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Original filing (PDF)20250916095405NAL0001237683001
DAXKO, LLC
Form 5500
FILING_RECEIVED
DAXKO, LLC 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 1
29% in single holding
Active participants
579
Accounts w/ balance
811
Plan assets (EOY)
$42.6M
Net assets (EOY)
$42.6M
How this plan invests
This plan
15 pooled trusts
Schedule D
20 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Moderate Managed Account Portfolio Collective trust" is 29% of plan.
- 56 bps in Schedule C fees — 91% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DAXKO, LLC.
Plan sponsor
Name
DAXKO, LLC
EIN
63-1262193
Address
600 UNIVERSITY PARK PL STE 500 · BIRMINGHAM, AL · 352098813
Phone
(205) 802-1266
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-16
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BLACK & PINCKARD, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $92K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS LLC | 26-0058143 | — | ADVISOR/INVESTMENT ADVIS | $144K | — |
Investments
10 direct securities · 15 pooled funds· $49.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$40.8M
15 holdings
Uncategorized
$8.4M
10 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MODERATE MAP GREAT GRAY TRUST COMPANY · EIN 46-3768480 / PN 182 | Common Collective Trust | — | — | $12.2M | 28.6% | |
| NT S&P 500 IDX NL 4 NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 002 | Common Collective Trust | — | — | $7.1M | 16.6% | |
| AGGRESSIVE MAP GREAT GRAY TRUST COMPANY · EIN 46-3787800 / PN 184 | Common Collective Trust | — | — | $6.6M | 15.6% | |
| GROWTH MAP GREAT GRAY TRUST COMPANY · EIN 46-3773972 / PN 183 | Common Collective Trust | — | — | $4.0M | 9.5% | |
| Harbor Capital Appreciation Fund Mutual fund | — | — | — | $3.6M | 8.4% | |
| HARBOR CAP APPR R HARBOR TRUST COMPANY, INC. · EIN 84-4022934 / PN 001 | Common Collective Trust | — | — | $3.6M | 8.4% | |
| MFS MID CAP VALUE CT GREAT GRAY TRUST COMPANY · EIN 38-4139822 / PN 616 | Common Collective Trust | — | — | $1.3M | 3.1% | |
| Northern Trust Extended Market Index Fund Collective trust | — | — | — | $1.2M | 2.9% | |
| NT EXT MKT IDX NL 4 NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 110 | Common Collective Trust | — | — | $1.2M | 2.9% | |
| RT NY LIFE AA CL 0 RELIANCE TRUST COMPANY · EIN 46-6350416 / PN 001 | Common Collective Trust | — | — | $1.1M | 2.6% | |
| MFS MID CP GROWTH CT GREAT GRAY TRUST COMPANY · EIN 38-4126294 / PN 597 | Common Collective Trust | — | — | $1.1M | 2.5% | |
| Fidelity Government Money Market Fund Mutual fund | — | — | — | $789K | 1.9% | |
| MFS Mid Cap Value Fund Collective trust | — | — | — | $689K | 1.6% | |
| CONSERVATIVE MAP GREAT GRAY TRUST COMPANY · EIN 46-3750663 / PN 181 | Common Collective Trust | — | — | $681K | 1.6% | |
| MFS Large Cap Value Fund Collective trust | — | — | — | $617K | 1.4% | |
| GG EUROPAC GROWTH CT GREAT GRAY TRUST COMPANY, LLC · EIN 38-7289843 / PN 001 | Common Collective Trust | — | — | $604K | 1.4% | |
| Northern Trust Aggregate Bond Index Fund Collective trust | — | — | — | $490K | 1.2% | |
| NT AGGR BD IDX NL 4 NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 088 | Common Collective Trust | — | — | $490K | 1.2% | |
| Principal Small Cap Growth Fund Mutual fund | — | — | — | $451K | 1.1% | |
| Allspring Special Small-Cap Value Fund Mutual fund | — | — | — | $343K | 0.8% | |
| FIAM CORE PLUS CL I FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 052 | Common Collective Trust | — | — | $334K | 0.8% | |
| Northern Trust All Country World ex-US Investable Market Index Fund Collective trust | — | — | — | $266K | 0.6% | |
| NT ACWI EX US IMI 4 NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 223 | Common Collective Trust | — | — | $266K | 0.6% | |
| INCOME MAP GREAT GRAY TRUST COMPANY · EIN 46-3745190 / PN 180 | Common Collective Trust | — | — | $182K | 0.4% | |
| Participant loans Interest rates at 5.50% | — | — | — | $12K | <0.1% |
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