Original filing (PDF)20250514050558NAL0012560691001

LUCKIE & COMPANY

Name: LUCKIE & COMPANY — LUCKIE & COMPANY PROFIT SHARING/ TAX-DEFERRED SAVINGS PLAN, Form 5500 (2023)
Creator: LUCKIE & COMPANY

Form 5500

FILING_RECEIVED

LUCKIE & COMPANY PROFIT SHARING/ TAX-DEFERRED SAVINGS PLAN

401(k) retirement plan

Signals · 4

Late filing · 5.9 moLate participant contributionsHigh average account balance~166 bps in Sched C fees

Active participants

Accounts w/ balance

Plan assets (EOY)

$636K

Net assets (EOY)

$636K

How this plan invests

This plan

1 collective trust

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score

Average plan with room to improve

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Filed 5.9 months past the 10.5-month grace window.
Delinquent participant contributions reported (Schedule H 4a) — 314K (126% of contributions).
Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (4th percentile).

Helping the score

High average account balance (100th percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for LUCKIE & COMPANY.

Plan sponsor

Name

LUCKIE & COMPANY

EIN

63-1160366

Address

P O BOX 530584 · SUITE 110 · BIRMINGHAM, AL · 35223

Phone

(205) 879-2121

Industry

Professional & Technical Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-01-01

Tax period

2023-12-31

Filed

2025-05-14

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2R · Participant-directed brokerage (SDBA)

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
ADP, INC.	13-3036745	—	RECORD KEEPER	$11K	—

Broker

Name	EIN	Location	Relation	Direct comp	Indirect comp
TD AMERITRADE, INC.	82-0543156	—	SECURITES BROKER	$0	—

Investments

1 pooled fund· $636K(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.