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Original filing (PDF)20251015101117NAL0002126627003
EASTER SEALS ALABAMA, INC.
Form 5500
FILING_RECEIVED
EASTER SEALS ALABAMA, INC.403(B) PLAN
401(k) retirement plan
Active participants
244
Accounts w/ balance
305
Plan assets (EOY)
$6.3M
Net assets (EOY)
$6.3M
How this plan invests
This plan
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
75
Vendor stack
100
Participation health
100
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for EASTER SEALS ALABAMA, INC..
Plan sponsor
Name
EASTER SEALS ALABAMA, INC.
EIN
63-0320188
Address
5960 E. SHIRLEY LANE · MONTGOMERY, AL · 36117
Phone
(334) 395-4489
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2M · 403(b)(7) custodial accounts
2F · ERISA section 404(c)
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
CARR, RIGGS & INGRAM LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| T. ROWE PRICE RPS, INC. | 52-1309931 | — | RECORD KEEPER | — | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RAYMOND JAMES | 59-2937883 | — | FINANCIAL ADVISOR | — | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MARTIN, MARTIN, RANDALL & ASSOC | 64-0765749 | — | TPA | — | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ENVEST | 61-1732930 | — | OTHER | — | — |
Investments
25 direct securities· $6.3M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. Rowe Price Target 2040 Fund Mutual fund | — | — | — | $799K | 12.6% | |
| T. Rowe Price Target 2030 Fund Mutual fund | — | — | — | $663K | 10.5% | |
| T. Rowe Price Government Money Mutual fund | — | — | — | $625K | 9.9% | |
| Federated Hermes Institutional High Yield Bond Fund Mutual fund ** 753 Fidelity 500 Index Fund Mutual fund | — | — | — | $586K | 9.3% | |
| T. Rowe Price Target 2045 Fund Mutual fund | — | — | — | $529K | 8.4% | |
| T. Rowe Price Target 2025 Fund Mutual fund | — | — | — | $464K | 7.3% | |
| T. Rowe Price Target 2050 Fund Mutual fund | — | — | — | $450K | 7.1% | |
| T. Rowe Price Target 2055 Fund Mutual fund | — | — | — | $298K | 4.7% | |
| T. Rowe Price Target 2035 Fund Mutual fund | — | — | — | $264K | 4.2% | |
| APEX Guaranteed Fixed Interest Fund Mutual fund | — | — | — | $259K | 4.1% | |
| T. Rowe Price Target 2020 Fund Mutual fund | — | — | — | $209K | 3.3% | |
| Vanguard Small-Cap Index Fund Mutual fund | — | — | — | $196K | 3.1% | |
| Guggenheim Total Return Bond Fund Mutual fund | — | — | — | $189K | 3.0% | |
| T. Rowe Price Target 2005 Fund Mutual fund | — | — | — | $175K | 2.8% | |
| T. Rowe Price Target 2060 Fund Mutual fund | — | — | — | $165K | 2.6% | |
| MFS International Diversification Mutual fund | — | — | — | $94K | 1.5% | |
| JPMorgan Large-Cap Growth Mutual fund | — | — | — | $94K | 1.5% | |
| DoubleLine Low Duration Bond Fund Mutual fund | — | — | — | $76K | 1.2% | |
| T. Rowe Price Target 2065 Fund Mutual fund | — | — | — | $64K | 1.0% | |
| Vanguard Mid-Cap Index Fund Mutual fund | — | — | — | $43K | 0.7% | |
| Schwab Fundamental U.S. Large Company Mutual fund | — | — | — | $29K | 0.5% | |
| American Funds American Balanced Mutual fund ** 127 American Funds New World Mutual fund | — | — | — | $21K | 0.3% | |
| PIMCO International Bond Fund Mutual fund | — | — | — | $9K | 0.1% | |
| Principal Real Estate Securities Fund Mutual fund | — | — | — | $6K | 0.1% | |
| T. Rowe Price Target 2015 Fund Mutual fund | — | — | — | $2K | <0.1% |