Original filing (PDF)20251003125449NAL0000815155001

TENNESSEE INDEPENDENT COLLEGES AND UNIVERSITIES ASSOCIATION, INC.

Name: TENNESSEE INDEPENDENT COLLEGES AND UNIVERSITIES ASSOCIATION, INC. — TICUA 403(B) DEFINED CONTRIBUTION PLAN, Form 5500 (2024)
Creator: TENNESSEE INDEPENDENT COLLEGES AND UNIVERSITIES ASSOCIATION, INC.

Form 5500

FILING_RECEIVED

TICUA 403(B) DEFINED CONTRIBUTION PLAN

403(b) retirement plan

Signals · 2

No recordkeeper disclosed6 service providers

Active participants

1,238

Accounts w/ balance

2,080

Plan assets (EOY)

$150.3M

Net assets (EOY)

$150.3M

How this plan invests

This plan

1 pooled trust

Schedule D

105 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

Vendor stack

Participation health

100

Knocking points off

30 bps in Schedule C fees — 205% above peer band of 10 bps.
No recordkeeper disclosed on Schedule C.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TENNESSEE INDEPENDENT COLLEGES AND UNIVERSITIES ASSOCIATION, INC..

Plan sponsor

Name

TENNESSEE INDEPENDENT COLLEGES AND UNIVERSITIES ASSOCIATION, INC.

EIN

62-1155139

Address

555 MARRIOTT DRIVE · STE 315 · NASHVILLE, TN · 37214

Phone

(615) 242-6400

Industry

Educational Servicessee all

Plan administrator

Name

PENTEGRA SERVICES, INC.

EIN

13-3745616

City

WHITE PLAINS, NY

Phone

(844) 367-2848

Plan characteristics

Plan number

333

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-03

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2L · 403(b)(1) annuity

Audit & trust (Schedule H)

Auditor

PLANCHECK CPA'S LLC

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

6 rows

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
MILLENNIUM ADVISORY SERVICES, INC	54-2020086	GLENN ALLEN, VA	INVESTMENT ADVISOR	$239K	—
SAGEVIEW ADVISORY GROUP	33-0818667	IRVINE, CA	INVESTMENT ADVISOR	$58K	—
FTB ADVISOR INC	62-1254528	—	INVESTMENT ADVISORY	$8K	—

TPA / Administrator

Name	EIN	Location	Relation	Direct comp	Indirect comp
PENTEGRA SERVICES, INC	13-3745616	WHITE PLAINS, NY	PLAN ADMINISTRATOR	$68K	—
PRINCIPAL LIFE INSURANCE COMPANY	42-0127290	—	CONTRACT ADMINISTRATOR	$16K	—

Other

Name	EIN	Location	Relation	Direct comp	Indirect comp
TIAA-TEACHERS INS & ANNUIT ASSOC	13-1624203	NEW YORK, NY	INVESTMENT PROVIDER	$67K	—

Investments

103 direct securities · 1 pooled fund· $150.0M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Uncategorized

