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Original filing (PDF)20251015082453NAL0002020067001
SOUTHEASTERN RETINA ASSOCIATES, PC
Form 5500
FILING_RECEIVED
SOUTHEASTERN RETINA ASSOCIATES, PC CASH BALANCE PLAN
Defined-benefit pension plan
Signals · 2
29% employer stockNo recordkeeper disclosed
Active participants
240
Accounts w/ balance
—
Plan assets (EOY)
$13.2M
Net assets (EOY)
$13.2M
How this plan invests
This plan
121 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- 29% of plan in employer / sponsor stock.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SOUTHEASTERN RETINA ASSOCIATES, PC.
Plan sponsor
Name
SOUTHEASTERN RETINA ASSOCIATES, PC
EIN
62-1094813
Address
9050 EXECUTIVE PARK DRIVE · SUITE A202 · KNOXVILLE, TN · 37923
Phone
(865) 934-3860
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
1C · Cash balance or similar hybrid DB
Audit & trust (Schedule H)
Auditor
COULTER & JUSTUS, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIRST HORIZON BANK | — | KNOXVILLE, TN | NONE | $45K | — |
Investments
93 direct securities· $10.2M(77% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Institutional Money Market Government Portfolio Fund Money market mutual fund, due on demand, variable return | — | — | $843K | $843K | 6.4% | |
| United States Treasury 4.375%, 500,000 par, maturing 7/31/2026 | — | — | $500K | $501K | 3.8% | |
| Wake Forest University Baptist Medical Center 3.093%, 200,000 par, maturing 6/1/2026 | — | — | $194K | $194K | 1.5% | |
| Emory University 2.143%, 200,000 par, maturing 9/1/2030 | — | — | $187K | $174K | 1.3% | |
| Alabama Power Company 2.8%, 150,000 par, maturing 4/1/2025 | — | — | $149K | $149K | 1.1% | |
| Oracle Corporation 2.65%, 150,000 par, maturing 7/15/2026 | — | — | $149K | $145K | 1.1% | |
| Blackstone Holdings Finance 3.15%, 150,000 par, maturing 10/2/2027 | — | — | $156K | $143K | 1.1% | |
| Broadcom Inc Common stock, 085 shares | — | — | $33K | $134K | 1.0% | |
| Morgan Stanley 3.625%, 125,000 par, maturing 1/20/2027 | — | — | $126K | $123K | 0.9% | |
| Costco Wholesale Corporation 3%, 125,000 par, maturing 5/18/2027 | — | — | $120K | $121K | 0.9% | |
| Duke Energy Progress, LLC 6.125%, 100,000 par, maturing 9/15/2033 | — | — | $103K | $105K | 0.8% | |
| Pfizer Inc Common stock, 3,090 shares | — | — | $139K | $104K | 0.8% | |
| Eli Lilly & Company 5.5%, 100,000 par, maturing 3/15/2027 | — | — | $103K | $102K | 0.8% | |
| Hawaii State General Obligation Bonds 5.48%, 100,000 par, maturing 2/1/2028 | — | — | $101K | $102K | 0.8% | |
| California State General Obligation Bonds 5.1%, 100,000 par, maturing 3/1/2029 | — | — | $105K | $102K | 0.8% | |
| Clarksville Tennessee General Obligation Bonds 5%, 100,000 par, maturing 1/1/2027 | — | — | $103K | $101K | 0.8% | |
| Gilead Sciences Inc. Common stock, 1,108 shares | — | — | $72K | $101K | 0.8% | |
| Pennsylvania State Revenue Bonds 5.45%, 100,000 par, maturing 2/15/2030 | — | — | $110K | $101K | 0.8% | |
| Microsoft Corporation 2.7%, 100,000 par, maturing 2/12/2025 | — | — | $100K | $100K | 0.8% | |
| CME Group, Inc. 3%, 100,000 par, maturing 3/15/2025 | — | — | $100K | $100K | 0.8% | |
| Applied Materials, Inc. 3.9%, 100,000 par, maturing 10/1/2025 | — | — | $101K | $100K | 0.8% | |
| Cisco Systems Inc. Common stock, 1,750 shares | — | — | $80K | $99K | 0.8% | |
| Louisiana State General Obligation Bonds 2.68%, 100,000 par, maturing 5/15/2025 | — | — | $99K | $99K | 0.8% | |
| United States Treasury Floating rate notes, maturing 3/6/2025 | — | — | $99K | $99K | 0.8% | |
