Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | GREENWOOD VILLAGE, CO | RECORD KEEPER | $60K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| USW INDUSTRY 401(K) PLAN | 65-1564649 | — | CONTRACT ADMINISTRATOR | $32K | — |
| Name | EIN | Location | Relation |
|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| STATE ST SANDP 500 INDX SL CL II STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 04-0025081 / PN 000 | Common Collective Trust | — | — | $148.8M | 37.4% |
| Direct comp |
|---|
| Indirect comp |
|---|
| PACE INDUSTRY UNION-MGT. PENSION FU | 62-1132799 | NASHVILLE, TN | SERVICE PROVIDER | $867K | — |
| LEGACY PROFESSIONALS LLP | 32-0043599 | — | SERVICE PROVIDER | $86K | — |
| BREDHOFF & KAISER, PLLC | 52-0969534 | WASHINGTON, DC | SERVICE PROVIDER | $63K | — |
| CHERRY BEKAERT, LLP | 56-0574444 | NASHVILLE, TN | SERVICE PROVIDER | $27K | — |
| MORGAN STANLEY | 11-3658445 | PURCHASE, NY | SERVICE PROVIDER | $26K | — |
| SEGAL SELECT INSURANCE SERVICES, IN | 46-0619194 | — | SERVICE PROVIDER | $0 | — |
| MassMutual SAGIC Fund | — | — | — | $68.5M | 17.2% |
| Empower Champlain Mid Cap Fund | — | — | — | $29.9M | 7.5% |
| Empower Baird Core Plus Bond Fund | — | — | — | $20.8M | 5.2% |
| Empower Vanguard Target Rtrmnt 2035 Fd | — | — | — | $18.3M | 4.6% |
| Empower Vanguard Target Rtrmnt 2030 Fd | — | — | — | $16.8M | 4.2% |
| Empower Vanguard Target Rtrmnt 2025 Fd | — | — | — | $12.2M | 3.1% |
| Empower Goldman Sachs GQG PrIntlOp Ed | — | — | — | $11.4M | 2.9% |
| Empower Vanguard Target Rtrmnt 2040 Fd | — | — | — | $9.0M | 2.3% |
| Empower Vanguard Target Rtrmnt 2045 Fd | — | — | — | $8.7M | 2.2% |
| Empower Vanguard Target Rtrmnt 2050 Fd | — | — | — | $8.7M | 2.2% |
| Participant loans maturing through 2039 -0- | Participant loans | — | — | $8.0M | 2.0% |
| Empower Vanguard Target Rtrmnt 2020 Fd | — | — | — | $7.6M | 1.9% |
| Empower Vanguard Target Rtrmnt 2055 Fd | — | — | — | $6.6M | 1.6% |
| Empower Vanguard Target Rtrmnt 2060 Fd | — | — | — | $4.2M | 1.1% |
| Empower Vanguard Target Rtrmnt Incm Fd | — | — | — | $4.0M | 1.0% |
| STATE ST RUSSELL SMALL/MID IDX SL C STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 04-0025081 / PN 000 | Common Collective Trust | — | — | $3.4M | 0.9% |
| Empower Vanguard Target Rtrmnt 2065 Fd | — | — | — | $2.6M | 0.6% |
| STATE ST US BND INDX SL CL XIV STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 90-0337987 / PN 000 | Common Collective Trust | — | — | $1.8M | 0.5% |
| STATE STREET GBL ALLCP EQU EX-US IN STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 90-0337987 / PN 000 | Common Collective Trust | — | — | $1.5M | 0.4% |
| Empower Vangd ShrTrm IflPrt Sec Idx Fd | — | — | — | $1.4M | 0.3% |
| Empower Vanguard Institutional Indx Fd ** 19 * Empower Aristotle Small Cap Equity I-2 | — | — | — | $1.0M | 0.3% |
| Empower Vanguard Target Retire 2070 Fd | — | — | — | $836K | 0.2% |
| Empower PRM US Govt | — | — | — | $345K | <0.1% |