$148.1M

103 holdings

Pooled Separate Account

$1.9M

1 holding

Investment	Type	Shares / units	Cost	Current value	% of plan
VANAGUARD TOTAL STOCK MARKET INDEX INST	—	—	—	$35.6M	23.7%
TIAA Traditional Annuity Contract	—	—	—	$27.3M	18.2%
VANGUARD TOTAL INTERNATIONAL STOCK INDEX INST	—	—	—	$13.2M	8.8%
CREF STOCK R2	—	—	—	$12.7M	8.5%
VANGUARD TOTAL BOND MARKET INDEX INST	—	—	—	$11.7M	7.8%
CREF STOCK R2	—	—	—	$4.7M	3.1%
BAIRD CORE PLUS BOND FUND INST	—	—	—	$3.7M	2.5%
CREF GROWTH R2	—	—	—	$3.0M	2.0%
CREF GROWTH R2	—	—	—	$2.9M	1.9%
CREF GROWTH R2	—	—	—	$2.1M	1.4%
CREF EQUITY INDEX R2	—	—	—	$2.1M	1.4%
TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004	Pooled Separate Account	—	—	$1.9M	1.2%
CREF GLOBAL EQUITIES R2	—	—	—	$1.8M	1.2%
CREF GLOBAL EQUITIES R2	—	—	—	$1.6M	1.1%
CREF GLOBAL EQUITIES R2	—	—	—	$1.5M	1.0%
CREF EQUITY INDEX R2	—	—	—	$1.4M	0.9%
CREF EQUITY INDEX R2	—	—	—	$1.4M	0.9%
PUTNAM LARGE CAP VALUE FUND R6	—	—	—	$1.3M	0.9%
Variable Annuity Life Insurance Company (AIG)	—	—	—	$961K	0.6%
CREF SOCIAL CHOICE R2	—	—	—	$933K	0.6%
CREF SOCIAL CHOICE R2	—	—	—	$866K	0.6%
TIAA ACCESS NUVEEN INTERNATIONAL EQUITY T2	—	—	—	$734K	0.5%
CREF MONEY MARKET R2	—	—	—	$686K	0.5%
TIAA ACCESS NUVEEN LARGE CAP RESPONSIBLE EQUITY T2	—	—	—	$659K	0.4%
CREF MONEY MARKET R2	—	—	—	$604K	0.4%
TIAA ACCESS NUVEEN LIFECYCLE 2045 T2	—	—	—	$591K	0.4%
TIAA ACCESS NUVEEN LIFECYCLE 2040 T2	—	—	—	$535K	0.4%
VANGUARD TREASURY MONEY MARKET INV	—	—	—	$493K	0.3%
AMERICAN EUROPAC GROWTH R6	—	—	—	$483K	0.3%
TIAA ACCESS NUVEEN LIFECYCLE 2050 T2	—	—	—	$451K	0.3%
MFS GROWTH FUND CLASS R6	—	—	—	$442K	0.3%
CREF CORE BOND R2	—	—	—	$440K	0.3%
TIAA ACCESS NUVEEN LARGE CAP VALUE T2	—	—	—	$405K	0.3%
CREF CORE BOND R2	—	—	—	$397K	0.3%
TIAA ACCESS NUVEEN LIFECYCLE 2010 T2	—	—	—	$395K	0.3%
TIAA ACCESS NUVEEN EQUITY INDEX T2	—	—	—	$387K	0.3%
TIAA ACCESS NUVEEN LARGE CAP GROWTH T4	—	—	—	$386K	0.3%
Participant Notes Receivable (Interest rate 4.25% to 9.50%)	—	—	—	$382K	0.3%
CREF CORE BOND R2	—	—	—	$369K	0.2%
WASATCH CORE GROWTH INST	—	—	—	$346K	0.2%
TIAA ACCESS NUVEEN LIFECYCLE 2035 T2	—	—	—	$340K	0.2%
TIAA ACCESS NUVEEN INTERNATIONAL EQUITY T4	—	—	—	$339K	0.2%
AMERICAN CENTURY MID CAP VALUE FUND CL R6	—	—	—	$328K	0.2%
CREF MONEY MARKET R2	—	—	—	$321K	0.2%
TIAA ACCESS NUVEEN LIFECYCLE 2025 T4	—	—	—	$308K	0.2%
TIAA ACCESS NUVEEN LARGE CAP VALUE T4	—	—	—	$298K	0.2%
CREF STOCK R2	—	—	—	$285K	0.2%
TIAA ACCESS NUVEEN LIFECYCLE 2030 T4	—	—	—	$275K	0.2%
CREF INFLATION LINKED BOND R2	—	—	—	$273K	0.2%
TIAA ACCESS NEVEEN SMALL CAP BLEND INDEX T2	—	—	—	$254K	0.2%
TIAA ACCESS NUVEEN LIFECYCLE 2035 T4	—	—	—	$243K	0.2%
TIAA ACCESS NUVEEN LIFECYCLE 2045 T4	—	—	—	$235K	0.2%
