Back to filter
Original filing (PDF)20251011171507NAL0014535520001
SHEET METAL WORKERS LOCAL NO. 4 PENSION PLAN
Form 5500
FILING_RECEIVED
SHEET METAL WORKERS LOCAL NO. 4 PENSION PLAN
Defined-benefit pension plan
Signals · 3
89% in single holdingNo recordkeeper disclosed11 service providers
Active participants
594
Accounts w/ balance
—
Plan assets (EOY)
$54.5M
Net assets (EOY)
$54.3M
How this plan invests
This plan
3 pooled trusts
Schedule D
3 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "[DFE: ASB LABOR EQUITY INDEX FUND (no filing on disk)]" is 89% of plan.
- 36 bps in Schedule C fees — 125% above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SHEET METAL WORKERS LOCAL NO. 4 PENSION PLAN.
Plan sponsor
Name
SHEET METAL WORKERS LOCAL NO. 4 PENSION PLAN
EIN
62-0800645
Address
P.O. BOX 1449 · GOODLETTSVILLE, TN · 370701449
Phone
(615) 859-0131
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-11
Pension benefit codes
1B · Flat-dollar DB formula
Audit & trust (Schedule H)
Auditor
DANIELS, IRWIN & AYLOR, CPAS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
11 rowsOther
11| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ZACKS INVESTMENT MANAGEMENT, INC. | 36-3792197 | CHICAGO, IL | NONE | $58K | — |
| SOUTHERN BENEFIT ADMINISTRATORS | 62-1116095 | GOODLETTSVILLE, TN | NONE | $38K | — |
| STANDARD VALUATIONS, INC | 41-1327339 | ST. PAUL, MN | NONE | $34K | — |
| DANIELS IRWIN & AYLOR | 62-1802605 | MADISON, TN | NONE | $19K | — |
| ASB ALLEGIANCE | 27-0185875 | BETHESDA, MD | NONE | $15K | — |
| GODWIN, MORRIS, LAURENZI, BLOOMFIEL | 62-1371542 | MEMPHIS, TN | NONE | $11K | — |
| U.S. BANK | 31-0841368 | MILWAUKEE, WI | NONE | $9K | — |
| BOYD WATTERSON | — | CLEVELAND, OH | NONE | $7K | — |
| OSBORN, CARREIRO & ASSOCIATES, INC. | 71-0631123 | LITTLE ROCK, AR | NONE | $5K | — |
| GREAT GRAY TRUST COMPANY, LLC | 92-1941236 | LAS VEGAS, NV | NONE | $0 | — |
| MONEY MARKET AND MUTUAL FUNDS | — | — | NONE | $0 | — |
Investments
3 pooled funds· $24.0M(44% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| ASB LABOR EQUITY INDEX FUND CHEVY CHASE · EIN 27-3350609 / PN 001 | Common Collective Trust | — | — | $21.3M | 39.1% | |
| ASB ALLEGIANCE REAL ESTATE FUND LP ASB REAL ESTATE INVESTMENTS · EIN 27-0185875 / PN 001 | Common Collective Trust | — | — | $1.4M | 2.6% | |
| AFL-CIO BUILDING INVESTMENT TRUST PNC BANK · EIN 52-6328901 / PN 001 | Common Collective Trust | — | — | $1.3M | 2.3% |
Related plans
Other plans using ZACKS INVESTMENT MANAGEMENT, INC.
DELTA AIR LINES, INC.
DELTA 401(K) RETIREMENT PLAN FOR PILOTS
$15.9B · 14,981 participants
TRUSTEES OF DISTRICT COUNCIL 82 PAINTING INDUSTRY PENSION PLAN
DISTRICT COUNCIL 82 PAINTING INDUSTRY PENSION PLAN
$318.8M · 920 participants
JT TRUSTEES SHEET METAL WKRS #7 ZONE 1 & 5 CITIES
SHEET METAL WORKERS LOCAL 7, ZONE 1 PENSION PLAN
$147.7M · 703 participants
BRICKLAYERS UNION LOCAL NO 1 OF MISSOURI PENSION PLAN
BRICKLAYERS UNION LOCAL NO 1 OF MISSOURI PENSION P
$129.5M · 545 participants
IBEW 648 PENSION PLAN
IBEW 648 PENSION PLAN
$90.0M · 456 participants
TRUSTEES OF PLUMBERS & STEAMFITTER PENSION TRUST FUND
PLUMBERS & STEAMFITTERS LOCAL 248- PENSION TRUST PLAN
$83.9M · 344 participants
Similar-size Construction plans
BRICKLAYERS PENSION FUND TRUSTEES
BRICKLAYERS PENSION PLAN OF WESTERN PA
$54.6M · 253 participants
TRI DAL EXCAVATION & UTILITIES, INC.
TRI DAL EMPLOYEE STOCK OWNERSHIP PLAN
$54.8M · 239 participants
BAYER CONSTRUCTION COMPANY, INC.
BAYER CONSTRUCTION COMPANY, INC. EMPLOYEE STOCK OWNERSHIP TRUST
$54.9M · 132 participants
DEARBORN HOLDING COMPANY, LLC
DEARBORN HOLDING COMPANY, LLC 401(K) PROFIT SHARING PLAN
$55.0M · 286 participants
PIONEER CLADDING & GLAZING SYSTEMS, INC.
PIONEER CLADDING & GLAZING SYSTEMS, INC. EMPLOYEE STOCK OWNERSHIP PLAN
$55.2M · 136 participants
BOARD OF TRUSTEES OF TEAMSTERS UNION LOCAL NO.142 ANNUITY FUND
TEAMSTERS UNION LOCAL NO. 142 ANNUITY FUND
$55.2M · 1,330 participants
Large plans in Tennessee
FEDEX CORPORATION
FEDEX CORPORATION EMPLOYEES' PENSION TRUST
$27.6B
FEDEX CORPORATION
FEDEX CORPORATION EMPLOYEES' PENSION PLAN
$26.9B · 113,256 participants
FEDEX CORPORATION
FEDEX CORPORATION RETIREMENT SAVINGS PLAN
$25.4B · 102,265 participants
HCA INC.
HCA 401(K) PLAN
$23.8B · 310,762 participants
HCA INC.
HCA INC. MASTER RETIREMENT TRUST
$23.4B
ALLIANCEBERNSTEIN LP
AB US LARGE CAP GROWTH COLLECTIVE TRUST
$8.9B