How big is Emory Valley Center's plan?

Emory Valley Center's plan reported $3.5M in assets and 335 participants for 2023.

Original filing (PDF)20250130151529NAL0001479712001

Emory Valley Center

Name: Emory Valley Center — Emory Valley Center Employee, Form 5500 (2023)
Creator: Emory Valley Center
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Emory Valley Center Employee Retirement Plan

403(b) retirement plan · Emory Valley Center's Emory Valley Center Employee Retirement Plan held $3.5M in plan assets for 335 participants in 2023, with Ascensus as recordkeeper.

Signals · 1

Non-clean audit opinion

Active participants

335

Accounts w/ balance

139

Plan assets (EOY)

$3.5M

Net assets (EOY)

$3.5M

People on this filing

Jennifer Enderson signed Emory Valley Center's 2023 Form 5500 as plan administrator.

Jennifer Enderson — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Emory Valley Center's EIN is 62-0762198.

EIN 62-0762198

Plan number 001

Plan year 2023

ACK ID 20250130151529NAL0001479712001

Official Form 5500 document

Download the official 2023 Form 5500 (PDF) for Emory Valley Center from the U.S. Department of Labor's EFAST2 system.

Download the official 2023 Form 5500 (PDF)

Plan features

Emory Valley Center's plan includes a 403(b) annuity.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for EMORY VALLEY CENTER.

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How this plan invests

This plan

1 pooled trust

Schedule D

51 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Average plan with room to improve

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Auditor issued a qualified / adverse / disclaimer opinion.
Total administrative cost in the bottom quartile of peers (22nd percentile).
Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (9th percentile).

Plan sponsor

Name

EMORY VALLEY CENTER

EIN

all filings

Address

723 EMORY VALLEY ROAD · OAK RIDGE, TN · 37830

Phone

(865) 483-4385

Industry

Admin Support & Waste Mgmt

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-07-01

Tax period

2024-06-30

Filed

2025-01-30

Pension benefit codes

2L · 403(b)(1) annuity

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

FREED MAXICK P.C

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
ASCENSUS LLC	11-3665754	—	RECORDKEEPER	$13K	—
EMPOWER ANNUITY INS CO OF AMERICA	04-1590850	—	RECORDKEEPER	$322	—

Other service providers

Name	EIN	Location	Relation	Direct comp	Indirect comp
ACCESS RETIREMENT SERVICES	62-1700633

Investments

51 direct securities · 1 pooled fund· $3.5M(98% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.