CREF INFLATION LINKED BOND R2	—	—	—	$202K	0.1%
TIAA ACCESS NUVEEN LIFECYCLE 2025 T2	—	—	—	$202K	0.1%
TIAA ACCESS NUVEEN LIFECYCLE 2040 T4	—	—	—	$201K	0.1%
JP MORGAN EMERGING MARKETS EQUITY R6	—	—	—	$199K	0.1%
COHEN & STEERS REAL ESTATE SEC Z	—	—	—	$188K	0.1%
CARILLON EAGLE MID CAP GROWTH R6	—	—	—	$182K	0.1%
TIAA ACCESS NUVEEN MID CAP VALUE T2	—	—	—	$179K	0.1%
CREF INFLATION LINKED BOND R2	—	—	—	$176K	0.1%
TIAA ACCESS NUVEEN REAL ESTATE SEC SEL T2	—	—	—	$175K	0.1%
TIAA ACCESS NUVEEN LIFECYCLE 2050 T4	—	—	—	$175K	0.1%
TIAA ACCESS NUVEEN QUANT SMALL CAP EQUITY T4	—	—	—	$166K	0.1%
TIAA ACCESS NUVEEN REAL ESTATE SEC SEL T4	—	—	—	$166K	0.1%
TIAA ACCESS NUVEEN CORE BOND T2	—	—	—	$159K	0.1%
MFS NEW DISCOVERY VALUE FUND R6	—	—	—	$152K	0.1%
FTC of New Hampshire	—	—	—	$143K	<0.1%
CREF EQUITY INDEX R2	—	—	—	$133K	<0.1%
TIAA ACCESS NUVEEN LIFECYCLE 2020 T4	—	—	—	$132K	<0.1%
Pacific Life Insurance Company	—	—	—	$131K	<0.1%
CREF GLOBAL EQUITIES R2	—	—	—	$127K	<0.1%
TIAA ACCESS NUVEEN MID CAP VALUE T4	—	—	—	$120K	<0.1%
TIAA ACCESS NUVEEN QUANT SMALL CAP EQUITY T2	—	—	—	$112K	<0.1%
TIAA ACCESS NUVEEN CORE EQUITY T2	—	—	—	$101K	<0.1%
HARTFORD WORLD BOND R6	—	—	—	$79K	<0.1%
TIAA ACCESS NUVEEN LIFECYCLE 2030 T2	—	—	—	$78K	<0.1%
TIAA ACCESS NUVEEN CORE PLUS BOND T2	—	—	—	$77K	<0.1%
MFS NEW DISCOVERY VALUE FUND R6	—	—	—	$71K	<0.1%
TIAA ACCESS NUVEEN LIFECYCLE 2055 T4	—	—	—	$68K	<0.1%
TIAA ACCESS NEVEEN SMALL CAP BLEND INDEX T4	—	—	—	$66K	<0.1%
TIAA ACCESS NUVEEN MID CAP GROWTH T2	—	—	—	$62K	<0.1%
TIAA ACCESS NUVEEN INFATION LINKED BOND T2	—	—	—	$55K	<0.1%
CREF GROWTH R2	—	—	—	$48K	<0.1%
TIAA ACCESS NUVEEN MONEY MARKET T2	—	—	—	$48K	<0.1%
TIAA ACCESS NUVEEN LIFECYCLE 2020 T2	—	—	—	$43K	<0.1%
TIAA ACCESS NUVEEN MID CAP GROWTH T4	—	—	—	$42K	<0.1%
TIAA ACCESS NUVEEN LIFECYCLE 2015 T2	—	—	—	$41K	<0.1%
TIAA ACCESS NUVEEN LIFECYCLE 2010 T4	—	—	—	$40K	<0.1%
TIAA ACCESS NUVEEN LIFECYCLE 2060 T4	—	—	—	$36K	<0.1%
TIAA ACCESS NUVEEN CORE EQUITY T4	—	—	—	$31K	<0.1%
CREF CORE BOND R2	—	—	—	$26K	<0.1%
CREF INFLATION LINKED BOND R2	—	—	—	$25K	<0.1%
TIAA ACCESS NUVEEN EQUITY INDEX T4	—	—	—	$24K	<0.1%
TIAA ACCESS NUVEEN CORE PLUS BOND T4	—	—	—	$18K	<0.1%
CREF SOCIAL CHOICE R2	—	—	—	$17K	<0.1%
Fidelity Life Insurance Company	—	—	—	$17K	<0.1%
TIAA ACCESS NUVEEN CORE BOND T4	—	—	—	$16K	<0.1%
TIAA ACCESS NUVEEN LIFECYCLE 2015 T4	—	—	—	$16K	<0.1%
TIAA ACCESS NUVEEN LIFECYCLE 2055 T2	—	—	—	$9K	<0.1%
TIAA ACCESS NUVEEN MONEY MARKET T4	—	—	—	$6K	<0.1%
TIAA ACCESS NUVEEN LIFECYCLE 2060 T2	—	—	—	$5K	<0.1%
TIAA ACCESS NUVEEN LARGE CAP RESPONSIBLE EQUITY T4	—	—	—	$5K	<0.1%
TIAA ACCESS NUVEEN INFATION LINKED BOND T4	—	—	—	$4K	<0.1%
TIAA ACCESS NUVEEN LIFECYCLE RET INCOME T2	—	—	—	$612	<0.1%