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Original filing (PDF)20251009135556NAL0011605664001
TOP RX, LLC
Form 5500
FILING_RECEIVED
TOP RX, LLC SAVINGS AND RETIREMENT PLAN
401(k) retirement plan
Active participants
242
Accounts w/ balance
280
Plan assets (EOY)
$14.4M
Net assets (EOY)
$14.4M
How this plan invests
This plan
38 pooled trusts
Schedule D
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 47 bps in Schedule C fees — 62% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TOP RX, LLC.
Plan sponsor
Name
TOP RX, LLC
EIN
62-1422578
Address
2950 BROTHER BLVD · SUITE 101 · BARTLETT, TN · 38133
Phone
(901) 373-9314
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WATKINS UIBERALL, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $35K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MASSACHUSETTS MUTUAL LIFE | — | SPRINGFIELD, MA | INVESTMENT ADVISOR | $31K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ELLIS BENEFITS GROUP, INC. | — | CORDOVA, TN | CONTRACT ADMIN | $2K | — |
Investments
1 direct security · 38 pooled funds· $14.2M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Pooled Separate Account
$13.3M
38 holdings
Uncategorized
$868K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMERICAN FUNDS 2050 TRGT DATE R6 EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $2.6M | 18.1% | |
| AMERICAN FUNDS 2020 TRGT DATE R6 EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $1.8M | 12.7% | |
| AMERICAN FUNDS 2030 TRGT DATE R6 EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $1.4M | 9.8% | |
| VANGUARD 500 INDEX ADMIRAL EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $1.4M | 9.6% | |
| Empower Annuity Insurance Co. Key Guaranteed Portfolio Fund | — | — | — | $868K | 6.0% | |
| TCW METWEST INTERMEDIATE BOND I EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $788K | 5.5% | |
| AMERICAN FUNDS 2035 TRGT DATE R6 EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $731K | 5.1% | |
| VANGUARD INTERNATIONAL GROWTH ADM EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $499K | 3.5% | |
| AMERICAN FUNDS 2040 TRGT DATE R6 EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $496K | 3.4% | |
| AMERICAN FUNDS 2055 TRGT DATE R6 EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $392K | 2.7% | |
| VANGUARD MID CAP INDEX FUND ADMIRAL EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $377K | 2.6% | |
| AMERICAN FUNDS 2025 TRGT DATE R6 EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $366K | 2.5% | |
| AMERICAN FUNDS 2045 TRGT DATE R6 EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $363K | 2.5% | |
| VANGUARD SMALL CAP INDEX ADM EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $354K | 2.5% | |
| VANGUARD WINDSOR II EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $289K | 2.0% | |
| JP MORGAN LARGE CAP GROWTH R6 EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $277K | 1.9% | |
| BLACKROCK HEALTH SCIENCES OPPS K EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $209K | 1.4% | |
| JANUS HENDERSON BALANCED N EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $192K | 1.3% | |
| FIDELITY LOW PRICED STOCK EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $113K | 0.8% | |
| AMERICAN FUNDS 2060 TRGT DATE R6 EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $105K | 0.7% | |
| AMERICAN FUNDS 2015 TRGT DATE R6 EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $89K | 0.6% | |
| VICTORY RS GLOBAL R6 EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $88K | 0.6% | |
| VANGUARD GROWTH INDEX ADM EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $57K | 0.4% | |
| BLACKROCK TECHNOLOGY OPPORTUNITIES EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $50K | 0.3% | |
| AMERICAN FUNDS 2065 TRGT DATE R6 EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $50K | 0.3% | |
| FIDELITY REAL ESTATE INVESTMENT EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $33K | 0.2% | |
| FIDELITY CAPITAL & INCOME EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $21K | 0.1% | |
| AMERICAN CENTURY SMALL SAP VALUE R6 EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $17K | 0.1% | |
| TROWE PRICE DIVERSIFIED MID CAP EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $15K | 0.1% | |
| VANGUARD ENERGY INDEX ADM EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $14K | <0.1% | |
| TOUCHSTONE SMALL COMPANY Y EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $11K | <0.1% | |
| FIDELITY SELECT UTILITIES PORTFOLIO EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $10K | <0.1% | |
| TROWE PRICE NEW ERA EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $7K | <0.1% | |
| VANGUARD TOTAL INTL STOCK INDEX ADM EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $5K | <0.1% | |
| HARTFORD STRATEGIC INCOME R6 EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $4K | <0.1% | |
| FIDELTY EMERGING MARKETS EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $4K | <0.1% | |
| AMERICAN FUNDS US GOVT SEC R6 EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $4K | <0.1% | |
| VANGUARD TOTAL BOND MARKET INDEX EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $2K | <0.1% | |
| FIDELITY ADVISOR SMALL CAP GROWTH Z EMPOWER ANNUITY AND INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $717 | <0.1% |
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