Original filing (PDF)20250820160602NAL0006464882001

THE SAXTON GROUP, LLC

Name: THE SAXTON GROUP, LLC — THE SAXTON GROUP 401(K) PLAN, Form 5500 (2024)
Creator: THE SAXTON GROUP, LLC

Form 5500

FILING_RECEIVED

THE SAXTON GROUP 401(K) PLAN

401(k) retirement plan

Signals · 1

29% in single holding

Active participants

1,963

Accounts w/ balance

266

Plan assets (EOY)

$7.3M

Net assets (EOY)

$7.3M

How this plan invests

This plan

43 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Knocking points off

Top holding "Vanguard Total Stock Market ETF (1)" is 29% of plan.
73 bps in Schedule C fees — modestly above peer band of 52 bps.
Only 14% as many balances as active participants — suggests many active employees aren't deferring.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE SAXTON GROUP, LLC.

Plan sponsor

Name

THE SAXTON GROUP, LLC

EIN

64-0802679

Address

2288 MONITOR STREET · DALLAS, TX · 75207

Phone

(214) 373-3400

Industry

Accommodation & Food Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-08-20

Pension benefit codes

2E · Profit-sharing

2J · 401(k) feature

2K · 401(m) arrangement

2F · ERISA section 404(c)

2G · Total participant-directed accounts

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

COULTER & JUSTUS

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
BETTERMENT FOR BUSINESS, LLC	47-4872674	NEW YORK, NY	RECORDKEEPER	$45K	—

TPA / Administrator

Name	EIN	Location	Relation	Direct comp	Indirect comp
ADMIN. GROUP, LLC DBA TAG RESOURCES	62-1874769	—	TPA	$9K	—

Investments

42 direct securities· $7.3M(99% of reported assets)

Investment	Type	Shares / units	Cost	Current value	% of plan
Vanguard Total Stock Market ETF (1)	—	—	—	$2.1M	29.2%
Vanguard FTSE Developed Markets (1)	—	—	—	$1.8M	24.2%
SPDR Portfolio S&P 500 ETF (1)	—	—	—	$1.1M	14.8%
Vanguard Large-Cap ETF - DNQ (1) 105 Vanguard FTSE Emerging Markets (1)	—	—	—	$629K	8.6%
SPDR Portfolio S&P 400 Mid Cap (1)	—	—	—	$454K	6.2%
iShares Core Total US Bond Market ETF (1)	—	—	—	$428K	5.9%
SPDR Portfolio S&P 600 Small Cap ETF (1)	—	—	—	$324K	4.4%
Vanguard Total International Bond ETF (1)	—	—	—	$105K	1.4%
iShares Emerging Markets USD Bond ETF (1)	—	—	—	$96K	1.3%
Vanguard US Total Bond Market ETF (1)	—	—	—	$48K	0.7%
Goldman Sachs ActiveBeta US Large Cap Equity (1)	—	—	—	$25K	0.3%
Vanguard Value ETF (1)	—	—	—	$23K	0.3%
iShares Fallen Angels USD Bond ETF (1)	—	—	—	$14K	0.2%
iShares 1-5 Year Investment Grade Corporate Bond ETF (1)	—	—	—	$12K	0.2%
iShares Broad USD High Yield Corporate Bond ETF (1)	—	—	—	$11K	0.1%
iShares Treasury Floating Rate Bond ETF (1)	—	—	—	$9K	0.1%
iShares 0-5 Year TIPS Bond ETF (1)	—	—	—	$8K	0.1%
Goldman Sachs Access U.S. Aggregate Bond ETF (1)	—	—	—	$7K	0.1%
iShares 1-3 Year Treasury Bond ETF (1)	—	—	—	$7K	<0.1%
iShares 0-5 Year High Yield Corporate Bond ETF (1)	—	—	—	$6K	<0.1%
Goldman Sachs Access Investment Grade Corporate Bond ETF (1)	—	—	—	$6K	<0.1%
Goldman Sachs ActiveBeta International Equity (1)	—	—	—	$6K	<0.1%
iShares 10+ Year Investment Grade Corporate Bond ETF (1)	—	—	—	$6K	<0.1%
Vanguard Short-Term Inflation-Protected Securities ETF (1)	—	—	—	$6K	<0.1%
iShares Core S&P Total U.S. Stock Market ETF (1) 209 JPMorgan Ultra-Short Income (1)	—	—	—	$5K	<0.1%
iShares High Yield Systematic Bond ETF (1)	—	—	—	$5K	<0.1%
iShares J.P. Morgan EM High Yield Bond ETF (1)	—	—	—	$5K	<0.1%
iShares 20 Year Tresury Bond (1)	—	—	—	$4K	<0.1%
iShares Floating Rate Bond ETF (1)	—	—	—	$4K	<0.1%
Goldman Sachs ActiveBeta Europe Equity (1)	—	—	—	$3K	<0.1%
Vanguard Long Term Governement Bond (1)	—	—	—	$3K	<0.1%
iShares MBS (1)	—	—	—	$3K	<0.1%
Schwab U.S. Mid-Cap ETF (1) 1 iShares Short-Term Treasury Bond ETF (1)	—	—	—	$2K	<0.1%
Goldman Sachs ActiveBeta Emerging Markets Equity (1)	—	—	—	$2K	<0.1%
SPDR S&P Kensho New Economies Composite ETF (1)	—	—	—	$2K	<0.1%
Goldman Sachs Access Inflation Protected USD Bond ETF (1)	—	—	—	$2K	<0.1%
Goldman Sachs ActiveBeta Japan Equity (1)	—	—	—	$2K	<0.1%
Goldman Sachs TreasuryAccess 01 Year ETF (1)	—	—	—	$1K	<0.1%
Goldman Sachs ActiveBeta US Small Cap Equity ETF (1)	—	—	—	$1K	<0.1%
Goldman Sachs Access Emerging Markets USD Bond ETF (1)	—	—	—	$1K	<0.1%
Goldman Sachs High Yield Corporate Bond ETF (1)	—	—	—	$1K	<0.1%
iShares Flexible Income Active ETF (1)	—	—	—	$1K	<0.1%