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Original filing (PDF)20250905080407NAL0016988049001
THERMALEX, INC.
Form 5500
FILING_RECEIVED
THERMALEX, INC. 401(K) PLAN
401(k) retirement plan
Signals · 3
32% in single holding~83 bps in Sched C feesNo recordkeeper disclosed
Active participants
118
Accounts w/ balance
155
Plan assets (EOY)
$4.4M
Net assets (EOY)
$4.4M
How this plan invests
This plan
1 pooled trust
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
84
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Freedom Index 2035 Fund Mutual fund" is 32% of plan.
- 83 bps in Schedule C fees — 61% above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THERMALEX, INC..
Plan sponsor
Name
THERMALEX, INC.
EIN
63-0915802
Address
2758 GUNTER PARK DR W · MONTGOMERY, AL · 36109
Phone
(334) 272-8270
Industry
Manufacturingsee all
Plan administrator
Name
FIDELITY WORKPLACE SERVICES LLC
EIN
04-3532603
City
COVINGTON, KY
Phone
(859) 386-4199
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-05
Pension benefit codes
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2G · Total participant-directed accounts
2E · Profit-sharing
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BLACK & PINCKARD LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KESTRA INVESTMENT SERVICES LLC | 35-2552359 | — | ADVISOR | $11K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY WORKPLACE SERVICES LLC | 04-3532603 | — | PLAN ADMINISTRATOR | $26K | — |
Investments
30 direct securities · 1 pooled fund· $4.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$4.4M
29 holdings
Common Collective Trust
$249K
1 holding
Real Estate
$16K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Freedom Index 2035 Fund Mutual fund | — | — | — | $1.4M | 31.5% | |
| Freedom Index 2030 Fund Mutual fund | — | — | — | $720K | 16.2% | |
| Freedom Index 2025 Fund Mutual fund | — | — | — | $356K | 8.0% | |
| Fidelity Managed Income Portfolio Collective trust | — | — | — | $249K | 5.6% | |
| MIP CL 1 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 024 | Common Collective Trust | — | — | $249K | 5.6% | |
| Freedom Index 2040 Fund Mutual fund | — | — | — | $246K | 5.5% | |
| Large Cap Growth Index Fund Mutual fund | — | — | — | $199K | 4.5% | |
| Participant loans Interest rates range from 4.25% to 9.50% | — | — | — | $183K | 4.1% | |
| MFS International Growth Fund Mutual fund | — | — | — | $183K | 4.1% | |
| Freedom Index 2020 Fund Mutual fund | — | — | — | $111K | 2.5% | |
| JP Morgan Income Fund Mutual fund | — | — | — | $106K | 2.4% | |
| Freedom Index 2050 Fund Mutual fund | — | — | — | $85K | 1.9% | |
| Mid Cap Index Fund Mutual fund 452 Small Cap Index Fund Mutual fund | — | — | — | $81K | 1.8% | |
| 500 Index Fund Mutual fund | — | — | — | $67K | 1.5% | |
| Freedom Index 2045 Fund Mutual fund | — | — | — | $66K | 1.5% | |
| Freedom Index Income Fund Mutual fund | — | — | — | $57K | 1.3% | |
| Inflation Protection Bond Index Fund Mutual fund | — | — | — | $50K | 1.1% | |
| Wellesley Fund Mutual fund | — | — | — | $44K | 1.0% | |
| Star Fund Mutual fund | — | — | — | $37K | 0.8% | |
| Freedom Index 2070 Fund Mutual fund 175 US Bond Index Fund Mutual fund | — | — | — | $35K | 0.8% | |
| Equity Income Fund Mutual fund | — | — | — | $35K | 0.8% | |
| Mid Cap Value Index Fund Mutual fund | — | — | — | $25K | 0.6% | |
| Small Cap Growth Index Fund Mutual fund | — | — | — | $19K | 0.4% | |
| Emerging Markets Fund Mutual fund | — | — | — | $17K | 0.4% | |
| Investment Fund Mutual fund | Real Estate | — | — | $16K | 0.4% | |
| PGIM Jennison Natural Resources Fund Mutual fund | — | — | — | $15K | 0.3% | |
| Freedom Index 2055 Fund Mutual fund | — | — | — | $14K | 0.3% | |
| Freedom Index 2065 Fund Mutual fund | — | — | — | $8K | 0.2% | |
| Freedom Index 2060 Fund Mutual fund | — | — | — | $8K | 0.2% | |
| Freedom Index 2010 Fund Mutual fund 134 Freedom Index 2015 Fund Mutual fund | — | — | — | $4K | <0.1% | |
| Carillon Eagle Mid Cap Growth Fund Mutual fund | — | — | — | $3K | <0.1% |