Other securities

$1.7M

26 holdings

Mutual Funds

$1.5M

23 holdings

Common Collective Trusts

$238K

2 holdings

Pooled Separate Account

$86K

1 holding

					% of plan
Lord Abbett GM Lord Abbett Short Duration Income R4	Mutual Funds	—	—	$408K	11.5%
iShares GM iShares MSCI EAFE Intl Index Inv A	Other securities	—	—	$376K	10.6%
Allspring GM Allspring Special Mid Cap Value A	Other securities	—	—	$210K	5.9%
iShares GM iShares S&P 500 Index Inv A	Common Collective Trusts	—	—	$197K	5.5%
MFS GM MFS Massachusetts Investors Gr Stk A	Mutual Funds	—	—	$187K	5.3%
Columbia GM Columbia Dividend Income A	Other securities	—	—	$181K	5.1%
Loomis Sayles GM Loomis Sayles Global Allocation A	Other securities	—	—	$179K	5.1%
iShares GM iShares U.S. Aggregate Bond Index K	Other securities	—	—	$179K	5.0%
MFS GM MFS Mid Cap Growth A	Mutual Funds	—	—	$158K	4.5%
American Funds GM American Funds New World R4	Mutual Funds	—	—	$140K	4.0%
American Funds American Funds Trgt Date Ret 2035 R4	Mutual Funds	—	—	$126K	3.6%
Allspring GM Allspring Special Small Cap Value A	Other securities	—	—	$117K	3.3%
American Century GM American Century Infl Adj Bond A	Other securities	—	—	$110K	3.1%
Pimco GM PIMCO CommoditiesPLUS Strategy A	Mutual Funds	—	—	$91K	2.6%
SEPARATE ACCOUNT II TALCOTT RESOLUTION LIFE INS CO · EIN 06-0974148 / PN 000	Pooled Separate Account	—	—	$86K	2.4%
DWS GM DWS Rreef Real Estate Securities A	Other securities	—	—	$85K	2.4%
Virtus GM Virtus KAR Small-Cap Growth A	Other securities	—	—	$60K	1.7%
American Funds American Funds Trgt Date Ret 2030 R4	Mutual Funds	—	—	$58K	1.6%
American Funds American Funds Trgt Date Ret 2045 R4	Mutual Funds	—	—	$50K	1.4%
BlackRock GM BlackRock High Yield Bond Inv A	Other securities	—	—	$49K	1.4%
American Funds American Funds Trgt Date Ret 2050 R4	Mutual Funds	—	—	$49K	1.4%
Virtus KAR Small-Cap Growth A	Other securities	—	—	$48K	1.4%
American Funds American Funds Trgt Date Ret 2040 R4	Mutual Funds	—	—	$46K	1.3%
American Funds American Funds Trgt Date Ret 2055 R4	Mutual Funds	—	—	$42K	1.2%
iShares S&P 500 Index Inv A	Common Collective Trusts	—	—	$41K	1.2%
American Funds American Funds Capital World GR&INC R3	Mutual Funds	—	—	$23K	0.7%
American Funds American Funds Trgt Date Ret 2060 R4	Mutual Funds	—	—	$18K	0.5%
BlackRock GM BlackRock Liquidity FedFund Premier	Other securities	—	—	$17K	0.5%
Great West (Empower) General Account	Other securities	—	—	$14K	0.4%
American Funds American Funds Growth Fund of Amer R3	Mutual Funds	—	—	$12K	0.3%
MFS Massachusetts Investors Gr Stk A	Mutual Funds	—	—	$12K	0.3%
MFS Mid Cap Growth A	Mutual Funds	—	—	$8K	0.2%
Goldman Sachs Goldman Sachs Mid Cap Value A	Other securities	—	—	$8K	0.2%
Thornburg International Equity R3	Other securities	—	—	$7K	0.2%
Victory Diversified Stock A	Other securities	—	—	$7K	0.2%
American Funds American Funds New World R4	Mutual Funds	—	—	$6K	0.2%
Goldman Sachs Goldman Sachs Small Cap Value A	Other securities	—	—	$6K	0.2%
Eaton Vance Eaton Vance Large-Cap Value A	Other securities	—	—	$5K	0.1%
American Funds American Funds Trgt Date Ret 2020 R4	Mutual Funds	—	—	$5K	0.1%
Pimco Total Return A	Mutual Funds	—	—	$5K	0.1%
Victory Capital Victory Trivalent Intl Small-Cao A	Other securities	—	—	$5K	0.1%
Eaton Vance Eaton Vance Income Fund of Boston A	Other securities	—	—	$4K	0.1%
BlackRock Lifepath Index Retire Inv A	Other securities	—	—	$4K	0.1%
iShares MSCI EAFE Intl Index Inv A	Other securities	—	—	$4K	0.1%
Loomis Sayles Loomis Sayles Global Allocation A	Other securities	—	—	$4K	0.1%
BlackRock High Yield Bond Inv A	Other securities	—	—	$4K	0.1%
Lord Abbett Lord Abbett Short Duration Income R4	Mutual Funds	—	—	$3K	<0.1%
American Funds American Funds Capital Income BLDR R3	Mutual Funds	—	—	$3K	<0.1%
DWS Rreef Real Estate Securities A	Other securities	—	—	$3K	<0.1%
Invesco Real Estate A	Mutual Funds	—	—	$2K	<0.1%