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Original filing (PDF)20250919121337NAL0005381410001
UT-BATTELLE, LLC
Form 5500
FILING_RECEIVED
SAVINGS PLAN FOR EMPLOYEES AT ORNL
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
7,080
Accounts w/ balance
8,903
Plan assets (EOY)
$1.8B
Net assets (EOY)
$1.8B
How this plan invests
This plan
15 pooled trusts
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (3 bps vs 5 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UT-BATTELLE, LLC.
Plan sponsor
Name
UT-BATTELLE, LLC
EIN
62-1788235
Address
1 BETHEL VALLEY ROAD · BLDG 4007, MS-6434 · OAK RIDGE, TN · 378306465
Phone
(865) 341-2107
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-19
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
MCCONNELL & JONES LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES INC | 34-1479833 | — | NONE | $321K | — |
| USI INSURANCE SERVICES, LLC | 13-3771734 | — | NONE | $149K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $7K | — |
Investments
11 direct securities · 15 pooled funds· $2.6B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$1.6B
15 holdings
Uncategorized
$943.3M
11 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| EQUITY INDEX NON-LENDABLE FUND M BLACKROCK INSTITUTIONAL TRUST COMPANY, N. A. · EIN 45-4368878 / PN 001 | Common Collective Trust | — | — | $326.7M | 18.6% | |
| INVESCO STABLE VALUE FUND INVESCO TRUST COMPANY · EIN 84-1142974 / PN 001 | Common Collective Trust | — | — | $290.1M | 16.5% | |
| BLACKROCK LPATH IDX RET NL M Common Collective Trust Fund | — | — | — | $219.8M | 12.5% | |
| LIFEPATH INDEX RETIREMENT NL FUND M BLACKROCK INSTITUTIONAL TRUST COMPANY, N. A. · EIN 81-3250773 / PN 001 | Common Collective Trust | — | — | $219.8M | 12.5% | |
| BLACKROCK LPATH IDX 2035 NL M Common Collective Trust Fund | — | — | — | $133.6M | 7.6% | |
| LIFEPATH INDEX 2035 NL FUND M BLACKROCK INSTITUTIONAL TRUST COMPANY, N. A. · EIN 81-3168065 / PN 001 | Common Collective Trust | — | — | $133.6M | 7.6% | |
| BLACKROCK LPATH IDX 2030 NL M Common Collective Trust Fund | — | — | — | $130.4M | 7.4% | |
| LIFEPATH INDEX 2030 NL FUND M BLACKROCK INSTITUTIONAL TRUST COMPANY, N. A. · EIN 81-3148951 / PN 001 | Common Collective Trust | — | — | $130.4M | 7.4% | |
| Self-directed Schwab Personal Choice Retirement Account brokerage account # | — | — | — | $110.6M | 6.3% | |
| BLACKROCK LPATH IDX 2040 NL M Common Collective Trust Fund | — | — | — | $100.5M | 5.7% | |
| LIFEPATH INDEX 2040 NON-LENDABLE FU BLACKROCK INSTITUTIONAL TRUST COMPANY, N. A. · EIN 81-3185003 / PN 001 | Common Collective Trust | — | — | $100.5M | 5.7% | |
| RUSSELL 2500 INDEX NON-LENDABLE M BLACKROCK INSTITUTIONAL TRUST COMPANY, N. A. · EIN 46-0741542 / PN 001 | Common Collective Trust | — | — | $96.9M | 5.5% | |
| BLACKROCK LPATH IDX 2045 NL M Common Collective Trust Fund | — | — | — | $94.3M | 5.4% | |
| LIFEPATH INDEX 2045 NON-LENDABLE FU BLACKROCK INSTITUTIONAL TRUST COMPANY, N. A. · EIN 81-3196176 / PN 001 | Common Collective Trust | — | — | $94.3M | 5.4% | |
| BLACKROCK LPATH IDX 2050 NL M Common Collective Trust Fund | — | — | — | $75.6M | 4.3% | |
| LIFEPATH INDEX 2050 NON-LENDABLE FU BLACKROCK INSTITUTIONAL TRUST COMPANY, N. A. · EIN 81-3217294 / PN 001 | Common Collective Trust | — | — | $75.6M | 4.3% | |
| BLKRCK MSCI ACWI EX-US INI NL IND M BLACKROCK INSTITUTIONAL TRUST COMPANY, N. A. · EIN 45-4431141 / PN 001 | Common Collective Trust | — | — | $55.0M | 3.1% | |
| BLACKROCK LPATH IDX 2055 NL M Common Collective Trust Fund | — | — | — | $46.6M | 2.7% | |
| LIFEPATH INDEX 2055 NON-LENDABLE FU BLACKROCK INSTITUTIONAL TRUST COMPANY, N. A. · EIN 81-3223239 / PN 001 | Common Collective Trust | — | — | $46.6M | 2.7% | |
| U.S. DEBT INDEX NON-LENDABLE FUND M BLACKROCK INSTITUTIONAL TRUST COMPANY, N. A. · EIN 45-4395662 / PN 001 | Common Collective Trust | — | — | $41.1M | 2.3% | |
| BLACKROCK LPATH IDX 2060 NL M Common Collective Trust Fund | — | — | — | $17.1M | 1.0% | |
| LIFEPATH INDEX 2060 NON-LENDABLE FU BLACKROCK INSTITUTIONAL TRUST COMPANY, N. A. · EIN 81-3239005 / PN 001 | Common Collective Trust | — | — | $17.1M | 1.0% | |
| with various maturity * Participant loans dates -0- | — | — | — | $8.7M | 0.5% | |
| BLACKROCK LPATH IDX 2065 NL M Common Collective Trust Fund | — | — | — | $6.2M | 0.4% | |
| LIFEPATH INDEX 2065 NL FUND M BLACKROCK INSTITUTIONAL TRUST COMPANY, N. A. · EIN 84-1957801 / PN 001 | Common Collective Trust | — | — | $6.2M | 0.4% | |
| LIFEPATH INDEX 2025 NL FUND M BLACKROCK INSTITUTIONAL TRUST COMPANY, N. A. · EIN 81-3128643 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |