Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 06-1050034 | HARTFORD, CT | RECORDKEEPER | $37K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | 04-2675571 | WALTHAM, MA | RIA | $48K | — |
| Name | EIN | Location | Relation |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Empower Annuity Insurance Company Guaranteed Income Fund | — | — | — | $9.5M | 24.7% | |
| Empower Annuity Insurance Company Fidelity R Total Bond K6 | — | — | — | $4.7M | 12.1% | |
| Empower Annuity Insurance Company DFA Large Cap International Portfolio Institutional Fund |
| Direct comp |
|---|
| Indirect comp |
|---|
| WATKINS UIBERALL, PLLC | 62-1804252 | MEMPHIS, TN | AUDITOR | $8K | — |
| — |
| — |
| — |
| $4.3M |
| 11.1% |
| Empower Annuity Insurance Company Fidelity Contra Fund | — | — | — | $3.6M | 9.3% |
| Empower Annuity Insurance Company American Funds American Mutual Fund | — | — | — | $3.5M | 9.0% |
| Empower Annuity Insurance Company Vanguard 500 Index Fund Admiral Fund | — | — | — | $2.8M | 7.2% |
| Empower Annuity Insurance Company DFA U.S. Target Value Portfolio Institutional Fund | — | — | — | $2.5M | 6.4% |
| Empower Annuity Insurance Company JP Morgan Mid Cap Growth Fund | — | — | — | $1.9M | 4.9% |
| Empower Annuity Insurance Company DFA Emerging Markets Core Equity Fund | — | — | — | $1.5M | 3.8% |
| Self-Directed Brokerage | — | — | — | $698K | 1.8% |
| Empower Annuity Insurance Company Vanguard Mid Cap Index Fund | — | — | — | $647K | 1.7% |
| Participant loans | Participant loans | — | — | $406K | 1.1% |
| Empower Annuity Insurance Company Invesco Developing Markets R6 | — | — | — | $260K | 0.7% |
| Empower Annuity Insurance Company American Fund EuroPacific Growth Fund | — | — | — | $239K | 0.6% |
| Empower Annuity Insurance Company JP Morgan Mid Cap Value Fund | — | — | — | $176K | 0.5% |
| Empower Annuity Insurance Company DFA U.S. Small Cap Portfolio Institutional Fund | — | — | — | $172K | 0.4% |
| Empower Annuity Insurance Company PIMCO Income Fund Institutional Fund | — | — | — | $164K | 0.4% |
| Empower Annuity Insurance Company DFA International Value I | — | — | — | $162K | 0.4% |
| Empower Annuity Insurance Company DFA International Small Company Portfolio Institutional Fund | — | — | — | $150K | 0.4% |
| Empower Annuity Insurance Company American Funds Capital Income Builder Fund | — | — | — | $132K | 0.3% |
| Empower Annuity Insurance Company Parnassus Core Equity Fund | — | — | — | $111K | 0.3% |
| Empower Annuity Insurance Company Invesco Small Cap Growth Fund | — | — | — | $103K | 0.3% |
| Empower Annuity Insurance Company DFA Inflation-Protected Securities Portfolio Institutional Fund | — | — | — | $60K | 0.2% |
| Empower Annuity Insurance Company T. Rowe Price Health Science Fund | — | — | — | $53K | 0.1% |
| Empower Annuity Insurance Company Vanguard Total Bond Index Fund | — | — | — | $41K | 0.1% |
| Empower Annuity Insurance Company DFA U.S. Large Company Portfolio Fund | — | — | — | $4K | <0.1% |
