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Original filing (PDF)20250829143747NAL0022412050001
PICKERING, INC.
Form 5500
FILING_RECEIVED
PICKERING, INC. 401(K) PLAN
401(k) retirement plan
Active participants
124
Accounts w/ balance
119
Plan assets (EOY)
$24.2M
Net assets (EOY)
$24.2M
How this plan invests
This plan
36 pooled trusts
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PICKERING, INC..
Plan sponsor
Name
PICKERING, INC.
EIN
62-0758014
Address
6363 POPLAR AVENUE · SUITE 300 · MEMPHIS, TN · 38119
Phone
(901) 726-0810
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-29
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WATKINS UIBERALL PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORDKEEPER | $40K | — |
| ELLIS BENEFITS GROUP | 62-1417683 | — | RECORDKEEPER | $7K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | 04-2675571 | — | INVESTMENT ADVISORY-PLAN | $36K | — |
Investments
13 direct securities · 36 pooled funds· $30.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Pooled Separate Account
$23.8M
36 holdings
Uncategorized
$6.4M
13 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMERICAN FUNDS 2035 TRGT DATE R6 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $3.6M | 14.7% | |
| American Funds American Funds Growth Fund of Amer R6 | — | — | — | $2.9M | 12.0% | |
| AMERICAN FUNDS GROWTH FUND OF AMER TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $2.9M | 12.0% | |
| AMERICAN FUNDS 2030 TRGT DATE R6 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $2.6M | 10.7% | |
| DFA US LARGE COMPANY I TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $2.4M | 9.9% | |
| AMERICAN FUNDS AMERICAN MUTUAL R6 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $1.7M | 7.2% | |
| AMERICAN FUNDS 2025 TRGT DATE R6 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $1.2M | 5.0% | |
| Vanguard Mid Cap Index Adm | — | — | — | $813K | 3.4% | |
| VANGUARD MID CAP INDEX ADM TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $795K | 3.3% | |
| MORLEY STABLE VALUE FUND CLASS 25 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $659K | 2.7% | |
| T. Rowe Price T. Rowe Price Science & Tech | — | — | — | $652K | 2.7% | |
| T ROWE PRICE SCIENCE & TECH TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $648K | 2.7% | |
| NUVEEN SMALL CAP BLEND INDEX R6 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $596K | 2.5% | |
| AMERICAN FUNDS 2045 TRGT DATE R6 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $581K | 2.4% | |
| VANGUARD EXPLORER ADM TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $578K | 2.4% | |
| PIMCO INCOME INSTL TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $554K | 2.3% | |
| JP Morgan JP Morgan Mid Cap Value R6 | — | — | — | $543K | 2.2% | |
| JPMORGAN MID CAP VALUE R6 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $540K | 2.2% | |
| AMERICAN FUNDS EUROPACIFIC GR R6 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $518K | 2.1% | |
| AMERICAN FUNDS 2020 TRGT DATE R6 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $453K | 1.9% | |
| American Funds American Funds 2055 Trgt Date R6 | — | — | — | $443K | 1.8% | |
| AMERICAN FUNDS 2055 TRGT DATE R6 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $433K | 1.8% | |
| JP Morgan JP Morgan Mid Cap Growth R6 | — | — | — | $386K | 1.6% | |
| JPMORGAN MID CAP GROWTH R6 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $383K | 1.6% | |
| AMERICAN FUNDS CAPITAL INC BLDR R6 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $336K | 1.4% | |
| T ROWE PRICE HEALTH SCIENCE TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $334K | 1.4% | |
| DFA INFLATION-PROTECTED SECURITIES TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $300K | 1.2% | |
| FIDELITY ADVISOR TOTAL BOND Z TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $265K | 1.1% | |
| American Funds American Funds 2050 Trgt Date R6 | — | — | — | $253K | 1.0% | |
| AMERICAN FUNDS 2050 TRGT DATE R6 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $242K | 1.0% | |
| AMERICAN FUNDS 2010 TRGT DATE R6 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $230K | 1.0% | |
| AMERICAN FUNDS 2060 TRGT DATE R6 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $225K | 0.9% | |
| AMERICAN FUNDS 2040 TRGT DATE R6 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $171K | 0.7% | |
| Vanguard Total Bond Market Index Adm | — | — | — | $144K | 0.6% | |
| VANGUARD TOTAL BOND MARKET INDEX AD TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $143K | 0.6% | |
| AMERICAN FUNDS NEW WORLD R6 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $120K | 0.5% | |
| Participant loans Interest rates at 4.25% - 9.50% - | — | — | — | $100K | 0.4% | |
| DFA INTERNATIONAL VALUE I TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $76K | 0.3% | |
| DFA LARGE CAP INTERNATIONAL I TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $75K | 0.3% | |
| American Funds American Funds 2065 Trgt Date R6 | — | — | — | $71K | 0.3% | |
| PIMCO International Bond Instl | — | — | — | $59K | 0.2% | |
| PIMCO INTERNATIONAL BOND (USD HEDGE TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $59K | 0.2% | |
| AMERICAN FUNDS 2065 TRGT DATE R6 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $53K | 0.2% | |
| AMERICAN FUNDS 2015 TRGT DATE R6 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $40K | 0.2% | |
| DFA US Targeted Value I | — | — | — | $33K | 0.1% | |
| DFA US TARGETED VALUE I TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $32K | 0.1% | |
| DFA International Small Company I | — | — | — | $20K | <0.1% | |
| DFA INTERNATIONAL SMALL COMPANY I TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $19K | <0.1% | |
| AMERICAN FUNDS 2070 TRGT DATE R6 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 62-0758014 / PN 000 | Pooled Separate Account | — | — | $448 | <0.1% |