Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES, INC. | — | NASHVILLE, TN | INVESTMENT ADVISOR | $55K | — |
| Name | EIN | Location | Relation |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Empower Lifetime 2035 Fund SVC Mutual Fund | — | — | — | $3.1M | 20.8% | |
| Empower Lifetime 2025 Fund SVC Mutual Fund | — | — | — | $2.9M | 19.1% | |
| T. Rowe Price Blue Chip Growth Adv Mutual Fund | — | — | — | $1.9M | 12.4% | |
| Empower Lifetime 2045 Fund SVC Mutual Fund | — | — | — | $1.2M | 8.1% |
| Direct comp |
|---|
| Indirect comp |
|---|
| ACUFF & ASSOCIATES, INC. | — | BRENTWOOD, TN | CONTRACT ADMIN | $2K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $6K | — |
| Key Guaranteed Portfolio Fund Fixed Annuity - 1.41% | — | — | — | $1.1M | 7.4% |
| Empower Lifetime 2055 Fund SVC Mutual Fund | — | — | — | $1.1M | 7.3% |
| MFS Value A Mutual Fund | — | — | — | $654K | 4.4% |
| Janus Henderson Enterprise S Mutual Fund | — | — | — | $525K | 3.5% |
| American Funds Capital World G/I R3 Mutual Fund | — | — | — | $445K | 3.0% |
| Clearbridge Small Cap Growth A Mutual Fund | — | — | — | $407K | 2.7% |
| T. Rowe Price Intl Value Equity Adv Mutual Fund | — | — | — | $276K | 1.8% |
| Empower Bond Index Fund Inv Mutual Fund | — | — | — | $242K | 1.6% |
| Virtus Ceredex Mid-Cap Value Equity I Mutual Fund | — | — | — | $212K | 1.4% |
| Blackrock High Yield Bond Inv A Mutual Fund | — | — | — | $138K | 0.9% |
| TCW Metwest Total RE BD Admin Mutual Fund | — | — | — | $127K | 0.8% |
| Oakmark International Investor Mutual Fund | — | — | — | $125K | 0.8% |
| Franklin Rising Dividends A Mutual Fund | — | — | — | $114K | 0.8% |
| Empower Lifetime 2015 Fund SVC Mutual Fund | — | — | — | $86K | 0.6% |
| Blackrock Global Allocation Inv A Mutual Fund | — | — | — | $79K | 0.5% |
| Aberdeen Emerging Markets A Mutual Fund | — | — | — | $59K | 0.4% |
| PGIM QMA Small-Cap Value R Mutual Fund | — | — | — | $56K | 0.4% |
| Templeton Global Total Return A Mutual Fund | — | — | — | $56K | 0.4% |
| Nuveen Inflation Linked Bond Retail Mutual Fund | — | — | — | $51K | 0.3% |
| PIMCO Commodity Real Ret Strat A Mutual Fund | — | — | — | $31K | 0.2% |
| PGIM Global Real Estate A Mutual Fund | — | — | — | $31K | 0.2% |
