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Original filing (PDF)20250826123700NAL0008714081001
NTA, INC.
Form 5500
FILING_RECEIVED
NTA, INC. 401(K) PLAN
401(k) retirement plan
Active participants
216
Accounts w/ balance
262
Plan assets (EOY)
$84.8M
Net assets (EOY)
$84.8M
How this plan invests
This plan
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NTA, INC..
Plan sponsor
Name
NTA, INC.
EIN
63-1071009
Address
2001 NICHOLS DRIVE SW, SUITE 200 · HUNTSVILLE, AL · 35802
Phone
(256) 842-7306
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-26
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BMSS LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $28K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 20-8764829 | — | INVESTMENT ADVISOR | $89K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $8K | — |
Investments
35 direct securities· $84.8M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Investments Fidelity 500 Index a | — | — | — | $17.7M | 20.9% | |
| Fidelity Investments Fidelity Freedom Index 2030 - Investor Class a | — | — | — | $9.5M | 11.3% | |
| Fidelity Investments Fidelity Large Cap Growth Index Fund a | — | — | — | $8.4M | 9.9% | |
| Fidelity Investments Fidelity Freedom Index 2035 - Investor Class a | — | — | — | $6.6M | 7.8% | |
| Fidelity Investments Fidelity Freedom Index 2025 - Investor Class a | — | — | — | $4.9M | 5.8% | |
| Gabelli U.S. Treasury Money Market a | — | — | — | $4.0M | 4.7% | |
| Fidelity Investments Fidelity Freedom Index 2055 - Investor Class a | — | — | — | $3.4M | 4.1% | |
| Fidelity Investments Fidelity Freedom Index 2050 - Investor Class a | — | — | — | $3.1M | 3.6% | |
| Fidelity Investments Fidelity Contrafund a | — | — | — | $2.7M | 3.2% | |
| Fidelity Investments Fidelity Freedom Index 2040 - Investor Class a | — | — | — | $2.6M | 3.0% | |
| PIMCO Income Fund Class I-2 a | — | — | — | $2.5M | 3.0% | |
| Fidelity Investments Fidelity Freedom Index 2060 - Investor Class a | — | — | — | $2.3M | 2.8% | |
| Fidelity Investments Fidelity Global Ex U.S. Index a | — | — | — | $2.2M | 2.6% | |
| Fidelity Investments Fidelity Mid Cap Index a | — | — | — | $2.1M | 2.5% | |
| Fidelity Investments Fidelity Freedom Index 2045 - Investor Class a | — | — | — | $1.6M | 1.9% | |
| Guggenheim Total Return Bond Fund Instl Class a | — | — | — | $1.4M | 1.7% | |
| Fidelity Investments Fidelity Small Cap Index a | — | — | — | $1.4M | 1.6% | |
| Fidelity Investments Fidelity U.S. Bond Index a | — | — | — | $1.1M | 1.3% | |
| Fidelity Investments Fidelity Emerging Markets Index a | — | — | — | $906K | 1.1% | |
| Carillon Family of Funds Carillon Eagle Mid Cap Growth Fund a | — | — | — | $903K | 1.1% | |
| Lincoln National Life Lincoln Stable Value Account a | — | — | — | $813K | 1.0% | |
| American Funds American Funds EuroPacific Growth Fund - Class R6 a | — | — | — | $787K | 0.9% | |
| Vanguard Value Index a | — | — | — | $624K | 0.7% | |
| Vanguard Small-Cap Growth Index Fund Admiral Shares a | — | — | — | $614K | 0.7% | |
| Allspring Special Mid Cap Value - Class R6 a | — | — | — | $558K | 0.7% | |
| Dimensional Advisors DFA U.S. Targeted Value Portfolio - I a | — | — | — | $380K | 0.4% | |
| Fidelity Investments Fidelity Freedom Index 2020 - Investor Class a | — | — | — | $341K | 0.4% | |
| PGIM Funds Prudential Short-term Corporate Bond Fund Class R6 a | — | — | — | $290K | 0.3% | |
| Dimensional Advisors DFA International Small Company Portfolio - Instl a | — | — | — | $242K | 0.3% | |
| Fidelity Investments Fidelity Freedom Index 2065 - Investor Class a | — | — | — | $241K | 0.3% | |
| Federated Institutional High Yield Bond Fd Class R6 a | — | — | — | $143K | 0.2% | |
| Fidelity Investments Multi Asset Index a | — | — | — | $143K | 0.2% | |
| Cohen & Steers Cohen & Steers Real Estate Securities - Z a | — | — | — | $106K | 0.1% | |
| Vanguard Total International Bond Index Fund Admiral a | — | — | — | $51K | <0.1% | |
| Fidelity Investments Fidelity Freedom Index Income Inst. Premium Class a | — | — | — | $5K | <0.1% |
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