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Original filing (PDF)20251010112054NAL0008038353001
AUSTAL USA. LLC
Form 5500
FILING_RECEIVED
AUSTAL USA. LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
2,711
Accounts w/ balance
2,312
Plan assets (EOY)
$129.6M
Net assets (EOY)
$129.6M
How this plan invests
This plan
26 pooled trusts
Schedule D
42 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 22 bps in Schedule C fees — 123% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AUSTAL USA. LLC.
Plan sponsor
Name
AUSTAL USA. LLC
EIN
63-1238756
Address
100 ADDSCO ROAD · MOBILE, AL · 36602
Phone
(251) 445-7388
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
CARR, RIGGS INGRAM, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT & INSURANCE ANNUITY | 71-0294708 | — | SERVICE PROVIDER | $289K | — |
Investments
18 direct securities · 26 pooled funds· $162.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$97.8M
26 holdings
Uncategorized
$64.2M
18 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MYCOMPASS INDEX MODERATE 2045 FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-4097334 / PN 480 | Common Collective Trust | — | — | $25.3M | 19.5% | |
| MYCOMPASS INDEX MODERATE 2035 FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-4097333 / PN 479 | Common Collective Trust | — | — | $22.8M | 17.6% | |
| MYCOMPASS INDEX MODERATE 2055 FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-4097335 / PN 481 | Common Collective Trust | — | — | $13.3M | 10.3% | |
| MyCompass Ind Mod Ret Fd R Common Collective Trust | — | — | — | $9.8M | 7.6% | |
| MYCOMPASS INDEX MODERATE RETIREMENT GREAT GRAY TRUST COMPANY, LLC · EIN 38-4097331 / PN 477 | Common Collective Trust | — | — | $9.8M | 7.6% | |
| JPMorgan LgCp Grw Fnd R6 Registered Investment Company | — | — | — | $9.4M | 7.3% | |
| JPMorgan Large Cap Growth Fund Class R6 Mutual Fund | — | — | — | $9.4M | 7.3% | |
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $7.5M | 5.8% | |
| Interest rates ranging from * Notes receivable from participants 4.25% to 9.50% | — | — | — | $5.7M | 4.4% | |
| LOAN FUND Participant Loans - Rates 4.25% to 9.50% | — | — | — | $5.7M | 4.4% | |
| STABLE VALUE FUND FEE CLASS R1 CIT GREAT GRAY TRUST COMPANY, LLC · EIN 85-4031707 / PN 653 | Common Collective Trust | — | — | $4.9M | 3.8% | |
| MYCOMPASS INDEX CONSERVATIVE RETIRE GREAT GRAY TRUST COMPANY, LLC · EIN 38-4097336 / PN 482 | Common Collective Trust | — | — | $4.4M | 3.4% | |
| MyCompass Ind Cns Ret Fd R Common Collective Trust | — | — | — | $4.4M | 3.4% | |
| MYCOMPASS INDEX AGGRESSIVE 2055 FUN GREAT GRAY TRUST COMPANY, LLC · EIN 38-4097330 / PN 476 | Common Collective Trust | — | — | $3.6M | 2.8% | |
| Vangrd Equity Income Fund Admiral Shares Mutual Fund | — | — | — | $3.0M | 2.3% | |
| MYCOMPASS INDEX AGGRESSIVE 2045 FUN GREAT GRAY TRUST COMPANY, LLC · EIN 38-4097329 / PN 475 | Common Collective Trust | — | — | $2.8M | 2.1% | |
| MYCOMPASS INDEX AGGRESSIVE 2035 FUN GREAT GRAY TRUST COMPANY, LLC · EIN 38-4097328 / PN 474 | Common Collective Trust | — | — | $2.3M | 1.8% | |
| Fidelity Mid Cap Index Fund Mutual Fund | — | — | — | $2.1M | 1.6% | |
