Original filing (PDF)20251006123407NAL0006071392001

CARTY & COMPANY, INC.

Name: CARTY & COMPANY, INC. — CARTY & COMPANY, INC. 401(K) PROFIT SHARING PLAN, Form 5500 (2024)
Creator: CARTY & COMPANY, INC.

Form 5500-SF

FILING_RECEIVED

CARTY & COMPANY, INC. 401(K) PROFIT SHARING PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$9.2M

Net assets (EOY)

$9.2M

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CARTY & COMPANY, INC..

Plan sponsor

Name

CARTY & COMPANY, INC.

EIN

62-1023424

Address

6263 POPLAR AVENUE, SUITE 800 · MEMPHIS, TN · 381194787

Phone

(901) 767-8940

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-06

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Service providers (Schedule C)

Small plans don't disclose service providers

Related plans

Similar-size Finance & Insurance plans

XML FINANCIAL, LLC

XML FINANCIAL, LLC 401(K) PROFIT SHARING PLAN

$9.1M · 51 participants

NEXT RETIREMENT SOLUTIONS, LLC

NEXT RETIREMENT SOLUTIONS, LLC 401(K) RETIREMENT SAVINGS PLAN

$9.0M · 12 participants

HORAN SECURITIES, INC.

HORAN SECURITIES, INC. PROFIT SHARING 401(K) PLAN

$9.3M · 26 participants

CORNERSTONE BENEFITS, INC.

CORNERSTONE BENEFITS, INC. RETIREMENT & SAVINGS PLAN

$9.4M · 37 participants

FIRST TRYON SECURITIES, LLC

FIRST TRYON SECURITIES 401(K) PROFIT SHARING PLAN