| Loews Corporation 3.75%, 100,000 par, maturing 4/1/2026 | — | — | $101K | $99K | 0.8% | |
| United States Treasury 3.75%, 100,000 par, maturing 8/15/2027 | — | — | $100K | $99K | 0.7% | |
| Houston Texas Utility System Revenue Water Bonds 3.828%, 100,000 par, maturing 5/15/2028 | — | — | $103K | $99K | 0.7% | |
| Kraft Heinz Co Common stock, 2,415 shares | — | — | $119K | $99K | 0.7% | |
| Exxon Mobil Corporation 3.043%, 100,000 par, maturing 3/1/2026 | — | — | $100K | $98K | 0.7% | |
| JP Morgan Chase & Co Common stock, 520 shares | — | — | $54K | $98K | 0.7% | |
| Emory University 1.566%, 100,000 par, maturing 9/1/2025 | — | — | $100K | $98K | 0.7% | |
| Pfizer, Inc. 2.75%, 100,000 par, maturing 6/3/2026 | — | — | $100K | $98K | 0.7% | |
| Comcast Corporation 3.3%, 100,000 par, maturing 2/1/2027 | — | — | $101K | $97K | 0.7% | |
| United States Treasury Floating rate notes, maturing 9/4/2025 | — | — | $97K | $97K | 0.7% | |
| Intel Corporation 2.6%, 100,000 par, maturing 5/19/2026 | — | — | $100K | $97K | 0.7% | |
| Garmin LTD Common stock, 700 shares | — | — | $48K | $97K | 0.7% | |
| United States Treasury 3.625%, 100,000 par, maturing 8/31/2029 | — | — | $101K | $97K | 0.7% | |
| Hershey Company 2.3%, 100,000 par, maturing 8/15/2026 | — | — | $99K | $97K | 0.7% | |
| MetLife Inc Common stock, 1,325 shares | — | — | $73K | $97K | 0.7% | |
| Honeywell International 2.5%, 100,000 par, maturing 11/1/2026 | — | — | $100K | $97K | 0.7% | |
| Bristol Myers Squibb Company Common stock, 1,695 shares | — | — | $86K | $96K | 0.7% | |
| Nike, Inc. 2.375%, 100,000 par, maturing 11/1/2026 | — | — | $99K | $96K | 0.7% | |
| Walmart Inc Common stock, 565 shares | — | — | $49K | $96K | 0.7% | |
| Hubbell, Inc. 3.5%, 100,000 par, maturing 2/15/2028 | — | — | $104K | $96K | 0.7% | |
| AT&T Inc Common stock, 5,300 shares | — | — | $70K | $96K | 0.7% | |
| Nashville Tennessee Revenue Bonds 1.496%, 100,000 par, maturing 8/1/2026 | — | — | $95K | $96K | 0.7% | |
| Bank of New York Mellon Corporation Common stock, 1,695 shares | — | — | $58K | $96K | 0.7% | |
| University of Arkansas University Revenue Higher Education Bonds 2.716%, 100,000 par, maturing 9/15/2027 | — | — | $103K | $95K | 0.7% | |
| Merck & Co, Inc. 3.4%, 100,000 par, maturing 3/7/2029 | — | — | $93K | $95K | 0.7% | |
| AbbVie Inc Common stock, 575 shares | — | — | $81K | $95K | 0.7% | |
| Miami-Dade Country Florida Aviation Transportation Revenue Bonds 3.175%, 100,000 par, maturing 10/1/2028 | — | — | $101K | $95K | 0.7% | |
| Microsoft Corp Common stock, 225 shares | — | — | $67K | $95K | 0.7% | |
| JP Morgan & Chase Company Variable, 100,000 par, maturing 5/6/2030 | — | — | $106K | $95K | 0.7% | |
| East Carolina North Carolina University Higher Education Bonds 1.217%, 100,000 par, maturing 10/1/2026 | — | — | $94K | $95K | 0.7% | |
| International Business Machines Corp Common stock, 540 shares | — | — | $64K | $95K | 0.7% | |
| Exxon Mobil Corp Common stock, 860 shares | — | — | $85K | $94K | 0.7% | |
| AvalonBay Communities, Inc. 3.3%, 100,000 par, maturing 6/1/2029 | — | — | $101K | $94K | 0.7% | |
| Texas Instruments Inc. Common stock, 525 shares | — | — | $83K | $94K | 0.7% | |
| Verizon Communications Common stock, 2,335 shares | — | — | $91K | $94K | 0.7% | |
| Prudential Financial Inc Common stock, 845 shares | — | — | $76K | $93K | 0.7% | |
| Miami-Dade Country Florida Water & Sewer Water Revenue Bonds 2.551%, 100,000 par, maturing 10/1/2028 | — | — | $96K | $93K | 0.7% | |
| Emerson Electric Company Common stock, 910 shares | — | — | $73K | $93K | 0.7% | |
