Neutral Income R6 Mutual Fund	Other securities	—	—	$105K	<0.1%
MFS Aggressive Growth Allocation R6 Mutual Fund	Other securities	—	—	$46K	<0.1%
Vanguard Target Retirement 2070 Inv Mutual Fund	Other securities	—	—	$42K	<0.1%
MFS Growth Allocation R6 Mutual Fund	Other securities	—	—	$1K	<0.1%

1–46 of 46

Fund families in this plan

Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.

Vanguard$116.5M Invesco$4.2M PIMCO$3.5M Neuberger Berman$2.0M Empower / Great-West$1.8M John Hancock$1.6M Schwab$487K

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Name	EIN	Location	Relation	Direct comp	Indirect comp
TRUSTMARK NATIONAL BANK	—	JACKSON, MS	NONE	$186K	—
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