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Original filing (PDF)20251015082005NAL0002013795001
SOUTHEASTERN RETINA ASSOCIATES, PC
Form 5500
FILING_RECEIVED
SOUTHEASTERN RETINA ASSOCIATES, PC PROFIT SHARING 401K PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
241
Accounts w/ balance
385
Plan assets (EOY)
$37.3M
Net assets (EOY)
$37.3M
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (10 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SOUTHEASTERN RETINA ASSOCIATES, PC.
Plan sponsor
Name
SOUTHEASTERN RETINA ASSOCIATES, PC
EIN
62-1094813
Address
9050 EXECUTIVE PARK DRIVE · SUITE A202 · KNOXVILLE, TN · 37923
Phone
(865) 474-7596
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
COULTER & JUSTUS, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $36K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ACUFF & ASSOCIATES, INC. | 62-1477251 | — | OTHER SERVICES | $0 | — |
Investments
30 direct securities · 1 pooled fund· $36.2M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$34.5M
30 holdings
Common Collective Trust
$1.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Investments Fidelity 500 Index Premium Fund | — | — | — | $4.3M | 11.5% | |
| T Rowe Price T Rowe Price Retirement 2035 Fund | — | — | — | $3.6M | 9.7% | |
| American Funds American Washington Mutual Investors Fund | — | — | — | $3.3M | 8.7% | |
| Metropolitan Management Metropolitan West Total Return Bond Fund | — | — | — | $3.0M | 8.1% | |
| T Rowe Price T Rowe Price Retirement 2040 Fund | — | — | — | $2.4M | 6.4% | |
| American Funds American Funds Growth Fund of America Fund | — | — | — | $2.2M | 5.9% | |
| METLIFE SV FD SER 25053 CL 0 RELIANCE TRUST COMPANY · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $1.7M | 4.6% | |
| T Rowe Price T Rowe Price Retirement 2050 Fund | — | — | — | $1.6M | 4.4% | |
| MFS Mid-Cap Growth Fund | — | — | — | $1.4M | 3.7% | |
| T Rowe Price T Rowe Price Retirement 2045 Fund | — | — | — | $1.3M | 3.4% | |
| T Rowe Price T Rowe Price Retirement 2025 Fund | — | — | — | $1.2M | 3.3% | |
| T Rowe Price T Rowe Price Retirement 2030 Fund | — | — | — | $1.2M | 3.2% | |
| Vanguard Mid Cap Index Fund | — | — | — | $1.0M | 2.8% | |
| Vanguard Small Cap Index | — | — | — | $924K | 2.5% | |
| Vanguard Total Bond Market Index | — | — | — | $735K | 2.0% | |
| Vanguard Total International Stock Index Fund | — | — | — | $686K | 1.8% | |
| Vanguard Explorer Fund | — | — | — | $610K | 1.6% | |
| Vanguard Equity Income Fund | — | — | — | $608K | 1.6% | |
| Vanguard Growth Index Adm Fund | — | — | — | $584K | 1.6% | |
| American Funds American Funds Capital Income Builder Fund | — | — | — | $542K | 1.5% | |
| Dimensional Fund Advisors DFA International Core Equity Portfolio | — | — | — | $510K | 1.4% | |
| American Funds American Funds American Balanced Fund | — | — | — | $508K | 1.4% | |
| Dimensional Fund Advisors DFA Real Estate Fund | — | — | — | $482K | 1.3% | |
| BlackRock Emerging Markets Fund | — | — | — | $471K | 1.3% | |
| Victory Portfolios Victory Sycamore Established Value Fund | — | — | — | $342K | 0.9% | |
| Dimensional Fund Advisors DFA US Targeted Value I Fund | — | — | — | $323K | 0.9% | |
| T Rowe Price T Rowe Price Retirement 2055 Fund | — | — | — | $315K | 0.8% | |
| Vanguard Health Care Fund | — | — | — | $149K | 0.4% | |
| T Rowe Price T Rowe Price Retirement 2020 Fund | — | — | — | $115K | 0.3% | |
| T Rowe Price T Rowe Price Retirement Balanced Fund | — | — | — | $65K | 0.2% | |
| T Rowe Price T Rowe Price Retirement 2015 Fund | — | — | — | $2K | <0.1% |
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