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Original filing (PDF)20250814052322NAL0005256883001
DESE RESEARCH, INC.
Form 5500
FILING_RECEIVED
DESE RESEARCH, INC. PROFIT SHARING PLAN
401(k) retirement plan
Active participants
66
Accounts w/ balance
254
Plan assets (EOY)
$70.7M
Net assets (EOY)
$70.7M
How this plan invests
This plan
1 pooled trust
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DESE RESEARCH, INC..
Plan sponsor
Name
DESE RESEARCH, INC.
EIN
63-0834024
Address
315 WYNN DR NW · SUITE 2 · HUNTSVILLE, AL · 35805
Phone
(256) 837-8004
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ANGLIN
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $33K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | INVESTMENT MANAGER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| REGIONS BANK DBA REGIONS TRUST | 63-0371391 | — | INVESTMENT/FINANCIAL ADVI | $50K | — |
Investments
34 direct securities · 1 pooled fund· $70.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$69.4M
33 holdings
Uncategorized
$609K
1 holding
Common Collective Trust
$360K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FIDELITY CONTRAFUND K6 | Registered Investment Companies | — | — | $12.8M | 18.1% | |
| VANGUARD 500 INDEX FUND - ADM | Registered Investment Companies | — | — | $9.3M | 13.1% | |
| VAN CASH RES FED MON MKT ADMRL | Registered Investment Companies | — | — | $6.1M | 8.6% | |
| DODGE & COX STOCK I | Registered Investment Companies | — | — | $5.9M | 8.3% | |
| MFS MID CAP GROWTH R6 | Registered Investment Companies | — | — | $4.0M | 5.7% | |
| VAN TARGET RETIRE INC | Registered Investment Companies | — | — | $3.5M | 5.0% | |
| T. ROWE PRICE SMALL-CAP STOCK | Registered Investment Companies | — | — | $3.4M | 4.8% | |
| VAN TARGET RETIRE 2040 | Registered Investment Companies | — | — | $2.1M | 2.9% | |
| AMC SMALL CAP VALUE FUND - R6 | Registered Investment Companies | — | — | $2.1M | 2.9% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $1.8M | 2.5% | |
| VAN TARGET RETIRE 2030 | Registered Investment Companies | — | — | $1.6M | 2.3% | |
| INVESCO GLOBAL Y | Registered Investment Companies | — | — | $1.4M | 2.0% | |
| VAN TARGET RETIRE 2050 | Registered Investment Companies | — | — | $1.4M | 2.0% | |
| VAN TARGET RETIRE 2055 | Registered Investment Companies | — | — | $1.4M | 2.0% | |
| FRK CONVERTIBLE SEC ADV | Registered Investment Companies | — | — | $1.4M | 1.9% | |
| VAN TARGET RETIRE 2035 | Registered Investment Companies | — | — | $1.4M | 1.9% | |
| VAN DIV APPREC IDX - ADMIRAL | Registered Investment Companies | — | — | $1.3M | 1.9% | |
| VAN TARGET RETIRE 2045 | Registered Investment Companies | — | — | $1.3M | 1.8% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $961K | 1.4% | |
| DODGE & COX INCOME I | Registered Investment Companies | — | — | $942K | 1.3% | |
| VANGUARD TOT BND MKT IND- ADM | Registered Investment Companies | — | — | $877K | 1.2% | |
| MFS MID CAP VALUE FUND - R6 | Registered Investment Companies | — | — | $795K | 1.1% | |
| VAN TARGET RETIRE 2020 | Registered Investment Companies | — | — | $758K | 1.1% | |
| BROKERAGE FUND OPTIONS SELF-DIRECTED BROKERAGE ACCT | — | — | — | $609K | 0.9% | |
| VAN TARGET RETIRE 2025 | Registered Investment Companies | — | — | $598K | 0.8% | |
| VAN TARG RETIRE 2065 | Registered Investment Companies | — | — | $570K | 0.8% | |
| VAN TARG RETIRE 2060 | Registered Investment Companies | — | — | $425K | 0.6% | |
| NYL ANCHOR ACCOUNT 35 RELIANCE TRUST COMPANY · EIN 46-6350416 / PN 001 | Common Collective Trust | — | — | $360K | 0.5% | |
| PIMCO COMMODITIESPLUS STR INST | Registered Investment Companies | — | — | $359K | 0.5% | |
| VANGUARD SH TERM BD INDEX ADM | Registered Investment Companies | — | — | $308K | 0.4% | |
| VANGUARD REAL ESTATE INDEX ADM | Registered Investment Companies | — | — | $241K | 0.3% | |
| VANGUARD TOT INTL STK IND ADM | Registered Investment Companies | — | — | $163K | 0.2% | |
| DODGE & COX INTL STOCK I | Registered Investment Companies | — | — | $148K | 0.2% | |
| VANGUARD TOTAL INTL BD IDX ADM | Registered Investment Companies | — | — | $98K | 0.1% | |
| VANGUARD INTL GRTH ADM | Registered Investment Companies | — | — | $46K | <0.1% |
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