| Travelers Companies Inc Common stock, 470 shares | — | — | $69K | $93K | 0.7% | |
| Tampa Florida Revenue Higher Education Bonds 3.25%, 100,000 par, maturing 4/1/2030 | — | — | $101K | $93K | 0.7% | |
| Cummins Inc Common stock, 360 shares | — | — | $56K | $92K | 0.7% | |
| Duke University Health 2.502%, 100,000 par, maturing 6/1/2028 | — | — | $103K | $92K | 0.7% | |
| LyondellBasell Industries NV Common stock, 1,240 shares | — | — | $121K | $92K | 0.7% | |
| Home Depot Inc. Common stock, 1,108 shares | — | — | $82K | $91K | 0.7% | |
| Connecticut State General Obligation Bonds 2.677%, 100,000 par, maturing 7/1/2030 | — | — | $88K | $90K | 0.7% | |
| Starbucks Corp Common stock, 1,245 shares | — | — | $93K | $90K | 0.7% | |
| American Tower Corp Real Estate Investment Trust Common stock, 410 shares | — | — | $101K | $89K | 0.7% | |
| Blackrock, Inc. 2.4%, 100,000 par, maturing 4/30/2030 | — | — | $90K | $89K | 0.7% | |
| HP Inc. Common stock, 2,885 shares | — | — | $83K | $89K | 0.7% | |
| JP Morgan & Chase Company Variable, 100,000 par, maturing 4/22/2031 | — | — | $104K | $88K | 0.7% | |
| Johns Hopkins University 1.972%, 100,000 par, maturing 7/1/2030 | — | — | $102K | $86K | 0.7% | |
| Hoover Alabama Taxable General Obligation Bonds 1.628%, 100,000 par, maturing 7/1/2030 | — | — | $100K | $85K | 0.6% | |
| Hillsborough California School District General Obligation Bonds Zero Coupon, 200,000 par, maturing 9/1/2040 | — | — | $127K | $84K | 0.6% | |
| Nashville Tennessee Revenue Bonds 2.31%, 100,000 par, maturing 8/1/2032 | — | — | $103K | $84K | 0.6% | |
| Omnicom Group Common stock, 1,020 shares | — | — | $77K | $83K | 0.6% | |
| Austin Texas Community College District Higher Education Bonds 2%, 100,000 par, maturing 2/1/2032 | — | — | $87K | $82K | 0.6% | |
| Mountain View-Whisman California General Obligations Bonds 2.645%, 100,000 par, maturing 9/1/2035 | — | — | $105K | $80K | 0.6% | |
| Houston Texas Community College General Obligation Bonds 1.759%, 100,000 par, maturing 2/15/2033 | — | — | $100K | $79K | 0.6% | |
| Glendale California Unified School District General Obligations Bonds 2.679%, 100,000 par, maturing 9/1/2036 | — | — | $102K | $79K | 0.6% | |
| Mesquite Texas General Obligation Bonds 2.46%, 100,000 par, maturing 2/15/2035 | — | — | $100K | $79K | 0.6% | |
| San Bernardino City California Uniform General Obligation Bonds 2.732%, 100,000 par, maturing 8/1/2037 | — | — | $102K | $78K | 0.6% | |
| Auburn University Alabama General Fee Revenue Higher Education Bonds 2.045%, 100,000 par, maturing 6/1/2034 | — | — | $100K | $78K | 0.6% | |
| Memphis-Shelby County Tennessee Industrial Development Bonds 2.68%, 100,000 par, maturing 12/1/2036 | — | — | $101K | $77K | 0.6% | |
| Nashville Tennessee Revenue Bonds 3.093%, 100,000 par, maturing 8/1/2041 | — | — | $103K | $75K | 0.6% | |
| Nashville Tennessee Revenue Bonds 4.053%, 75,000 par, maturing 7/1/2026 | — | — | $73K | $75K | 0.6% | |
| Maryland State Health & Higher Educational Medical Facilities Bonds 3.052%, 100,000 par, maturing 7/1/2040 | — | — | $100K | $74K | 0.6% | |
| Walgreens Boots Alliance 3.45%, 75,000 par, maturing 6/1/2026 | — | — | $74K | $73K | 0.6% | |
| Denton Texas Independent School District General Obligation Bonds 2.206%, 100,000 par, maturing 8/15/2037 | — | — | $101K | $72K | 0.5% | |
| Saint Petersburg Florida Public Utility Water Revenue Bonds 2.35%, 100,000 par, maturing 10/1/2037 | — | — | $101K | $72K | 0.5% |
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