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Original filing (PDF)20251015134627NAL0002390179001
DENTONS SIROTE PC
Form 5500
FILING_RECEIVED
DENTONS SIROTE, P.C. PROFIT SHARING 401(K) PLAN
401(k) retirement plan
Signals · 3
29% in single holdingNo recordkeeper disclosed6 service providers
Active participants
142
Accounts w/ balance
515
Plan assets (EOY)
$113.7M
Net assets (EOY)
$113.7M
How this plan invests
This plan
16 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Vanguard Vanguard Total Stock Market Index Fund" is 29% of plan.
- 33 bps in Schedule C fees — 234% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DENTONS SIROTE PC.
Plan sponsor
Name
DENTONS SIROTE PC
EIN
63-0649626
Address
2311 HIGHLAND AVENUE SOUTH · BIRMINGHAM, AL · 35205
Phone
(205) 930-5100
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
DIPIAZZA LAROCCA HEETER & CO., LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsAdvisor / Consultant
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH | — | BIRMINGHAM, AL | INVESTMENT ADVISOR | $72K | — |
| CHARLES SCHWAB | — | HUNTSVILLE, AL | INVESTMENT ADVISOR | $40K | — |
| ROBERT W. BAIRD & CO INCORPORATED | — | MILWAUKEE, WI | INVESTMENT ADVISOR | $34K | — |
| MORGAN STANLEY SMITH BARNEY | 20-8764829 | — | INVESTMENT ADVISOR | $20K | — |
| FIDELITYINVESTMENTS | — | BIRMINGHAM, AL | INVESTMENT ADVISOR | $17K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MATRIX TRUST COMPANY | 75-3182674 | — | NONE | $197K | — |
Investments
16 direct securities· $111.4M(98% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | — | — | — | $32.9M | 28.9% | |
| Various Self-Directed Accounts | — | — | — | $25.4M | 22.3% | |
| PIMCO Short Term Institutional Fund | — | — | — | $7.9M | 7.0% | |
| Vanguard Short Term Investment Grade Instl | — | — | — | $7.8M | 6.8% | |
| Baird Aggregate Bond Instl | — | — | — | $6.4M | 5.6% | |
| DFA Emerging Markets Value | — | — | — | $6.3M | 5.5% | |
| Bridgeway Omni Small-Cap Value | — | — | — | $5.8M | 5.1% | |
| Fidelity International Index Fd | — | — | — | $4.4M | 3.9% | |
| DFA International Small Cap Value | — | — | — | $4.2M | 3.7% | |
| Vanguard Pioneer CAT Bond Y | — | — | — | $2.7M | 2.4% | |
| Vanguard Ral Estate Index Admiral | — | — | — | $2.4M | 2.1% | |
| PIMCO Diversified Income Fund Institutional | — | — | — | $2.0M | 1.7% | |
| Vanguard Vanguar Inflation Protected Sec Adm | — | — | — | $1.9M | 1.7% | |
| DFA Intl Real Estate Securities | — | — | — | $1.5M | 1.4% | |
| Matrix money market acccount | — | — | — | $16K | <0.1% | |
| Matrix Retirement money market | — | — | — | $10K | <0.1% |