Original filing (PDF)20240906152559NAL0002144048001

STATE OF FRANKLIN HEALTHCARE ASSOCIATES, PLLC.

Name: STATE OF FRANKLIN HEALTHCARE ASSOCIATES, PLLC. — STATE OF FRANKLIN HEALTHCARE ASSOCIATES, PLLC 401(K) RETIREMENT PLAN, Form 5500 (2023)
Creator: STATE OF FRANKLIN HEALTHCARE ASSOCIATES, PLLC.

Form 5500

FILING_RECEIVED

STATE OF FRANKLIN HEALTHCARE ASSOCIATES, PLLC 401(K) RETIREMENT PLAN

401(k) retirement plan

Signals · 1

1 failed disclosure

Active participants

887

Accounts w/ balance

1,077

Plan assets (EOY)

$144.2M

Net assets (EOY)

$144.2M

How this plan invests

This plan

1 collective trust

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

1 Schedule C provider failed to disclose compensation.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for STATE OF FRANKLIN HEALTHCARE ASSOCIATES, PLLC..

Plan sponsor

Name

STATE OF FRANKLIN HEALTHCARE ASSOCIATES, PLLC.

EIN

62-1730293

Address

2528 WESLEY STREET · STE. 2 · JOHNSON CITY, TN · 37601

Phone

(423) 794-2436

Industry

Offices of Physicians· Health Care & Social Assistancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-01-01

Tax period

2023-12-31

Filed

2024-09-06

Pension benefit codes

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

2E · Profit-sharing

2F · ERISA section 404(c)

3D · Pre-approved plan (master / prototype / VS)

2R · Participant-directed brokerage (SDBA)

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$68K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
LPL FINANCIAL LLC	04-3046611	—	ADVISOR	$116K	—

Accountant / Auditor

Failed / refused disclosures (Sched C Part 2)

Provider	Nondisclosure info
—	—

Investments

1 pooled fund· $12.0M(8% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.