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Original filing (PDF)20251008110457NAL0003219427001
ASCEND LEASING, LLC
Form 5500
FILING_RECEIVED
ASCEND RETIREMENT SAVINGS 401(K) PLAN
401(k) retirement plan
Signals · 1
~88 bps in Sched C fees
Active participants
710
Accounts w/ balance
897
Plan assets (EOY)
$14.4M
Net assets (EOY)
$14.4M
How this plan invests
This plan
3 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 88 bps in Schedule C fees — 204% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASCEND LEASING, LLC.
Plan sponsor
Name
ASCEND LEASING, LLC
EIN
62-1148454
Address
79 SAND PEBBLE DR. · JACKSON, TN · 38305
Phone
(731) 723-3066
Industry
Transportation & Warehousingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2S · Automatic enrollment
Audit & trust (Schedule H)
Auditor
ATA, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY | 01-0233346 | BUFFALO, NY | RECORDKEEPER | $77K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENSION CONSULTANTS INC | — | FARMINGTON, CT | RETAINED BY EMPLOYER | $50K | — |
Investments
28 direct securities · 3 pooled funds· $14.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$13.7M
28 holdings
Common Collective Trust
$671K
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| OR SIMILAR PARTY RATE OF INTEREST, COLLARTERAL, PAR OR MATURITY VALUE Mutual funds Capital Group American Funds 2035 Target Date Retirement Fund – Class R-6 | — | — | — | $2.5M | 17.7% | |
| Capital Group American Funds 2045 Target Date Retirement Fund – Class R-6 | — | — | — | $1.8M | 12.9% | |
| Capital Group American Funds 2030 Target Date Retirement Fund – Class R-6 | — | — | — | $1.6M | 11.1% | |
| Capital Group American Funds 2025 Target Date Retirement Fund – Class R-6 | — | — | — | $1.2M | 8.6% | |
| Capital Group American Funds 2040 Target Date Retirement Fund – Class R-6 | — | — | — | $1.1M | 7.8% | |
| Fidelity Large Cap Growth Index Fund | — | — | — | $915K | 6.4% | |
| Capital Group American Funds 2055 Target Date Retirement Fund – Class R-6 | — | — | — | $653K | 4.5% | |
| JOHN HANCOCK STABLE VAL FD R6 GLOBAL TRUST COMPANY - JOHN HANCOCK · EIN 80-6136981 / PN 001 | Common Collective Trust | — | — | $610K | 4.2% | |
| Fidelity Large Cap Value Index Fund | — | — | — | $528K | 3.7% | |
| Capital Group American Funds 2050 Target Date Retirement Fund – Class R-6 | — | — | — | $474K | 3.3% | |
| Fidelity Total Market Index | — | — | — | $392K | 2.7% | |
| Participant loans Notes receivable from participants (5.25%-10.5%) | — | — | — | $361K | 2.5% | |
| J.P. Morgan Asset Management Backed Securities | — | — | — | $306K | 2.1% | |
| Capital Group American Funds 2060 Target Date Retirement Fund – Class R-6 | — | — | — | $250K | 1.7% | |
| Money market account J.P. Morgan Asset Management US Government Money Market | — | — | — | $224K | 1.6% | |
| Emerald Advisers, LLC Growth Institutional Fund | — | — | — | $164K | 1.1% | |
| Capital Group American Funds 2065 Target Date Retirement Fund – Class R-6 | — | — | — | $160K | 1.1% | |
| Fidelity MC Growth Index | — | — | — | $121K | 0.8% | |
| J.P. Morgan Asset Management Undiscovered Managers Behavioral Value | — | — | — | $115K | 0.8% | |
| Capital Group American Funds 2010 Target Date Retirement Fund – Class R-6 | — | — | — | $114K | 0.8% | |
| Payden Mutual Funds Corporate Bond | — | — | — | $99K | 0.7% | |
| Capital Group American Funds 2020 Target Date Retirement Fund – Class R-6 | — | — | — | $96K | 0.7% | |
| Fidelity US Bond Index | — | — | — | $95K | 0.7% | |
| Fidelity Global ex US Index | — | — | — | $81K | 0.6% | |
| Capital Group American Funds 2015 Target Date Retirement Fund – Class R-6 | — | — | — | $73K | 0.5% | |
| ALLSPRING SPECIAL MC VAL CIT E SEI TRUST COMPANY · EIN 27-0977453 / PN 038 | Common Collective Trust | — | — | $61K | 0.4% | |
| Royal Bank of Canada Emerging Mkts Eqty R6 | — | — | — | $47K | 0.3% | |
| Lazard Asset Management LLC International Strategic Equity | — | — | — | $45K | 0.3% | |
| Artisan Partners Limited Partnership High Income Fund | — | — | — | $31K | 0.2% | |
| Cohen & Steers Capital Management, Inc. Real Estate Securities Fund, Inc. – Class Z | — | — | — | $16K | 0.1% | |
| CARILLON EAGLE MC GROWTH CIT 1 RELIANCE TRUST COMPANY · EIN 82-6625014 / PN 016 | Common Collective Trust | — | — | $0 | <0.1% |