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Original filing (PDF)20251014141048NAL0001518659001
RODEFER MOSS & CO, PLLC
Form 5500
FILING_RECEIVED
RODEFER MOSS & CO, PLLC 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
108
Accounts w/ balance
164
Plan assets (EOY)
$12.4M
Net assets (EOY)
$12.4M
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for RODEFER MOSS & CO, PLLC.
Plan sponsor
Name
RODEFER MOSS & CO, PLLC
EIN
62-1690032
Address
608 MABRY HOOD ROAD, SUITE 300 · KNOXVILLE, TN · 37932
Phone
(865) 583-0091
Industry
CPA Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLAYTON-METIER & COMPANY
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPITAL GROUP RETIREMENT PL SERVICE | — | IRVINE, CA | RECORDKEEPER | $800 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPITAL WEALTH MANAGEMENT | — | KNOXVILLE, TN | INVESTMENT ADVISOR | $36K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ERISA SERVICES INC | — | KNOXVILLE, TN | CONTRACT ADMIN | $2K | — |
Investments
30 direct securities · 1 pooled fund· $12.3M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$10.4M
30 holdings
Common Collective Trust
$1.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Investment funds issued by trustee * AMERICAN FUNDS 2045 TARGET DATE FUND Mutual fund, variable rate of return @ | — | — | — | $2.5M | 20.0% | |
| EB MAGIC 40 STABLE VALUE FUND KEYBANK, NA (EB MAGIC FUND) · EIN 34-6903863 / PN 002 | Common Collective Trust | — | — | $1.8M | 14.8% | |
| AMERICAN FUNDS 2035 TARGET DATE FUND Mutual fund, variable rate of return @ | — | — | — | $1.1M | 8.5% | |
| AMERICAN FUNDS 2055 TARGET DATE FUND Mutual fund, variable rate of return @ | — | — | — | $968K | 7.8% | |
| AMERICAN FUNDS US GOVT MONEY MARKET Mutual fund, variable rate of return @ 989 * AMERICAN FUNDS INTERM BD FD OF AMER Mutual fund, variable rate of return @ 218 Other investment funds VANGUARD 500 INDEX FUND - ADMIRAL Mutual fund, variable rate of return @ | — | — | — | $770K | 6.2% | |
| AMERICAN FUNDS 2040 TARGET DATE FUND Mutual fund, variable rate of return @ | — | — | — | $752K | 6.0% | |
| AMERICAN FUNDS 2025 TARGET DATE FUND Mutual fund, variable rate of return @ | — | — | — | $574K | 4.6% | |
| AMERICAN FUNDS 2050 TARGET DATE FUND Mutual fund, variable rate of return @ | — | — | — | $570K | 4.6% | |
| AMERICAN FUNDS 2030 TARGET DATE FUND Mutual fund, variable rate of return @ | — | — | — | $521K | 4.2% | |
| FIDELITY NASDAQ COMPOSITE INDEX Mutual fund, variable rate of return @ | — | — | — | $501K | 4.0% | |
| AMERICAN FUNDS 2060 TARGET DATE FUND Mutual fund, variable rate of return @ | — | — | — | $362K | 2.9% | |
| AMERICAN FUNDS AMCAP Mutual fund, variable rate of return @ | — | — | — | $233K | 1.9% | |
| VANGUARD EMERGING MKTS STOCK IDX ADM Mutual fund, variable rate of return @ | — | — | — | $184K | 1.5% | |
| AMERICAN FUNDS EUROPACIFIC GR Mutual fund, variable rate of return @ | — | — | — | $180K | 1.4% | |
| AMERICAN FUNDS WASHINGTON MUTUAL fund, variable rate of return @ | — | — | — | $178K | 1.4% | |
| FIDELITY MID CAP INDEX Mutual fund, variable rate of return @ | — | — | — | $148K | 1.2% | |
| AMERICAN FUNDS INVMT CO OF AMERICA Mutual fund, variable rate of return @ | — | — | — | $133K | 1.1% | |
| AMERICAN FUNDS BOND FUND OF AMER Mutual fund, variable rate of return @ | — | — | — | $123K | 1.0% | |
| AMERICAN FUNDS 2065 TARGET DATE FUND Mutual fund, variable rate of return @ | — | — | — | $113K | 0.9% | |
| AMERICAN FUNDS NEW WORLD Mutual fund, variable rate of return @ | — | — | — | $91K | 0.7% | |
| PIMCO REAL RETURN INSTL Mutual fund, variable rate of return @ | — | — | — | $89K | 0.7% | |
| ROYCE TOTAL RETURN INSTL Mutual fund, variable rate of return @ | — | — | — | $84K | 0.7% | |
| AMERICAN FUNDS CAPITAL WORLD BOND Mutual fund, variable rate of return @ | — | — | — | $78K | 0.6% | |
| VANGUARD REAL ESTATE INDEX ADMIRAL Mutual fund, variable rate of return @ | — | — | — | $68K | 0.5% | |
| AMERICAN FUNDS 2020 TARGET DATE FUND Mutual fund, variable rate of return @ | — | — | — | $42K | 0.3% | |
| LORD ABBETT HIGH YIELD R6 Mutual fund, variable rate of return @ | — | — | — | $36K | 0.3% | |
| FIDELITY INTERNATIONAL INDEX Mutual fund, variable rate of return @ | — | — | — | $33K | 0.3% | |
| AMERICAN CENTURY INTERNATIONAL GR R6 Mutual fund, variable rate of return @ | — | — | — | $21K | 0.2% | |
| AMERICAN FUNDS 2015 TARGET DATE FUND Mutual fund, variable rate of return @ | — | — | — | $10K | <0.1% | |
| AMERICAN FUNDS 2010 TARGET DATE FUND Mutual fund, variable rate of return @ | — | — | — | $3K | <0.1% | |
| AMERICAN FUNDS 2070 TARGET DATE FUND Mutual fund, variable rate of return @ | — | — | — | $1K | <0.1% |