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Original filing (PDF)20260108090124NAL0010145296001
NELSON BROTHERS, INC.
Form 5500
FILING_RECEIVED
NELSON BROTHERS, INC. EMPLOYEE CAPITAL ACCUMULATION 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
489
Accounts w/ balance
608
Plan assets (EOY)
$54.8M
Net assets (EOY)
$54.8M
How this plan invests
This plan
41 pooled trusts
Schedule D
42 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NELSON BROTHERS, INC..
Plan sponsor
Name
NELSON BROTHERS, INC.
EIN
63-0479482
Address
820 SHADES CREEK PARKWAY · SUITE 2000 · BIRMINGHAM, AL · 35209
Phone
(205) 802-5344
Industry
Mining, Quarrying, Oil & Gassee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-04-01
Tax period
2025-03-31
Filed
2026-01-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WARREN AVERETT, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE & ANNUITY | 71-0294708 | WINDSOR, CT | INVESTMENT ADVISORY | $43K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MURFEE MEADOWS, INC. | 63-1086621 | BIRMINGHAM, AL | THIRD PARTY ADMINISTRATO | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LEAFHOUSE FINANCIAL ADVISORS, LLC | 26-4311657 | — | SERVICE PROVIDER | $25K | — |
Investments
8 direct securities · 41 pooled funds· $58.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$53.0M
41 holdings
Uncategorized
$5.8M
8 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| LARGE CAP VALUE FUND R1 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $7.3M | 13.3% | |
| VOYA FIXED ACCOUNT (4450) VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $4.8M | 8.8% | |
| FIDELITY 500 INDEX FUND VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $4.0M | 7.2% | |
| AMERICAN FUNDS 2030 T DATE R6 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $3.5M | 6.4% | |
| AMERICAN FUNDS 2050 T DATE R6 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $3.0M | 5.5% | |
| TD Ameritrade Brokeragelink Account Participant-directed brokerage account | — | — | — | $2.9M | 5.2% | |
| CHARLES SCHWAB PCRA VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $2.9M | 5.2% | |
| JANUS HNDR BALANCED FUND N VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $2.2M | 4.0% | |
| AMERICAN FUNDS 2025 T DATE R6 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $2.1M | 3.8% | |
| AMERICAN FUNDS 2020 T DATE R6 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $1.8M | 3.3% | |
| AMERICAN FUNDS NEW WORLD R6 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $1.8M | 3.2% | |
| 9.50%; various maturity dates | — | — | — | $1.8M | 3.2% | |
| FIDELITY MID CAP IDX FD VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $1.7M | 3.1% | |
| FIDELITY INTL INDEX FND VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $1.7M | 3.1% | |
| AMERICAN FUNDS 2045 T DATE R6 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $1.6M | 3.0% | |
| AMERICAN FUNDS 2055 T DATE R6 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $1.5M | 2.8% | |
| AB US LARGE CAP GROWTH W P1 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $1.4M | 2.5% | |
| AMERICAN FUNDS 2035 T DATE R6 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $1.3M | 2.4% | |
| VANGRD SMALL-CAP INDEX FND ADM VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $1.1M | 1.9% | |
| INTERNATIONAL GROWTH FND II R1 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $902K | 1.6% | |
| JANUS HDRSN GLOTECH&INN N VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $877K | 1.6% | |
| MID CAP GROWTH FUND R1 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $706K | 1.3% | |
| PGIM HIGH YIELD FUND R6 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $705K | 1.3% | |
| PUTNAM SMALL CAP GROWTH FND R6 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $669K | 1.2% | |
| PIMCO INCOME FUND INS VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $606K | 1.1% | |
| CORE PLUS BOND FUND R1 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $604K | 1.1% | |
| AMERICAN FUNDS BOND FD AM R6 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $600K | 1.1% | |
| AMERICAN FUNDS 2040 T DATE R6 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $592K | 1.1% | |
| NUVEEN REAL ESTATE SEC SEL R6 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $446K | 0.8% | |
| Invesco Gold and Special Minerals Fund R6 Pooled separate account | — | — | — | $414K | 0.8% | |
| INV GOLD & SPEC MIN FD R6 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $414K | 0.8% | |
| AMERICAN FUNDS 2015 T DATE R6 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $350K | 0.6% | |
| American Century Global Small Cap Fund R6 Pooled separate account | — | — | — | $301K | 0.5% | |
| AMER CENT GLOBAL SM CP FD R6 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $301K | 0.5% | |
| VICTORY SYCMR EST VL FD R6 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $298K | 0.5% | |
| FRANKLIN UTILITIES FUND R6 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $293K | 0.5% | |
| Schwab Treasury Inflation Protected Security Index Pooled separate account | — | — | — | $261K | 0.5% | |
| SCHWAB TREAS INFL PROT SEC IDX VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $261K | 0.5% | |
| AMERICAN FUNDS 2060 T DATE R6 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $202K | 0.4% | |
| AMERICAN FUNDS 2065 T DATE R6 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $127K | 0.2% | |
| AMERICAN FUNDS 2010 T DATE R6 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $114K | 0.2% | |
| Blackrock Health Science Opportunities Prt K Pooled separate account | — | — | — | $85K | 0.2% | |
| BLKRCK HLTH SCI OPPORT PRT K VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $85K | 0.2% | |
| Victory Sycamore Small Company Opportunity Fund A Pooled separate account | — | — | — | $74K | 0.1% | |
| VICTORY SYCMR SM COMP OPP F R6 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $74K | 0.1% | |
| MFS GLBL OPP BND FUND R6 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $15K | <0.1% | |
| Voya Gv Money Market F A Participant-directed brokerage account | — | — | — | $7K | <0.1% | |
| VOYA GV MNY MKT F A (HLD ACCT) VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $7K | <0.1% | |
| AMERICAN FUNDS 2070 T DATE R6 VOYA RETIREMENT INSURANCE & ANNUITY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $4K | <0.1% |