| MYCOMPASS INDEX AGGRESSIVE RETIREME GREAT GRAY TRUST COMPANY, LLC · EIN 38-4097326 / PN 472 | Common Collective Trust | — | — | $1.6M | 1.2% | |
| MyCompass Ind Agg Ret Fd R Common Collective Trust | — | — | — | $1.6M | 1.2% | |
| INTERNATIONAL EQUITY FUND - FEE CLA GREAT GRAY TRUST COMPANY, LLC · EIN 38-4139853 / PN 631 | Common Collective Trust | — | — | $1.4M | 1.1% | |
| MYCOMPASS INDEX CONSERVATIVE 2035 F GREAT GRAY TRUST COMPANY, LLC · EIN 38-4097338 / PN 484 | Common Collective Trust | — | — | $1.3M | 1.0% | |
| MYCOMPASS INDEX CONSERVATIVE 2055 F GREAT GRAY TRUST COMPANY, LLC · EIN 38-4097340 / PN 486 | Common Collective Trust | — | — | $1.1M | 0.8% | |
| Fidelity Small Cap Index Fund Mutual Fund | — | — | — | $1.0M | 0.8% | |
| Fidelity Sm Cp Ind Fd Registered Investment Company | — | — | — | $1.0M | 0.8% | |
| Fidelity Intl Index Fnd Registered Investment Company | — | — | — | $998K | 0.8% | |
| Victory Sycamore Small Company Opportunity Fund Class I Mutual Fund | — | — | — | $622K | 0.5% | |
| SMALL CAP GROWTH FUND II FEE CLASS GREAT GRAY TRUST COMPANY, LLC · EIN 38-4126288 / PN 592 | Common Collective Trust | — | — | $609K | 0.5% | |
| MID CAP GROWTH FUND II FEE CLASS I1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-7304118 / PN 001 | Common Collective Trust | — | — | $595K | 0.5% | |
| MYCOMPASS INDEX CONSERVATIVE 2045 F GREAT GRAY TRUST COMPANY, LLC · EIN 38-4097339 / PN 485 | Common Collective Trust | — | — | $537K | 0.4% | |
| MID CAP VALUE FUND FEE CLASS I1 CIT GREAT GRAY TRUST COMPANY, LLC · EIN 38-4139852 / PN 630 | Common Collective Trust | — | — | $525K | 0.4% | |
| Fidelity US Bond Index Fund Mutual Fund | — | — | — | $517K | 0.4% | |
| party date,rate of interest, collateral, par, or maturity date Fid US Bd Id Fd Registered Investment Company | — | — | — | $517K | 0.4% | |
| PRUDENTIAL CORE PLUS BOND FUND PRUDENTIAL TRUST COMPANY · EIN 23-6994310 / PN 165 | Common Collective Trust | — | — | $474K | 0.4% | |
| Fidelity Emerging Markets Fund Class K Mutual Fund | — | — | — | $427K | 0.3% | |
| PIMCO Income Fund Institutional Class Mutual Fund | — | — | — | $425K | 0.3% | |
| MYCOMPASS INDEX AGGRESSIVE 2065 FUN GREAT GRAY TRUST COMPANY, LLC · EIN 38-7271384 / PN 765 | Common Collective Trust | — | — | $323K | 0.2% | |
| MYCOMPASS INDEX MODERATE 2065 FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-7271385 / PN 766 | Common Collective Trust | — | — | $215K | 0.2% | |
| MYCOMPASS INDEX CONSERVATIVE 2065 F GREAT GRAY TRUST COMPANY, LLC · EIN 38-7271386 / PN 767 | Common Collective Trust | — | — | $57K | <0.1% | |
| MYCOMPASS INDEX MODERATE 2025 FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-4097332 / PN 478 | Common Collective Trust | — | — | $0 | <0.1% | |
| MYCOMPASS INDEX CONSERVATIVE 2025 F GREAT GRAY TRUST COMPANY, LLC · EIN 38-4097337 / PN 483 | Common Collective Trust | — | — | $0 | <0.1% | |
| MYCOMPASS INDEX AGGRESSIVE 2025 FUN GREAT GRAY TRUST COMPANY, LLC · EIN 38-4097327 / PN 473 | Common Collective Trust | — | — | $0 | <0.1% | |
| GREAT GRAY TRUST COMPANY, LLC WILMINGTON TRUST FUNDS · EIN 38-4126247 / PN 549 | Common Collective Trust | — | — | $0 | <0.1% | |
| EMERGING MARKETS FUND I1 GREAT GRAY TRUST COMPANY, LLC · EIN 86-1819869 / PN 672 | Common Collective Trust | — | — | $0 | <0.1% |